NPORT-P false 0000725781 XXXXXXXX S000064611 C000209136 C000209140 C000209137 C000209135 C000209138 C000209139 AIM Sector Funds (Invesco Sector Funds) 811-03826 0000725781 C791731MUP758KD8DB31 11 Greenway Plaza Suite 1000 Houston 77046-1173 800-959-4246 Invesco Gold & Special Minerals Fund S000064611 549300I32CQZQZLQAH71 2022-04-30 2022-04-30 N 2403657550.04 30498312.23 2373159237.81 0.00000000 55326.59000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 1408912.29000000 N Invesco Treasury Portfolio 5493004B3TM8ZIDDDC39 825252406 20882179.38000000 NS USD 20882179.38000000 0.879931655967 Long STIV RF US N 1 N N N Foran Mining Corp. 529900LRYPIWB6RISB58 344911201 620000.00000000 NS 1095551.32000000 0.046164256597 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -150000.00000000 -0.00632068837 N/A DE N/A N 1 Canadian Imperial Bank of Commerce 2IGI19DL77OX0HC3ZE78 Put Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 12.50000000 USD 2022-07-15 XXXX 156460.94000000 N N N N/A N/A N/A -1000.00000000 NC USD -5500.00000000 -0.00023175857 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 28.00000000 USD 2022-05-20 XXXX 96470.31000000 N N N N/A N/A N/A -2000.00000000 NC USD -10000.00000000 -0.00042137922 N/A DE N/A N 1 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Call Written Gatos Silver Inc Gatos Silver, Inc. 100.00000000 15.00000000 USD 2022-08-19 XXXX 129927.87000000 N N N New Gold, Inc. 5493005G0GNCHP0H6L96 644535106 16845500.00000000 NS USD 24594430.00000000 1.036358184826 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC -77453.00000000 -0.00326370850 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 65.00000000 CAD 2022-06-17 XXXX 55885.66000000 N N N Triple Flag Precious Metals Corp. 254900R7NJ1TEYIM4E61 89679M104 197726.00000000 NS 2841257.90000000 0.119724705141 Long EC CORP CA N 1 N N N Nickel Mines Ltd. 54930007K0WX53TSIK16 N/A 26221112.00000000 NS 24124668.76000000 1.016563422109 Long EC CORP AU N 2 N N N Zijin Mining Group Co. Ltd. 529900ABI5CBFXD01Q05 N/A 26530000.00000000 NS 39011791.94000000 1.643875864647 Long EC CORP CN N 2 N N N N/A N/A N/A -2000.00000000 NC -389211.07000000 -0.01640054589 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 62.00000000 CAD 2022-05-20 XXXX -155597.56000000 N N N Rupert Resources Ltd. 529900EEVS5CSPMXKZ88 78165J105 3241067.00000000 NS 12665049.89000000 0.533678890493 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC -216012.14000000 -0.00910230281 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 9.50000000 CAD 2022-09-16 XXXX -27088.84000000 N N N N/A N/A N/A -3000.00000000 NC USD -240000.00000000 -0.01011310139 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Coeur Mining Inc Coeur Mining, Inc. 100.00000000 4.00000000 USD 2022-09-16 XXXX -81088.28000000 N N N N/A N/A N/A -6180.00000000 NC USD -757050.00000000 -0.03190051421 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Cameco Corp Cameco Corp. 100.00000000 30.00000000 USD 2022-06-17 XXXX 773608.51000000 N N N Maverix Metals, Inc. 549300CPYYBEBU8HQN80 57776F405 1488100.00000000 NS 6706962.21000000 0.282617453693 Long EC CORP CA N 1 N N N Hudbay Minerals, Inc. 549300WI524AL577IX21 443628102 3400000.00000000 NS USD 21760000.00000000 0.916921193205 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -147000.00000000 -0.00619427460 N/A DE N/A N 1 BARCLAYS CAPITAL INC. AC28XWWI3WIBK2824319 Call Written Newmont Corp Newmont Corp. 100.00000000 90.00000000 USD 2022-07-15 XXXX 282939.46000000 N N N Dundee Precious Metals, Inc. 549300LATVTU0EIUMD45 265269209 1040000.00000000 NS 6023119.14000000 