0001140361-19-002313.txt : 20190201
0001140361-19-002313.hdr.sgml : 20190201
20190201173845
ACCESSION NUMBER: 0001140361-19-002313
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190201
FILED AS OF DATE: 20190201
DATE AS OF CHANGE: 20190201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Steven L
CENTRAL INDEX KEY: 0001435750
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 19560984
MAIL ADDRESS:
STREET 1: 9100 SW GEMINI DRIVE
CITY: BEAVERTON
STATE: OR
ZIP: 97008
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0330
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
4
1
form4.xml
FORM 4
X0306
4
2019-02-01
true
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001435750
Harris Steven L
C/O ELECTRO SCIENTIFIC INDUSTRIES, INC.
13900 NW SCIENCE PARK DR.
PORTLAND
OR
97229
true
VICE PRESIDENT OF ENGINEERING
Common Stock
2019-02-01
4
D
0
38647
30
D
25900
D
Common Stock
2019-02-01
4
D
0
25900
D
0
D
38,647 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share.
Restricted stock units representing the right to receive a total of 25,900 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 9,844 shares of MKS's common stock, in accordance with the terms of the Merger Agreement.
By: /s/ Aric McKinnis, Attorney-in-Fact
For: Steven L. Harris
2019-02-01