-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LaS1rWrbwDHTzSnlZgYkuvj5R38dr/n+d3uCxdKDQfrjhZ+cDjES5Kn+R6v/a3Zc en8PHFgeoPs0l3g4fy8eEg== 0000950103-06-000173.txt : 20060125 0000950103-06-000173.hdr.sgml : 20060125 20060125212951 ACCESSION NUMBER: 0000950103-06-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051118 FILED AS OF DATE: 20060125 DATE AS OF CHANGE: 20060125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CADIZ INC CENTRAL INDEX KEY: 0000727273 STANDARD INDUSTRIAL CLASSIFICATION: WATER SUPPLY [4941] IRS NUMBER: 770313235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 BUSINESS PHONE: 213-271-1600 MAIL ADDRESS: STREET 1: 777 SOUTH FIGUEROA STREET STREET 2: SUITE 4250 CITY: LOS ANGELES STATE: CA ZIP: 90017 FORMER COMPANY: FORMER CONFORMED NAME: CADIZ LAND CO INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC AGRICULTURAL HOLDINGS INC DATE OF NAME CHANGE: 19920602 FORMER COMPANY: FORMER CONFORMED NAME: ARIDTECH INC DATE OF NAME CHANGE: 19880523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12114 FILM NUMBER: 06551270 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER NAME: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 4 1 jan2506_4cadiz-5ex.xml X0202 4 2005-11-18 0 0000727273 CADIZ INC CDZI 0000895421 MORGAN STANLEY 1585 BROADWAY NEW YORK NY 10036 0 0 1 0 Common Stock 2005-11-18 4 P 0 2000 20.02 A 1506600 D Common Stock 2005-11-21 4 P 0 8320 19.96 A 1514920 D Common Stock 2005-11-22 4 P 0 5000 19.46 A 1519920 D Common Stock 2005-11-23 4 P 0 1495 19.37 A 1521415 D Common Stock 2005-11-28 4 P 0 480 19.96 A 1521895 D Common Stock 2005-11-30 4 P 0 1200 19.94 A 1523095 D Common Stock 2005-12-01 4 P 0 615 20.26 A 1523710 D Common Stock 2005-12-02 4 P 0 2400 20.79 A 1526110 D Common Stock 2005-12-06 4 P 0 380 20.99 A 1526490 D Common Stock 2005-12-07 4 P 0 627 21.16 A 1527117 D Common Stock 2005-12-08 4 P 0 164 20.75 A 1527281 D Common Stock 2005-12-09 4 P 0 200 21.45 A 1527481 D This Form 4 is being filed by more than one reporting person. Morgan Stanley & Co. International Limited is a wholly owned subsidiary of Morgan Stanley. All shares held directly by Morgan Stanley & Co. International Limited are held indirectly by Morgan Stanley. The reporting persons have disgorged to the issuer $114,358.20 in short-swing profits as a consequence of the transactions reported on the Form 4s dated 1/25/2006 pursuant to section 16(b) of the Exchange Act of 1934. Morgan Stanley, By: /s/ Dennine Bullard, Executive Director 2006-01-25 Morgan Stanley & Co. International Limited, By: /s/ R. Derek Bandeen, Managing Director 2006-01-25 -----END PRIVACY-ENHANCED MESSAGE-----