0.253801727420 Long EC CORP CA N 1 N N N Gold Road Resources Ltd. 213800HJWH96TDEMNY83 N/A 27263275.00000000 NS 29621801.17000000 1.248201161475 Long EC CORP AU N 2 N N N N/A N/A N/A -2000.00000000 NC USD -210000.00000000 -0.00884896372 N/A DE N/A N 1 BARCLAYS CAPITAL INC. AC28XWWI3WIBK2824319 Put Written Osisko Gold Royalties Ltd Osisko Gold Royalties Ltd. 100.00000000 12.50000000 USD 2022-10-21 XXXX -4059.38000000 N N N Aya Gold & Silver, Inc. 549300BWX8KJOTUL4M51 05466C109 2925082.00000000 NS 18306666.63000000 0.771404899356 Long EC CORP CA N 1 N N N Barrick Gold Corp. 0O4KBQCJZX82UKGCBV73 067901108 5456499.05000000 NS USD 121734493.81000000 5.129638663536 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -215000.00000000 -0.00905965333 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Lithium Americas Corp Lithium Americas Corp. 100.00000000 22.50000000 USD 2022-05-20 XXXX 190983.04000000 N N N N/A N/A N/A -2000.00000000 NC USD -165000.00000000 -0.00695275720 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Osisko Gold Royalties Ltd Osisko Gold Royalties Ltd. 100.00000000 15.00000000 USD 2022-10-21 XXXX 14410.76000000 N N N Lundin Gold, Inc. 549300ZOV16K515FC525 550371108 4378815.00000000 NS 35278663.64000000 1.486569593726 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC -29580.04000000 -0.00124644143 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Call Written Wesdome Gold Mines Ltd Wesdome Gold Mines Ltd. 100.00000000 16.50000000 CAD 2022-08-19 XXXX 87332.20000000 N N N N/A N/A N/A -2000.00000000 NC USD -485000.00000000 -0.02043689240 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written MAG Silver Corp MAG Silver Corp. 100.00000000 15.00000000 USD 2022-11-18 XXXX -82060.39000000 N N N Liberty Gold Corp. 549300DY25855R7ZV117 53056H104 12968000.00000000 NS 6965259.02000000 0.293501544650 Long EC CORP CA N 1 N N N Perseus Mining Ltd. 54930054ZDGKBCW3SM26 N/A 13200000.00000000 NS 18216329.78000000 0.767598292174 Long EC CORP AU N 2 N N N Prime Mining Corp. 5493006KEVX2PYRAXX06 74167M105 1345580.00000000 NS 3173710.66000000 0.133733573771 Long EC CORP CA N 1 N N N Marathon Gold Corp. 52990063E8H31CA3UR10 56580Q102 2010000.00000000 NS 3567352.98000000 0.150320843336 Long EC CORP CA N 1 N N N Sibanye Stillwater Ltd. 378900F238434B74D281 82575P107 1892587.00000000 NS USD 26004145.38000000 1.095760662230 Long EC CORP ZA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -502500.00000000 -0.02117430604 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 13.00000000 USD 2022-10-21 XXXX -160589.25000000 N N N Invesco Government & Agency Portfolio 5493007T1J7WZ5QI1A47 825252885 18271907.01000000 NS USD 18271907.01000000 0.769940201183 Long STIV RF US N 1 N N N Alamos Gold, Inc. 549300TDOX73YGYXE959 011532108 3331108.00000000 NS USD 25849398.08000000 1.089239932498 Long EC CORP CA N 1 N N N Arizona Metals Corp. N/A 040518102 3715300.00000000 NS 17439192.78000000 0.734851353510 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -202500.00000000 -0.00853292930 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 30.00000000 USD 2022-10-21 XXXX 255410.15000000 N N N Pilbara Minerals Ltd. 5299000VV1CZVF5K9C16 N/A 5220000.00000000 NS 10052278.92000000 0.423582149897 Long EC CORP AU N 2 N N N N/A N/A N/A -3000.00000000 NC USD -450000.00000000 -0.01896206511 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Danimer Scientific Inc Danimer Scientific, Inc. 100.00000000 5.00000000 USD 2022-08-19 XXXX -166709.14000000 N N N N/A N/A N/A -2000.00000000 NC USD -95000.00000000 -0.00400310263 