0000726514-17-000028.txt : 20170515
0000726514-17-000028.hdr.sgml : 20170515
20170515194708
ACCESSION NUMBER: 0000726514-17-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170511
FILED AS OF DATE: 20170515
DATE AS OF CHANGE: 20170515
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC
CENTRAL INDEX KEY: 0000726514
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 930370304
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0328
BUSINESS ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DR
CITY: PORTLAND
STATE: OR
ZIP: 97229
BUSINESS PHONE: 5036414141
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229-5497
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wong Bing-Fai
CENTRAL INDEX KEY: 0001435872
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-12853
FILM NUMBER: 17846688
MAIL ADDRESS:
STREET 1: 13900 NW SCIENCE PARK DRIVE
CITY: PORTLAND
STATE: OR
ZIP: 97229
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2017-05-11
1
0000726514
ELECTRO SCIENTIFIC INDUSTRIES INC
ESIO
0001435872
Wong Bing-Fai
13900 NW SCIENCE PARK DR.
PORTLAND
OR
97229
0
0
0
1
Former Officer
Common Stock
2017-05-11
4
M
0
12500
6.71
A
125551.4803
D
Common Stock
2017-05-11
4
S
0
12500
8.4751
D
113051.4803
D
Common Stock
2017-05-11
4
M
0
10000
5.63
A
123051.4803
D
Common Stock
2017-05-11
4
S
0
10000
8.4751
D
113051.4803
D
Common Stock
2017-05-11
4
M
0
40000
7.26
A
153051.4803
D
Common Stock
2017-05-11
4
S
0
40000
8.4751
D
113051.4803
D
Stock Appreciation Rights
5.63
2017-05-11
4
M
0
10000
0.0
D
2016-05-14
2025-05-14
Common Stock
10000
30000
D
Stock Appreciation Rights
6.71
2017-05-11
4
M
0
12500
0.0
D
2015-05-15
2024-05-15
Common Stock
12500
12500
D
Stock Appreciation Rights
7.26
2017-05-11
4
M
0
40000
0.0
D
2010-05-14
2019-05-13
Common Stock
40000
0
D
The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.45 to $8.51.
SOSAR becomes exercisable for 25% of the shares on the first four anniversaries of the grant date.
The SOSAR was originally granted on May 14, 2009 and provided for vesting in four equal annual installments commencing on May 14, 2010.
By: Aric McKinnis, Attorney-in-Fact For: Bing-Fai Wong
2017-05-15