X0306 4 2016-11-14 0 0000727273 CADIZ INC CDZI 0001299311 Hickox Winston H C/O CADIZ INC. 550 SOUTH HOPE STREET, SUITE 2850 LOS ANGELES CA 90071 1 0 0 0 Common Stock 2016-11-14 4 P 0 500 8.7999 A 15500 I By Spouse Common Stock 2016-11-15 4 P 0 14500 8.948 A 30000 I By Spouse Common Stock 67133 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.945 to $8.95. The Reporting Person undertakes to provide Cadiz Inc., any security holders of Cadiz Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017. Winston H. Hickox 2016-11-16