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 5.00000000 USD 2022-08-19 XXXX 27941.06000000 N N N N/A N/A N/A -2000.00000000 NC USD -1590000.00000000 -0.06699929674 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Royal Gold Inc Royal Gold, Inc. 100.00000000 130.00000000 USD 2022-07-15 XXXX -906061.82000000 N N N N/A N/A N/A -3000.00000000 NC USD -397500.00000000 -0.01674982418 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Hecla Mining Co Hecla Mining Co. 100.00000000 6.00000000 USD 2022-09-16 XXXX -241588.27000000 N N N N/A N/A N/A -7000.00000000 NC -215233.72000000 -0.00906950180 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 36.00000000 CAD 2022-06-17 XXXX 521491.56000000 N N N Wheaton Precious Metals Corp. 549300XSFG5ZCGVYD886 962879102 1130035.00000000 NS USD 50693370.10000000 2.136113299619 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -15000.00000000 -0.00063206883 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written B2Gold Corp B2Gold Corp. 100.00000000 7.50000000 USD 2022-10-21 XXXX 8941.57000000 N N N N/A N/A N/A -1580.00000000 NC USD -134300.00000000 -0.00565912298 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Call Written Piedmont Lithium Inc Piedmont Lithium, Inc. 100.00000000 80.00000000 USD 2022-05-20 XXXX 384816.18000000 N N N Jervois Global Ltd. 52990001DIVURT3JB972 N/A 20250000.00000000 NS 12806551.73000000 0.539641484058 Long EC CORP AU N 2 N N N Evolution Mining Ltd. 254900BCFW5QO5LW8F27 N/A 31498806.00000000 NS 88419692.33000000 3.725822141273 Long EC CORP AU N 2 N N N Steel Dynamics, Inc. 549300HGGKEL4FYTTQ83 858119100 1000.00000000 NS USD 85750.00000000 0.003613326852 Long EC CORP US N 1 N N N Argonaut Gold, Inc. 54930043XCKI4E8EQR38 04016A101 4440769.00000000 NS 7432104.74000000 0.313173453411 Long EC CORP CA N 1 N N N Adriatic Metals PLC 549300OHAH2GL1DP0L61 N/A 1870000.00000000 NS 3302280.94000000 0.139151258263 Long EC CORP GB N 2 N N N MAG Silver Corp. 254900LGL904N7F3EL14 55903Q104 1168522.00000000 NS USD 17224014.28000000 0.725784178557 Long EC CORP CA N 1 N N N Newmont Corp. 549300VSP3RIX7FGDZ51 651639106 1764614.00000000 NS USD 128552129.90000000 5.416919684607 Long EC CORP US N 1 N N N B2Gold Corp. 549300F7OK456M5NLM05 11777Q209 9922000.00000000 NS USD 42168500.00000000 1.776892984177 Long EC CORP CA N 1 N N N Tronox Holdings PLC 549300NRVC84SGJSXV06 G9087Q102 794000.00000000 NS USD 13656800.00000000 0.575469179750 Long EC CORP GB N 1 N N N N/A N/A N/A -2000.00000000 NC USD -695000.00000000 -0.02928585612 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Freeport-McMoRan Inc Freeport-McMoRan, Inc. 100.00000000 37.00000000 USD 2022-09-16 XXXX -381039.94000000 N N N N/A N/A N/A -3000.00000000 NC USD -787500.00000000 -0.03318361395 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 60.00000000 USD 2022-06-17 XXXX -253942.93000000 N N N N/A N/A N/A -3000.00000000 NC USD -900000.00000000 -0.03792413023 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Put Written MP Materials Corp MP Materials Corp. 100.00000000 35.00000000 USD 2022-06-17 XXXX -565714.41000000 N N N Danimer Scientific, Inc. 549300L6Q02MAX72BH35 236272100 756200.00000000 NS USD 2964304.00000000 0.124909612164 Long EC CORP US N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 697900132 2300100.00000000 NS USD 1886082.00000000 0.079475577110 Long EC CORP CA N 1 N N N SilverCrest Metals, Inc. 549300M4CUMXUHSXYQ10 828363101 3166667.00000000 NS 23885885.83000000 1.006501605515 Long EC CORP CA N 1 N N N Artemis Gold, Inc. N/A 04302L100 4554889.00000000 NS 25173947.69000000 1.060777856324 Long EC CORP