EX-10.1 2 exhibit101conflictminerals.htm EXHIBIT 10.1 Exhibit 10.1 Conflict Minerals Report


Exhibit 1.01

Electro Scientific Industries Inc.
Conflict Minerals Report
For The Year Ended December 31, 2014


This report for the year ended December 31, 2014 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934.

Our due diligence measures have been designed to conform, in all material respects, with the framework in the Organization for Economic Co-operation and Development (OECD) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (OECD 2011) (OECD Framework) and related Supplements for gold, tantalum, tin and tungsten (conflict minerals).

Our supply chain is complex and there are multiple tiers between the company and the mines. We rely on our suppliers to provide information on the origin of the conflict minerals contained in components which are included in our products. To identify and assess risk in the supply chain, we engaged those suppliers who provide the substantial majority of our components and whose products we believe are likely to contain conflict minerals. We conducted a survey of these suppliers, which accounted for in excess of 80% of component costs incurred during 2014, to determine whether the necessary conflict minerals in components contained in our products were or were not DRC conflict free (as defined in Item 1.01 of Form SD). The survey requested suppliers to provide the country of origin of any conflict minerals and the facilities used to process these minerals. We received responses from suppliers representing approximately 70% of our component costs incurred in 2014 containing the names and locations of smelters and refiners which process conflict minerals used in components provided by our suppliers. We reviewed and compared the responses with other information in our possession and, where appropriate, made further inquiries of our suppliers. The initial and subsequent responses from suppliers did not contain sufficient information to determine the country of origin of all the conflict minerals in our products.

The smelters and refiners identified by our suppliers are listed in Appendix A below.

Our products for which conflict minerals are necessary to the functionality or production include, but are not limited to, interconnect via drilling products, laser micromachining products, laser ablation products, laser system products, FPD repair & failure analysis products, LED wafer scriber products, laser fuse processing products, laser trimming products, vision products, wafer dicing products, wafer mark products, electrical tester products, inspection products and tooling products. [These products are more fully described in our Annual Report, which can be accessed at http://investors.esi.com/].

We expect to take the following steps to mitigate the risk that the necessary conflict minerals in our products do not benefit armed groups in the Democratic Republic of Congo (DRC) or any adjoining country, including:

Attempting to increase the response rate of suppliers and improve the content of the responses.
Asking relevant suppliers to request that smelters participate in obtaining a conflict free designation from an industry program such as the Electronic Industry Citizenship Coalition Global e-Sustainability Initiative (EICC/GeSI) Conflict Free Smelter Program.
Attempting to validate supplier responses using information collected via independent conflict free smelter validation programs such as the EICC/GeSI Conflict Free Smelter Program.

Based on our due diligence investigation, we have no reason to believe that any of our products contain necessary conflict minerals that contributed to armed conflict in the DRC or any adjoining country.





