0001567619-23-001860.txt : 20230206 0001567619-23-001860.hdr.sgml : 20230206 20230206091121 ACCESSION NUMBER: 0001567619-23-001860 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230131 FILED AS OF DATE: 20230206 DATE AS OF CHANGE: 20230206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Odey Asset Management Group Ltd CENTRAL INDEX KEY: 0001512596 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 23588801 BUSINESS ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON STATE: X0 ZIP: W1K 7PU BUSINESS PHONE: 44 020 7208 1400 MAIL ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON STATE: X0 ZIP: W1K 7PU REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Odey Robin Crispin William CENTRAL INDEX KEY: 0001512595 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 23588799 MAIL ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON, UNITED KINGDOM STATE: X0 ZIP: W1K 7PU REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Odey Holdings Ltd CENTRAL INDEX KEY: 0001877288 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 23588800 BUSINESS ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON STATE: X0 ZIP: W1K 7PU BUSINESS PHONE: 44-020-7208-1400 MAIL ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON STATE: X0 ZIP: W1K 7PU REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Odey Asset Management LLP CENTRAL INDEX KEY: 0001512842 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0405 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40579 FILM NUMBER: 23588802 BUSINESS ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON, UNITED KINGDOM STATE: X0 ZIP: W1K 7PU BUSINESS PHONE: 44 020 7208 1400 MAIL ADDRESS: STREET 1: 18 UPPER BROOK STREET CITY: LONDON, UNITED KINGDOM STATE: X0 ZIP: W1K 7PU ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 550 SOUTH HOPE STREET STREET 2: SUITE 2850 CITY: LOS ANGELES STATE: CA ZIP: 90071 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 3 1 doc1.xml FORM 3 X0206 3 2023-01-31 0 0000727273 CADIZ INC CDZI 0001512842 Odey Asset Management LLP 18 UPPER BROOK STREET LONDON, UNITED KINGDOM X0 W1K 7PU UNITED KINGDOM 0 0 1 0 0001512596 Odey Asset Management Group Ltd 18 UPPER BROOK STREET LONDON, UNITED KINGDOM X0 W1K 7PU UNITED KINGDOM 0 0 1 0 0001877288 Odey Holdings Ltd 18 UPPER BROOK STREET LONDON, UNITED KINGDOM X0 W1K 7PU UNITED KINGDOM 0 0 1 0 0001512595 Odey Robin Crispin William 18 UPPER BROOK STREET LONDON, UNITED KINGDOM X0 W1K 7PU UNITED KINGDOM 0 0 1 0 Common Stock 340883 I See Footnotes Common Stock 2165149 I See Footnotes Common Stock 3682219 I See Footnotes Common Stock 339824 I See Footnotes Common Stock 1067593 I See Footnotes Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose. Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser. Exhibit List Exhibit 24 - Power of Attorney, incorporated by reference to Exhibit 99.2 to the Form 13F filed with the Securities and Exchange Commission by Robin Crispin William Odey on August 5, 2022. ODEY ASSET MANAGEMENT LLP By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 2023-02-03 ODEY ASSET MANAGEMENT GROUP LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 2023-02-03 ODEY HOLDINGS LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance 2023-02-03 ROBIN CRISPIN WILLIAM ODEY By: /s/ Lee Markwood, Lee Markwood, as attorney-in-fact 2023-02-03