CA N 1 N N N Gold Fields Ltd. 5299003KXIBJQYCBBD72 38059T106 2956241.00000000 NS USD 39702316.63000000 1.672973140506 Long EC CORP ZA N 1 N N N Bellevue Gold Ltd. N/A N/A 28133252.00000000 NS 18957059.69000000 0.798811111701 Long EC CORP AU N 2 N N N Franco-Nevada Corp. N/A 351858105 106302.00000000 NS USD 16068610.32000000 0.677097856055 Long EC CORP CA N 1 N N N Osisko Gold Royalties Ltd. 549300TJZTXZMPQ6K004 68827L101 2385339.00000000 NS USD 29339669.70000000 1.236312727462 Long EC CORP CA N 1 N N N N/A N/A N/A -6000.00000000 NC USD -1650000.00000000 -0.06952757209 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written SSR Mining Inc SSR Mining, Inc. 100.00000000 20.00000000 USD 2022-06-17 XXXX -615321.27000000 N N N i-80 Gold Corp. 549300LFFIWIGUEXPK11 44955L106 295000.00000000 NS 773868.37000000 0.032609205386 Long EC CORP CA N 1 N N N Tudor Gold Corp. 549300SP8HCGINJ2B815 89901P107 2169068.00000000 NS 2988557.47000000 0.125931603003 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -19500.00000000 -0.00082168948 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Hecla Mining Co Hecla Mining Co. 100.00000000 8.00000000 USD 2022-06-17 XXXX 184411.49000000 N N N Freeport-McMoRan, Inc. 549300IRDTHJQ1PVET45 35671D857 167000.00000000 NS USD 6771850.00000000 0.285351690358 Long EC CORP US N 1 N N N Aeris Resources Ltd. N/A N/A 18800000.00000000 NS 1528039.30000000 0.064388401572 Long EC CORP AU N 3 N N N Ascot Resources Ltd. 98450093855CEDA61B27 04364G106 10624053.00000000 NS 7360298.27000000 0.310147677944 Long EC CORP CA N 1 N N N N/A N/A N/A 1.00000000 NC N/A -19.19000000 -0.00000080862 N/A DFE N/A N 2 State Street Bank and Trust Company 571474TGEMMWANRLN572 228154.58000000 USD 1790178.44000000 HKD 2022-05-03 -19.19000000 N N N Newcrest Mining Ltd. 5299006MN50OZJUJI655 N/A 10000.00000000 NS 187468.95000000 0.007899552082 Long EC CORP AU N 2 N N N Rumble Resources Ltd. N/A N/A 16010000.00000000 NS 4178580.50000000 0.176076701193 Long EC CORP AU N 2 N N N Royal Gold, Inc. 5493001NGRU6SFL04184 780287108 280000.00000000 NS USD 36534400.00000000 1.539483715122 Long EC CORP US N 1 N N N Red 5 Ltd. 5299008TF8KHQ8CIQG34 N/A 33948043.00000000 NS 9777457.00000000 0.412001725135 Long EC CORP AU N 2 N N N Skeena Resources Ltd. 549300DCWSQFVVZ21289 83056P715 2094336.00000000 NS 19335091.24000000 0.814740575851 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -220000.00000000 -0.00927034294 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written B2Gold Corp B2Gold Corp. 100.00000000 5.00000000 USD 2022-10-21 XXXX -71699.07000000 N N N Wallbridge Mining Co. Ltd. 529900673NYHGC8RMA88 932397102 19014800.00000000 NS 4588477.80000000 0.193348921846 Long EC CORP CA N 1 N N N Centerra Gold, Inc. 549300K0HXTMP5JJ0E62 152006102 720000.00000000 NS 6663916.24000000 0.280803585946 Long EC CORP CA N 1 N N N Osino Resources Corp. 549300S6BIXSU8JYBB24 68828L100 7911551.00000000 NS 6835964.36000000 0.288053336290 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -305000.00000000 -0.01285206635 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Tronox Holdings PLC Tronox Holdings PLC 100.00000000 16.00000000 USD 2022-08-19 XXXX -64639.56000000 N N N N/A N/A N/A -3000.00000000 NC USD -210000.00000000 -0.00884896372 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written MAG Silver Corp MAG Silver Corp. 100.00000000 22.50000000 USD 2022-11-18 XXXX 187352.97000000 N N N N/A N/A N/A -1000.00000000 NC -97691.98000000 -0.00411653708 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Endeavour Mining PLC Endeavour Mining PLC 