Form 10-K405 - Annual report [Sections 13 and 15(d), S-K Item 405]:
SEC Accession No. 0000950137-96-000417
Filing Date
1996-04-01
Accepted
1996-04-01 00:00:00
Documents
14
Period of Report
1995-12-31
SROs
NYSE

Document Format Files

Seq Description Document Type Size
1 FORM 10-K405 10-K405 208556
2 BY-LAWS EX-3.2 38613
3 CERT. OF DESIGNATIONS EX-4.1 38703
4 STOCK PURCHASE AGMT. EX-10.8 10400
5 PROMISSORY NOTE EX-10.9 5374
6 STOCK OPTION AGREEMENT EX-10.16 13041
7 STOCK OPTION AGREEMENT EX-10.17 17608
8 MASTER LEASE AGMT. EX-10.20 70894
9 CLEARING AGREEMENT EX-10.21 63955
10 AMENDMENT TO NOTE CONVERSION AGREEMENT EX-10.23 2710
11 SUBSIDIARIES EX-21.1 855
12 COOPERS CONSENT EX-23.1 793
13 DELOITTE CONSENT EX-23.2 586
14 FINANCIAL DATA SCHEDULE EX-27.1 2056
  Complete submission text file 0000950137-96-000417.txt   476859
Mailing Address 120 SOUTH LASALLE ST 120 SOUTH LASALLE ST CHICAGO IL 60603
Business Address 120 S LASALLE ST 9TH FLR CHICAGO IL 60603 3125262000
RODMAN & RENSHAW CAPITAL GROUP INC (Filer) CIK: 0000726977 (see all company filings)

EIN.: 363111956 | State of Incorp.: DE | Fiscal Year End: 1231
Type: 10-K405 | Act: 34 | File No.: 001-09143 | Film No.: 96543044
SIC: 6211 Security Brokers, Dealers & Flotation Companies