0000726514-17-000028.txt : 20170515 0000726514-17-000028.hdr.sgml : 20170515 20170515194708 ACCESSION NUMBER: 0000726514-17-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170511 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wong Bing-Fai CENTRAL INDEX KEY: 0001435872 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12853 FILM NUMBER: 17846688 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2017-05-11 1 0000726514 ELECTRO SCIENTIFIC INDUSTRIES INC ESIO 0001435872 Wong Bing-Fai 13900 NW SCIENCE PARK DR. PORTLAND OR 97229 0 0 0 1 Former Officer Common Stock 2017-05-11 4 M 0 12500 6.71 A 125551.4803 D Common Stock 2017-05-11 4 S 0 12500 8.4751 D 113051.4803 D Common Stock 2017-05-11 4 M 0 10000 5.63 A 123051.4803 D Common Stock 2017-05-11 4 S 0 10000 8.4751 D 113051.4803 D Common Stock 2017-05-11 4 M 0 40000 7.26 A 153051.4803 D Common Stock 2017-05-11 4 S 0 40000 8.4751 D 113051.4803 D Stock Appreciation Rights 5.63 2017-05-11 4 M 0 10000 0.0 D 2016-05-14 2025-05-14 Common Stock 10000 30000 D Stock Appreciation Rights 6.71 2017-05-11 4 M 0 12500 0.0 D 2015-05-15 2024-05-15 Common Stock 12500 12500 D Stock Appreciation Rights 7.26 2017-05-11 4 M 0 40000 0.0 D 2010-05-14 2019-05-13 Common Stock 40000 0 D The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.45 to $8.51. SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date. The SOSAR was originally granted on May 14, 2009 and provided for vesting in four equal annual installments commencing on May 14, 2010. By: Aric McKinnis, Attorney-in-Fact For: Bing-Fai Wong 2017-05-15