-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T3JXG9/drNQ0ZQuM3aha46qHVN6uPpqgE74KPqAJIbSN+sPrWsJSpruzfbyEfuXU oMU4aZUFFe6wj9RPITDk0Q== 0000278331-99-000011.txt : 19991115 0000278331-99-000011.hdr.sgml : 19991115 ACCESSION NUMBER: 0000278331-99-000011 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991112 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BUILDERS TRANSPORT INC CENTRAL INDEX KEY: 0000726617 STANDARD INDUSTRIAL CLASSIFICATION: TRUCKING (NO LOCAL) [4213] IRS NUMBER: 581186216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-35118 FILM NUMBER: 99746589 BUSINESS ADDRESS: STREET 1: P O BOX 7005 STREET 2: 2029 W DEKALB ST CITY: CAMDEN STATE: SC ZIP: 29020 BUSINESS PHONE: 8034321400 MAIL ADDRESS: STREET 1: PO BOX 7005 CITY: CAMDEN STATE: SC ZIP: 29020 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEET SECURITIES INC/BD /BD CENTRAL INDEX KEY: 0000278331 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132967453 STATE OF INCORPORATION: NY FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 26 BROADWAY STREET 2: 13TH FL CITY: NEW YORK STATE: NY ZIP: 100041798 BUSINESS PHONE: 2127471400 MAIL ADDRESS: STREET 1: 26 BROADWAY STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 100041798 FORMER COMPANY: FORMER CONFORMED NAME: FLEET SECURITIES INC/BD /BD DATE OF NAME CHANGE: 19990319 SC 13G/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c) and (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(c) (Amendment No. 3) BUILDERS TRANSPORT, INCORPORATED (Name of Issuer) COMMON STOCK (Title of Class of Securities) 120084108 (CUSIP Number) October 29, 1999 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] RULE 13d-1(b) [ ] RULE 13d-1(c) [ ] RULE 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that Section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1. Name of Reporting Persons IRS Identification No. of Above Persons (entities only): Fleet Securities, Inc. I.R.S. Tax I.D. No. 13-2967453 - -------------------------------------------------------------------------------- CUSIP NO. 120084108 Page 2 of 4 2. Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] 3. SEC USE ONLY 4. Citizenship or Place of Organization: New York NUMBER OF 5. Sole Voting Power: 10,831 SHARES BENEFICIALLY 6. Shared Voting Power: none OWNED BY EACH 7. Sole Dispositive Power: 10,831 REPORTING PERSON WITH: 8. Shared Dispositive Power: none 9. Aggregate Amount Beneficially Owned by Each Reporting Person: 10,831 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares*: [ ] 11. Percent of Class Represented by Amount in Row 9: 0.2% 12. Type of Reporting Person: BD ITEM 1. (a) Name of Issuer: Builders Transport, Incorporated (b) Address of Issuer's Principal Executive Offices: 2029 West DeKalb Street Camden, South Carolina 29020-7005 ITEM 2. (a) Name of Person Filing: Fleet Securities, Inc. (b) Address of Principal Business Office or, if none, Residence: 10 Exchange Place Centre, 22nd Floor Jersey City, New Jersey, 07302 (c) Citizenship: New York (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 120084108 - ------------------------------------------------------------------------- CUSIP NO. 120084108 Page 3 of 4 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: (a) [X] Broker or dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (d) [ ] Investment company registered under Section 8 of the Investment Company Act (e) [ ] An investment adviser in accordance with Rule 13d- 1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person, in accordance with Rule 13d-1(b)(ii)(G); (h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act; (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box: [ ]. ITEM 4. Ownership. (a) Amount Beneficially Owned: 10,831 (b) Percent of Class: 0.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 10,831 (ii) shared power to vote or to direct the vote: none (iii) sole power to dispose or to direct the disposition of: 10,831 (iv) shared power to dispose or to direct the disposition of: none - ------------------------------------------------------------------------- CUSIP NO. 120084108 Page 4 of 4 ITEM 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] ITEM 6. Ownership of more than Five Percent on Behalf of Another Person. Not Applicable ITEM 7. Identification and Classification of the Subsidiary which Acquired the Security Not Applicable. ITEM 8. Identification and Classification of Members of the Group Not Applicable. ITEM 9. Notice of Dissolution of Group Not Applicable. ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 8, 1999 Fleet Securities, Inc. /s/ Leslie C. Quick, III _______________________ Leslie C. Quick, III President -----END PRIVACY-ENHANCED MESSAGE-----