Appendix A: Smelter and Refiner List

Metal
Smelter Name
Smelter Country
Smelter Id
Gold
Advanced Chemical Company
UNITED STATES
CID000015
Gold
Aida Chemical Industries Co. Ltd.
JAPAN
CID000019
Gold
Allgemeine Gold-und Silberscheideanstalt A.G.
GERMANY
CID000035
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
UZBEKISTAN
CID000041
Gold
AngloGold Ashanti Córrego do Sítio Minerção
BRAZIL
CID000058
Gold
Argor-Heraeus SA
SWITZERLAND
CID000077
Gold
Asahi Pretec Corporation
JAPAN
CID000082
Gold
Asaka Riken Co Ltd
JAPAN
CID000090
Gold
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
TURKEY
CID000103
Gold
Aurubis AG
GERMANY
CID000113
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
PHILIPPINES
CID000128
Gold
Bauer Walser AG
GERMANY
CID000141
Gold
Boliden AB
SWEDEN
CID000157
Gold
C. Hafner GmbH + Co. KG
GERMANY
CID000176
Gold
Caridad
MEXICO
CID000180
Gold
CCR Refinery – Glencore Canada Corporation
CANADA
CID000185
Gold
Cendres + Métaux SA
SWITZERLAND
CID000189
Gold
Yunnan Copper Industry Co Ltd
CHINA
CID000197
Gold
Chimet S.p.A.
ITALY
CID000233
Gold
China National Gold Group Corporation
CHINA
CID000242
Gold
Chugai Mining
JAPAN
CID000264
Gold
Colt Refining
UNITED STATES
CID000288
Gold
Daejin Indus Co. Ltd
KOREA, REPUBLIC OF
CID000328
Gold
Daye Non-Ferrous Metals Mining Ltd.
CHINA
CID000343
Gold
Do Sung Corporation
KOREA, REPUBLIC OF
CID000359
Gold
Doduco
GERMANY
CID000362
Gold
Dowa
JAPAN
CID000401
Gold
Eco-System Recycling Co., Ltd.
JAPAN
CID000425
Gold
FSE Novosibirsk Refinery
RUSSIAN FEDERATION
CID000493
Gold
Gansu Seemine Material Hi-Tech Co Ltd
CHINA
CID000522
Gold
Hangzhou Fuchunjiang Smelting Co., Ltd.
CHINA
CID000671
Gold
Heimerle + Meule GmbH
GERMANY
CID000694
Gold
Heraeus Ltd. Hong Kong
HONG KONG
CID000707
Gold
Heraeus Precious Metals GmbH & Co. KG
GERMANY
CID000711
Gold
Hunan Chenzhou Mining Group Co., Ltd.
CHINA
CID000767
Gold
Hwasung CJ Co. Ltd
KOREA, REPUBLIC OF
CID000778
Gold
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited
CHINA
CID000801
Gold
Ishifuku Metal Industry Co., Ltd.
JAPAN
CID000807
Gold
Istanbul Gold Refinery
TURKEY
CID000814





Gold
Japan Mint
JAPAN
CID000823
Gold
Jiangxi Copper Company Limited
CHINA
CID000855
Gold
Johnson Matthey Inc
UNITED STATES
CID000920
Gold
Johnson Matthey Ltd
CANADA
CID000924
Gold
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
RUSSIAN FEDERATION
CID000927
Gold
JSC Uralelectromed
RUSSIAN FEDERATION
CID000929
Gold
JX Nippon Mining & Metals Co., Ltd.
JAPAN
CID000937
Gold
Kazzinc Ltd
KAZAKHSTAN
CID000957
Gold
Kennecott Utah Copper LLC
UNITED STATES
CID000969
Gold
Kojima Chemicals Co., Ltd
JAPAN
CID000981
Gold
Korea Metal Co. Ltd
KOREA, REPUBLIC OF
CID000988
Gold
Kyrgyzaltyn JSC
KYRGYZSTAN
CID001029
Gold
L' azurde Company For Jewelry
SAUDI ARABIA
CID001032
Gold
Lingbao Gold Company Limited
CHINA
CID001056
Gold
Lingbao Jinyuan Tonghui Refinery Co. Ltd.
CHINA
CID001058
Gold
LS-NIKKO Copper Inc.
KOREA, REPUBLIC OF
CID001078
Gold
Luoyang Zijin Yinhui Metal Smelt Co Ltd
CHINA
CID001093
Gold
Materion
UNITED STATES
CID001113
Gold
Matsuda Sangyo Co., Ltd.
JAPAN
CID001119
Gold
Metalor Technologies (Hong Kong) Ltd
HONG KONG
CID001149
Gold
Metalor Technologies (Singapore) Pte. Ltd.
SINGAPORE
CID001152
Gold
Metalor Technologies SA
SWITZERLAND
CID001153
Gold
Metalor USA Refining Corporation
UNITED STATES
CID001157
Gold
Met-Mex Peñoles, S.A.
MEXICO
CID001161
Gold
Mitsubishi Materials Corporation
JAPAN
CID001188
Gold
Mitsui Mining and Smelting Co., Ltd.
JAPAN
CID001193
Gold
Moscow Special Alloys Processing Plant
RUSSIAN FEDERATION
CID001204
Gold
Nadir Metal Rafineri San. Ve Tic. A.Ş.
TURKEY
CID001220
Gold
Navoi Mining and Metallurgical Combinat
UZBEKISTAN
CID001236
Gold
Nihon Material Co. LTD
JAPAN
CID001259
Gold
Ohio Precious Metals, LLC
UNITED STATES
CID001322
Gold
Ohura Precious Metal Industry Co., Ltd
JAPAN
CID001325
Gold
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet)
RUSSIAN FEDERATION
CID001326
Gold
OJSC Kolyma Refinery
RUSSIAN FEDERATION
CID001328
Gold
PAMP SA
SWITZERLAND
CID001352
Gold
Penglai Penggang Gold Industry Co Ltd
CHINA
CID001362
Gold
Prioksky Plant of Non-Ferrous Metals
RUSSIAN FEDERATION
CID001386
Gold
PT Aneka Tambang (Persero) Tbk
INDONESIA
CID001397
Gold
PX Précinox SA
SWITZERLAND
CID001498
Gold
Rand Refinery (Pty) Ltd
SOUTH AFRICA
CID001512
Gold
Royal Canadian Mint
CANADA
CID001534





