0001567619-23-001860.txt : 20230206
0001567619-23-001860.hdr.sgml : 20230206
20230206091121
ACCESSION NUMBER: 0001567619-23-001860
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230131
FILED AS OF DATE: 20230206
DATE AS OF CHANGE: 20230206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Odey Asset Management Group Ltd
CENTRAL INDEX KEY: 0001512596
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0405
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40579
FILM NUMBER: 23588801
BUSINESS ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON
STATE: X0
ZIP: W1K 7PU
BUSINESS PHONE: 44 020 7208 1400
MAIL ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON
STATE: X0
ZIP: W1K 7PU
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Odey Robin Crispin William
CENTRAL INDEX KEY: 0001512595
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40579
FILM NUMBER: 23588799
MAIL ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON, UNITED KINGDOM
STATE: X0
ZIP: W1K 7PU
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Odey Holdings Ltd
CENTRAL INDEX KEY: 0001877288
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0405
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40579
FILM NUMBER: 23588800
BUSINESS ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON
STATE: X0
ZIP: W1K 7PU
BUSINESS PHONE: 44-020-7208-1400
MAIL ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON
STATE: X0
ZIP: W1K 7PU
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Odey Asset Management LLP
CENTRAL INDEX KEY: 0001512842
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0405
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40579
FILM NUMBER: 23588802
BUSINESS ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON, UNITED KINGDOM
STATE: X0
ZIP: W1K 7PU
BUSINESS PHONE: 44 020 7208 1400
MAIL ADDRESS:
STREET 1: 18 UPPER BROOK STREET
CITY: LONDON, UNITED KINGDOM
STATE: X0
ZIP: W1K 7PU
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
3
1
doc1.xml
FORM 3
X0206
3
2023-01-31
0
0000727273
CADIZ INC
CDZI
0001512842
Odey Asset Management LLP
18 UPPER BROOK STREET
LONDON, UNITED KINGDOM
X0
W1K 7PU
UNITED KINGDOM
0
0
1
0
0001512596
Odey Asset Management Group Ltd
18 UPPER BROOK STREET
LONDON, UNITED KINGDOM
X0
W1K 7PU
UNITED KINGDOM
0
0
1
0
0001877288
Odey Holdings Ltd
18 UPPER BROOK STREET
LONDON, UNITED KINGDOM
X0
W1K 7PU
UNITED KINGDOM
0
0
1
0
0001512595
Odey Robin Crispin William
18 UPPER BROOK STREET
LONDON, UNITED KINGDOM
X0
W1K 7PU
UNITED KINGDOM
0
0
1
0
Common Stock
340883
I
See Footnotes
Common Stock
2165149
I
See Footnotes
Common Stock
3682219
I
See Footnotes
Common Stock
339824
I
See Footnotes
Common Stock
1067593
I
See Footnotes
Shares reported are held for the benefit of investment advisory clients of Odey Asset Management LLP ("OAM LLP"). Odey Asset Management Group Ltd ("OAM Ltd") is the managing member of OAM LLP, Odey Holdings Ltd ("Odey Holdings") is the sole stockholder of OAM Ltd, and Mr. Odey is the sole stockholder of Odey Holdings. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.
Shares held for the benefit of a pension trust for which OAM LLP serves as investment adviser.
Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
Shares held for the benefit of a private fund for which OAM LLP serves as investment adviser.
Exhibit List
Exhibit 24 - Power of Attorney, incorporated by reference to Exhibit 99.2 to the Form 13F filed with the Securities and Exchange Commission by Robin Crispin William Odey on August 5, 2022.
ODEY ASSET MANAGEMENT LLP By: /s/ Lee Markwood, Lee Markwood, Head of Compliance
2023-02-03
ODEY ASSET MANAGEMENT GROUP LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance
2023-02-03
ODEY HOLDINGS LTD By: /s/ Lee Markwood, Lee Markwood, Head of Compliance
2023-02-03
ROBIN CRISPIN WILLIAM ODEY By: /s/ Lee Markwood, Lee Markwood, as attorney-in-fact
2023-02-03