-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GB1r9/b4+tb+B0MxYhaLwflrZPFxK8JY9pqxaxeg7KSrIGNcKrlNR4ZDrRisgDHu kADV4AUxkkE/hMqQWSFElw== 0001125282-01-001401.txt : 20010410 0001125282-01-001401.hdr.sgml : 20010410 ACCESSION NUMBER: 0001125282-01-001401 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010406 GROUP MEMBERS: ALLIANCE CAPITAL INVESTMENTS CORP GROUP MEMBERS: JERICHO CAPITAL CORP. GROUP MEMBERS: KENNETH GREENE GROUP MEMBERS: STACIE GREENE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETWORK SIX INC CENTRAL INDEX KEY: 0000726714 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 050366090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-60041 FILM NUMBER: 1596746 BUSINESS ADDRESS: STREET 1: 475 KILVERT ST CITY: WARWICK STATE: RI ZIP: 02886 BUSINESS PHONE: 4017329000 MAIL ADDRESS: STREET 1: 475 KILVERT STREET CITY: WARWICK STATE: RI ZIP: 02886 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE CAPITAL INVESTMENTS CORP CENTRAL INDEX KEY: 0001130940 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 125 WEST SHORE ROAD CITY: HUNTINGTON STATE: NY ZIP: 11743 BUSINESS PHONE: 6313479500 MAIL ADDRESS: STREET 1: 125 WEST SHORE ROAD CITY: HUNTINGTON STATE: NY ZIP: 11743 SC 13D/A 1 0001.txt AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Amendment No. 4 Under the Securities Exchange Act of 1934 NETWORK SIX, INC. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 640901 203 (CUSIP Number) Asher S. Levitsky P.C. Esanu Katsky Korins & Siger, LLP 605 Third Avenue New York, New York 10158 (212) 953-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 29, 2001 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. |_| Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 640901 203 SCHEDULE 13D ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Alliance Capital Investment Corp., 11-3250666 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* WC ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- 0% SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 140,696 17.0% OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- 0% PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 140,696 17.0% ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 140,696 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 17.0% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* CO ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 7 CUSIP No. 640901 203 SCHEDULE 13D ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Stacie Greene ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* OO ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- 0% SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 140,696 17.0% OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- 0% PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 140,696 17.0% ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 140,696 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 17.0% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 3 of 7 CUSIP No. 640901 203 SCHEDULE 13D ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jericho Capital Corp. SEP f/b/o Kenneth Greene, 11-3206326 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* OO ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- 0% SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 34,000 4.1% OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- 0% PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 34,000 4.1% ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,000 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.1%% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* EP ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 7 CUSIP No. 640901 203 SCHEDULE 13D ________________________________________________________________________________ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Kenneth Greene ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [_] ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* OO ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA ________________________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF -0- 0% SHARES _________________________________________________________________ 8 SHARED VOTING POWER BENEFICIALLY 34,000 4.1% OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING -0- 0% PERSON _________________________________________________________________ 10 SHARED DISPOSITIVE POWER WITH 34,000 4.1% ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,000 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.1% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 5 of 7 Item 1. Security and Issuer. This Amendment No. 4 relates to the common stock, par value $.10 per share ("Common Stock"), of Network Six, Inc., a Rhode Island corporation (the "Company"), and amends the Schedule 13D, dated December 28, 2000, as amended, regarding the reporting persons' ownership of certain securities of the Company. The Schedule 13D, as heretofore amended, is hereinafter referred to as the "Schedule." All capitalized terms used in this Amendment and otherwise undefined shall have the meanings ascribed in the Schedule. This Amendment is filed in accordance with Rule 13d-2 of the Securities Exchange Act of 1934, as amended, by the reporting persons. It shall refer only to information that has materially changed since the filing of the Schedule. Item 5. Interest in Securities of the Issuer. (a) Alliance owns 140,696 shares of Common Stock, representing 17.0% of the outstanding shares of Common Stock. The Jericho SEP owns 34,000 shares of Common Stock, representing 4.1% of the outstanding shares of Common Stock. (b) As a result of her position of the sole executive officer of Alliance, Ms. Stacie Greene has shared power with Alliance to vote or direct the vote and to dispose of or direct the disposition of the shares of Common Stock owned by Alliance and by her SEP - IRA. As a result of his position as the sole beneficiary of the Jericho SEP, Mr. Kenneth Greene has shared power with the Jericho SEP to vote or direct the vote and to dispose of or direct the disposition of the shares of Common Stock owned by the Jericho SEP. (c) Set forth below is information as to purchase of Common Stock by the Jericho SEP since the transactions reported in the Schedule. Date Number of Shares Price Per Share ---- ---------------- --------------- 2/6/01 1,000 $2.74 2/16/01 1,100 2.86 3/8/01 2,000 2.87 3/19/01 1,000 2.56 3/23/01 500 2.86 3/26/01 1,200 2.80 3/28/01 1,000 3.05 3/29/01 600 3.22 4/2/01 1,500 3.41 (d) No other person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock. Page 6 of 7 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information contained in this Statement is true, complete and correct. Dated April 5, 2001 ALLIANCE CAPITAL INVESTMENT CORP. By: ------------------------------------ Stacie Greene, President --------------------------------------- Stacie Greene JERICHO CAPITAL CORP. SEP F/B/O KENNETH GREENE By: ------------------------------------ Kenneth Greene --------------------------------------- Kenneth Greene Page 7 of 7 -----END PRIVACY-ENHANCED MESSAGE-----