Gold
Sabin Metal Corp.
UNITED STATES
CID001546
Gold
Samduck Precious Metals
KOREA, REPUBLIC OF
CID001555
Gold
SAMWON METALS Corp.
KOREA, REPUBLIC OF
CID001562
Gold
Schone Edelmetaal
NETHERLANDS
CID001573
Gold
SEMPSA Joyería Platería SA
SPAIN
CID001585
Gold
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
CHINA
CID001622
Gold
Sichuan Tianze Precious Metals Co., Ltd
CHINA
CID001736
Gold
So Accurate Group, Inc.
UNITED STATES
CID001754
Gold
SOE Shyolkovsky Factory of Secondary Precious Metals
RUSSIAN FEDERATION
CID001756
Gold
Sumitomo Metal Mining Co., Ltd.
JAPAN
CID001798
Gold
Tanaka Kikinzoku Kogyo K.K.
JAPAN
CID001875
Gold
The Great Wall Gold and Silver Refinery of China
CHINA
CID001909
Gold
The Refinery of Shandong Gold Mining Co. Ltd
CHINA
CID001916
Gold
Tokuriki Honten Co., Ltd
JAPAN
CID001938
Gold
Tongling nonferrous Metals Group Co.,Ltd
CHINA
CID001947
Gold
Torecom
KOREA, REPUBLIC OF
CID001955
Gold
Umicore Brasil Ltda
BRAZIL
CID001977
Gold
United Precious Metal Refining, Inc.
UNITED STATES
CID001993
Gold
Valcambi SA
SWITZERLAND
CID002003
Gold
Western Australian Mint trading as The Perth Mint
AUSTRALIA
CID002030
Gold
YAMAMOTO PRECIOUS METAL CO., LTD.
JAPAN
CID002100
Gold
Yokohama Metal Co Ltd
JAPAN
CID002129
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
CHINA
CID002224
Gold
Zijin Mining Group Co. Ltd
CHINA
CID002243
Gold
Guangdong Jinding Gold Limited
CHINA
CID002312
Gold
Umicore Precious Metals Thailand
THAILAND
CID002314
Tantalum
Changsha South Tantalum Niobium Co., Ltd.
CHINA
CID000211
Tantalum
Conghua Tantalum and Niobium Smeltry
CHINA
CID000291
Tantalum
Duoluoshan
CHINA
CID000410
Tantalum
Exotech Inc.
UNITED STATES
CID000456
Tantalum
F&X Electro-Materials Ltd.
CHINA
CID000460
Tantalum
Guangdong Zhiyuan New Material Co., Ltd.
CHINA
CID000616
Tantalum
H.C. Starck Ltd.
JAPAN
CID002549
Tantalum
Hi-Temp
UNITED STATES
CID000731
Tantalum
JiuJiang JinXin Nonferrous Metals Co., Ltd.
CHINA
CID000914
Tantalum
Jiujiang Tanbre Co., Ltd.
CHINA
CID000917
Tantalum
King-Tan Tantalum Industry Ltd
CHINA
CID000973
Tantalum
LSM Brasil S.A.
BRAZIL
CID001076
Tantalum
Metallurgical Products India (Pvt.) Ltd.
INDIA
CID001163
Tantalum
Molycorp Silmet A.S.
ESTONIA
CID001200
Tantalum
QuantumClean
UNITED STATES
CID001508
Tantalum
RFH Tantalum Smeltry Co., Ltd
CHINA
CID001522
Tantalum
Shanghai Jiangxi Metals Co. Ltd
CHINA
CID001634





