0001189957-16-000016.txt : 20161116
0001189957-16-000016.hdr.sgml : 20161116
20161116172525
ACCESSION NUMBER: 0001189957-16-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161114
FILED AS OF DATE: 20161116
DATE AS OF CHANGE: 20161116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CADIZ INC
CENTRAL INDEX KEY: 0000727273
STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941]
IRS NUMBER: 770313235
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
BUSINESS PHONE: 213-271-1600
MAIL ADDRESS:
STREET 1: 550 SOUTH HOPE STREET
STREET 2: SUITE 2850
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
FORMER COMPANY:
FORMER CONFORMED NAME: CADIZ LAND CO INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC
DATE OF NAME CHANGE: 19920602
FORMER COMPANY:
FORMER CONFORMED NAME: ARIDTECH INC
DATE OF NAME CHANGE: 19880523
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hickox Winston H
CENTRAL INDEX KEY: 0001299311
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12114
FILM NUMBER: 162003260
MAIL ADDRESS:
STREET 1: C/O THOMAS PROPERTIES GROUP, INC.
STREET 2: 515 SOUTH FLOWER STREET, 6TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90071
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-11-14
0
0000727273
CADIZ INC
CDZI
0001299311
Hickox Winston H
C/O CADIZ INC.
550 SOUTH HOPE STREET, SUITE 2850
LOS ANGELES
CA
90071
1
0
0
0
Common Stock
2016-11-14
4
P
0
500
8.7999
A
15500
I
By Spouse
Common Stock
2016-11-15
4
P
0
14500
8.948
A
30000
I
By Spouse
Common Stock
67133
D
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.945 to $8.95. The Reporting Person undertakes to provide Cadiz Inc., any security holders of Cadiz Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
Includes 3,473 shares allocated to the Reporting Person under the 2014 Equity Incentive Plan for services rendered by the Reporting Person as a director of the Issuer for the 12-month period ended June 30, 2016, which shares will vest on January 31, 2017.
Winston H. Hickox
2016-11-16