-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E7KFpbeWZggyW7k9ZM5c30J4CJd/FxdbXqz+TwYqsbk8v+cRBGqsSaPfu/rf4f7v DH0lc//dSoywfzS31SziKg== 0000205716-03-000165.txt : 20031030 0000205716-03-000165.hdr.sgml : 20031030 20031030171220 ACCESSION NUMBER: 0000205716-03-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031029 FILED AS OF DATE: 20031030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUTLER GREGORY B CENTRAL INDEX KEY: 0001192333 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 03967419 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-10-29 0 0000072741 NORTHEAST UTILITIES SYSTEM NU 0001192333 BUTLER GREGORY B NORTHEAST UTILTIES 107 SELDEN STREET BERLIN CT 06037 0 1 0 0 SVP, Secretary & Gen. Counsel Common Shares, $5 par value 2003-10-29 4 M 0 8540 14.9375 A 21989 D Common Shares, $5 par value 2003-10-29 4 M 0 7176 16.3125 A 29165 D Common Shares, $5 par value 2003-10-29 4 S 0 13900 19.11 D 15265 D Common Shares, $5 par value 2003-10-29 4 S 0 1816 19.12 D 13449 D Options to Purchase 14.9375 2003-10-29 4 M 0 7800 19.11 A 2001-02-22 2010-02-22 Common Shares, $5 par value 7800 37716 D Options to Purchase 14.9375 2003-10-29 4 M 0 740 19.12 A 2001-02-22 2010-02-22 Common Shares, $5 par value 740 36976 D Options to Purchase 16.3125 2003-10-29 4 M 0 6100 19.11 A 1999-05-19 2008-05-19 Common Shares, $5 par value 6100 30876 D Options to Purchase 16.3125 2003-10-29 4 M 0 1076 19.12 A 1999-05-19 2008-05-19 Common Shares, $5 par value 1076 29800 D This is a running tally as per Q & A 3 of the Division of Corporate Finance's "Section 16 Electronic Reporting Frequently Asked Questions" dated March 13, 2003. In addition, as of October 28, 2003 Mr. Butler beneficially owned 1,633 shares indirectly, which are held for him in trust under the Northeast Utilities Service Company 401k Plan, a qualified plan, according to information supplied by the plan's recordkeeper. Vesting ratably over 3 years. /s/ Gregory B. Butler 2003-10-30 -----END PRIVACY-ENHANCED MESSAGE-----