þ | Preliminary Proxy Statement | |
o | Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) | |
o | Definitive Proxy Statement | |
o | Definitive Additional Materials | |
o | Soliciting Material Pursuant to §240.14a-12 |
þ | No fee required. | |
o | Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. |
(1) | Title of each class of securities to which transaction applies: | ||
N/A
|
|||
(2) | Aggregate number of securities to which transaction applies: | ||
N/A
|
|||
(3) | Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): | ||
N/A
|
|||
(4) | Proposed maximum aggregate value of transaction: | ||
N/A
|
|||
(5) | Total fee paid: | ||
$0
|
|||
o | Fee paid previously with preliminary materials. | |
o | Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
(1) | Amount Previously Paid: | ||
N/A
|
|||
(2) | Form, Schedule or Registration Statement No.: | ||
N/A
|
|||
(3) | Filing Party: | ||
N/A
|
|||
(4) | Date Filed: | ||
N/A
|
|||
1. | Election of six (6) Trustees to the Board. (To be voted on by all Portfolios.) | |
2. | Amendment and restatement of the Trusts Declaration of Trust. (To be voted on by all Portfolios.) | |
3. | Adoption of a manager-of-managers arrangement for certain Portfolios, pursuant to which SunAmerica Asset Management Corp., the Portfolios investment adviser, could retain subadvisers for the applicable Portfolios without shareholder approval. (To be voted on by the Capital Appreciation Portfolio, the Government and Quality Bond Portfolio, the Growth and Income Portfolio, the Growth Portfolio, the Multi-Asset Portfolio, the Natural Resources Portfolio, and the Strategic Multi-Asset Portfolio.) | |
4. | Adoption of a plan of liquidation for the Money Market Portfolio. (To be voted on by the Money Market Portfolio.) | |
5. | To approve changes to certain of the fundamental policies of certain of the Portfolios, as follows: |
A. | Removal of the fundamental policy requiring shareholder approval of changes to investment goals or principal investment strategies for certain Portfolios. (To be voted on by the Asset Allocation Portfolio, the Capital Appreciation Portfolio, the Government and Quality Bond Portfolio, the Growth and Income Portfolio, the |
Growth Portfolio, the Multi-Asset Portfolio, the Natural Resources Portfolio, and the Strategic Multi-Asset Portfolio.) | |||
B. | Amendment of the Natural Resources Portfolios fundamental policy regarding concentration of investments. (To be voted on by the Natural Resources Portfolio.) | ||
C. | Amendment of the fundamental policy regarding diversification of investments for certain Portfolios. (To be voted on by the Capital Appreciation Portfolio, the Government and Quality Bond Portfolio, the Growth and Income Portfolio, the Growth Portfolio, the Multi-Asset Portfolio, the Natural Resources Portfolio, and the Strategic Multi-Asset Portfolio.) | ||
D. | Removal of the fundamental policy regarding investing in other investment companies for certain Portfolios. (To be voted on by the Capital Appreciation Portfolio, the Government and Quality Bond Portfolio, the Growth and Income Portfolio, the Growth Portfolio, the Multi-Asset Portfolio, and the Strategic Multi-Asset Portfolio.) | ||
E. | Removal of the fundamental policy restricting certain Portfolios from purchasing securities of companies when securities issued by such companies are beneficially owned by certain affiliated persons of the Trust in certain circumstances. (To be voted on by the Capital Appreciation Portfolio, the Government and Quality Bond Portfolio, the Growth and Income Portfolio, the Growth Portfolio, the Multi-Asset Portfolio, the Natural Resources Portfolio, and the Strategic Multi-Asset Portfolio.) |
6. | To transact such other business as may properly come before the Meeting or any adjournment(s) or postponement(s) thereof. |
Re: | Anchor Series Trust File Nos. 2-86188 and 811-3836 Preliminary Proxy Materials |
Sincerely, |
||||
/s/ David S. Goldstein | ||||
David S. Goldstein | ||||
ATLANTA | AUSTIN | HOUSTON | NEW YORK | WASHINGTON DC |