Tantalum
Solikamsk Magnesium Works OAO
RUSSIAN FEDERATION
CID001769
Tantalum
Taki Chemicals
JAPAN
CID001869
Tantalum
Telex
UNITED STATES
CID001891
Tantalum
Ulba
KAZAKHSTAN
CID001969
Tantalum
Zhuzhou Cement Carbide
CHINA
CID002232
Tantalum
Yichun Jin Yang Rare Metal Co., Ltd
CHINA
CID002307
Tantalum
Hengyang King Xing Lifeng New Materials Co., Ltd.
CHINA
CID002492
Tantalum
KEMET Blue Metals
MEXICO
CID002539
Tantalum
Plansee SE Liezen
AUSTRIA
CID002540
Tantalum
H.C. Starck Co., Ltd.
THAILAND
CID002544
Tantalum
H.C. Starck GmbH Goslar
GERMANY
CID002545
Tantalum
H.C. Starck GmbH Laufenburg
GERMANY
CID002546
Tantalum
H.C. Starck Hermsdorf GmbH
GERMANY
CID002547
Tantalum
H.C. Starck Inc.
UNITED STATES
CID002548
Tantalum
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002550
Tantalum
Plansee SE Reutte
AUSTRIA
CID002556
Tantalum
Global Advanced Metals Boyertown
UNITED STATES
CID002557
Tantalum
Global Advanced Metals Aizu
JAPAN
CID002558
Tantalum
KEMET Blue Powder
UNITED STATES
CID002568
Tin
China Rare Metal Materials Company
CHINA
CID000244
Tin
CNMC (Guangxi) PGMA Co. Ltd.
CHINA
CID000278
Tin
Cooper Santa
BRAZIL
CID000295
Tin
Cooper Santa
BRAZIL
CID000295
Tin
CV Gita Pesona
INDONESIA
CID000306
Tin
CV JusTindo
INDONESIA
CID000307
Tin
CV Makmur Jaya
INDONESIA
CID000308
Tin
CV Serumpun Sebalai
INDONESIA
CID000313
Tin
CV United Smelting
INDONESIA
CID000315
Tin
EM Vinto
BOLIVIA
CID000438
Tin
Estanho de Rondônia S.A.
BRAZIL
CID000448
Tin
Fenix Metals
POLAND
CID000468
Tin
Gejiu Non-Ferrous Metal Processing Co. Ltd.
CHINA
CID000538
Tin
Gejiu Zi-Li
CHINA
CID000555
Tin
Huichang Jinshunda Tin Co. Ltd
CHINA
CID000760
Tin
Jiangxi Nanshan
CHINA
CID000864
Tin
Gejiu Kai Meng Industry and Trade LLC
CHINA
CID000942
Tin
Linwu Xianggui Smelter Co
CHINA
CID001063
Tin
China Tin Group Co., Ltd.
CHINA
CID001070
Tin
Malaysia Smelting Corporation (MSC)
MALAYSIA
CID001105
Tin
Metallo Chimique
BELGIUM
CID001143
Tin
Mineração Taboca S.A.
BRAZIL
CID001173
Tin
Minsur
PERU
CID001182
Tin
O.M. Manufacturing (Thailand) Co., Ltd.
THAILAND
CID001314
Tin
OMSA
BOLIVIA
CID001337
Tin
PT Alam Lestari Kencana
INDONESIA
CID001393
Tin
PT Artha Cipta Langgeng
INDONESIA
CID001399





