-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DKk38EDjTiiNACNZYzHYrf7saUzQG2SBWFaRwN5FfeIVaCRQkqNuIZQ4GAwSOxXB xDgMsd5+KizdcIryD+TyPg== 0000205716-04-000004.txt : 20040114 0000205716-04-000004.hdr.sgml : 20040114 20040114160141 ACCESSION NUMBER: 0000205716-04-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040113 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLEVELAND COTTON M CENTRAL INDEX KEY: 0001192334 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 04525054 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-13 0 0000072741 NORTHEAST UTILITIES SYSTEM NU 0001192334 CLEVELAND COTTON M C/O NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 0 0 1 Trustee Common Shares, $5 par value 2004-01-13 4 A 0 3000 A 12251 D Restricted share units vesting on 1/10/2005, half of which are payable in January 2005 and half in January 2009 except that receipt thereof has been further deferred. Includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mrs. Cleveland also beneficially owns 12,500 options to purchase common shares and indirectly beneficially owns 1,416 common shares held in an IRA, the ownership of which was previously reported on Form 4. /s/ Cotton M. Cleveland, By: O. Kay Comendul/POA 2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----