0001140361-19-002313.txt : 20190201 0001140361-19-002313.hdr.sgml : 20190201 20190201173845 ACCESSION NUMBER: 0001140361-19-002313 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190201 DATE AS OF CHANGE: 20190201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Steven L CENTRAL INDEX KEY: 0001435750 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 19560984 MAIL ADDRESS: STREET 1: 9100 SW GEMINI DRIVE CITY: BEAVERTON STATE: OR ZIP: 97008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0330 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 4 1 form4.xml FORM 4 X0306 4 2019-02-01 true 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001435750 Harris Steven L C/O ELECTRO SCIENTIFIC INDUSTRIES, INC. 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 true VICE PRESIDENT OF ENGINEERING Common Stock 2019-02-01 4 D 0 38647 30 D 25900 D Common Stock 2019-02-01 4 D 0 25900 D 0 D 38,647 shares of Issuer common stock were cancelled and disposed of at the effective time of the merger of EAS Equipment, Inc. ("Merger Sub"), a wholly owned subsidiary of MKS Instruments, Inc. ("MKS"), with and into the Issuer (the "Merger"), pursuant to that certain Agreement and Plan of Merger dated October 29, 2018, among the Issuer, MKS and Merger Sub (the "Merger Agreement") as a result of which Issuer became a wholly owned subsidiary of MKS, in exchange for a cash payment of $30.00 per share. Restricted stock units representing the right to receive a total of 25,900 shares of Issuer's common stock were assumed by MKS at the effective time of the Merger and converted into restricted stock units representing the right to receive 9,844 shares of MKS's common stock, in accordance with the terms of the Merger Agreement. By: /s/ Aric McKinnis, Attorney-in-Fact For: Steven L. Harris 2019-02-01