Tin
PT Babel Inti Perkasa
INDONESIA
CID001402
Tin
PT Babel Surya Alam Lestari
INDONESIA
CID001406
Tin
PT Bangka Kudai Tin
INDONESIA
CID001409
Tin
PT Bangka Putra Karya
INDONESIA
CID001412
Tin
PT Bangka Timah Utama Sejahtera
INDONESIA
CID001416
Tin
PT Bangka Tin Industry
INDONESIA
CID001419
Tin
PT Belitung Industri Sejahtera
INDONESIA
CID001421
Tin
PT Bukit Timah
INDONESIA
CID001428
Tin
PT DS Jaya Abadi
INDONESIA
CID001434
Tin
PT Eunindo Usaha Mandiri
INDONESIA
CID001438
Tin
PT Fang Di MulTindo
INDONESIA
CID001442
Tin
PT HP Metals Indonesia
INDONESIA
CID001445
Tin
PT Karimun Mining
INDONESIA
CID001448
Tin
PT Koba Tin
INDONESIA
CID001449
Tin
PT Mitra Stania Prima
INDONESIA
CID001453
Tin
PT Panca Mega Persada
INDONESIA
CID001457
Tin
PT Prima Timah Utama
INDONESIA
CID001458
Tin
PT REFINED BANGKA TIN
INDONESIA
CID001460
Tin
PT Sariwiguna Binasentosa
INDONESIA
CID001463
Tin
PT Seirama Tin investment
INDONESIA
CID001466
Tin
PT Sumber Jaya Indah
INDONESIA
CID001471
Tin
PT Supra Sukses Trinusa
INDONESIA
CID001476
Tin
PT Tambang Timah
INDONESIA
CID001477
Tin
PT Timah (Persero), Tbk
INDONESIA
CID001482
Tin
PT Pelat Timah Nusantara Tbk
INDONESIA
CID001486
Tin
PT Tinindo Inter Nusa
INDONESIA
CID001490
Tin
PT Tommy Utama
INDONESIA
CID001493
Tin
PT Yinchendo Mining Industry
INDONESIA
CID001494
Tin
Rui Da Hung
TAIWAN
CID001539
Tin
Soft Metais, Ltda.
BRAZIL
CID001758
Tin
Thaisarco
THAILAND
CID001898
Tin
White Solder Metalurgia e Mineração Ltda.
BRAZIL
CID002036
Tin
Yunnan Chengfeng Non-ferrous Metals Co.,Ltd.
CHINA
CID002158
Tin
Yunnan Tin Company, Ltd.
CHINA
CID002180
Tin
Magnu's Minerais Metais e Ligas LTDA
BRAZIL
CID002468
Tin
Melt Metais e Ligas S/A
BRAZIL
CID002500
Tin
O.M. Manufacturing Philippines, Inc.
PHILIPPINES
CID002517
Tin
PT Inti Stania Prima
INDONESIA
CID002530
Tungsten
Kennametal Huntsville
UNITED STATES
CID000105
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CHINA
CID000218
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd.
CHINA
CID000258
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
CHINA
CID000345
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CHINA
CID000499
Tungsten
H.C. Starck GmbH
GERMANY
CID002541
Tungsten
H.C. Starck Smelting GmbH & Co.KG
GERMANY
CID002542
Tungsten
Global Tungsten & Powders Corp.
UNITED STATES
CID000568





Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CHINA
CID000769
Tungsten
Ganzhou Non-ferrous Metals Smelting Co., Ltd.
CHINA
CID000868
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CHINA
CID000875
Tungsten
Kennametal Fallon
UNITED STATES
CID000966
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VIET NAM
CID001889
Tungsten
Xiamen Tungsten Co., Ltd.
CHINA
CID002082
Tungsten
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
CHINA
CID002095
Tungsten
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
CHINA
CID002313
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CHINA
CID002315
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CHINA
CID002316
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CHINA
CID002317
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CHINA
CID002318
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CHINA
CID002319
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CHINA
CID002320
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CHINA
CID002321
Tungsten
Jiangxi Richsea New Materials Co., Ltd.
CHINA
CID002493
Tungsten
Ganzhou Seadragon W & Mo Co., Ltd.
CHINA
CID002494
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CHINA
CID002513
Tungsten
Dayu Jincheng Tungsten Industry Co., Ltd.
CHINA
CID002518
Tungsten
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
VIETNAM
CID002543