100.00000000 28.00000000 CAD 2022-08-19 XXXX -11251.37000000 N N N Kinross Gold Corp. 549300UEBMAQDN0K0R06 496902404 5685925.00000000 NS USD 28884499.00000000 1.217132779789 Long EC CORP CA N 1 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 008474108 1295595.00000000 NS USD 75442496.85000000 3.178990084104 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -10000.00000000 -0.00042137922 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Hudbay Minerals Inc Hudbay Minerals, Inc. 100.00000000 10.00000000 USD 2022-07-15 XXXX 93952.96000000 N N N Calix Ltd. N/A N/A 30000.00000000 NS 183452.95000000 0.007730326186 Long EC CORP AU N 2 N N N Lithium Americas Corp. 529900Q9ENG7EHHZ5R75 53680Q207 351000.00000000 NS USD 8831160.00000000 0.372126735505 Long EC CORP CA N 1 N N N IAMGOLD Corp. 254900E7II30XAB9LA72 450913108 6769000.00000000 NS USD 19088580.00000000 0.804353104329 Long EC CORP CA N 1 N N N Coeur Mining, Inc. 5493003AVK173D48DR70 192108504 2350000.00000000 NS USD 8530500.00000000 0.359457547731 Long EC CORP US N 1 N N N Wesdome Gold Mines Ltd. 529900DCBALMLHZPLR10 95083R100 4580000.00000000 NS 46739423.19000000 1.969502191228 Long EC CORP CA N 1 N N N Ramelius Resources Ltd. 254900E44AIGW7KKNR98 N/A 25468612.00000000 NS 26819593.20000000 1.130121939257 Long EC CORP AU N 2 N N N N/A N/A N/A -2000.00000000 NC USD -180000.00000000 -0.00758482604 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 50.00000000 USD 2022-06-17 XXXX 287579.83000000 N N N K92 Mining, Inc. 254900EA8H0X9FEVZU11 499113108 7882630.00000000 NS 56144525.36000000 2.365813657401 Long EC CORP CA N 1 N N N N/A N/A N/A -4000.00000000 NC USD -540000.00000000 -0.02275447814 N/A DE N/A N 1 J.P. Morgan Securities PLC K6Q0W1PS1L1O4IQL9C32 Put Written Hudbay Minerals Inc Hudbay Minerals, Inc. 100.00000000 7.50000000 USD 2022-07-15 XXXX -97124.22000000 N N N Americas Gold & Silver Corp. 5493005AKGOT669Z4P51 03062D100 2939400.00000000 NS 2608427.20000000 0.109913703153 Long EC CORP CA N 1 N N N Cleveland-Cliffs, Inc. 549300TM2WLI2BJMDD86 185899101 350100.00000000 NS USD 8924049.00000000 0.376040884986 Long EC CORP US N 1 N N N N/A N/A N/A -3000.00000000 NC -303584.63000000 -0.01279242560 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Victoria Gold Corp Victoria Gold Corp. 100.00000000 14.00000000 CAD 2022-08-19 XXXX -112830.82000000 N N N N/A N/A N/A -1000.00000000 NC USD -305000.00000000 -0.01285206635 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Century Aluminum Co Century Aluminum Co. 100.00000000 17.00000000 USD 2022-08-19 XXXX -161999.90000000 N N N N/A N/A N/A -2000.00000000 NC -93410.66000000 -0.00393613115 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written Centerra Gold Inc Centerra Gold, Inc. 100.00000000 11.00000000 CAD 2022-07-15 XXXX -9196.79000000 N N N Alexco Resource Corp. 529900K3MN63IDNCWX87 01535P106 7200905.00000000 NS USD 7848986.45000000 0.330739982591 Long EC CORP CA N 1 N N N N/A N/A N/A -11000.00000000 NC USD -577500.00000000 -0.02433465023 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Call Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 31.00000000 USD 2022-07-15 XXXX 1181053.05000000 N N N Karora Resources, Inc. 549300S6PWY0YYVHMC70 48575L206 10233332.00000000 NS 52574624.37000000 2.215385446217 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC USD -625000.00000000 -0.02633620155 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 135.00000000 USD 2022-10-21 XXXX -352449.66000000 N N N Coppernico Metals, Inc. N/A 217661107 3028200.00000000 NS USD 1438395.00000000 0.060610977008 Long EC CORP CA N 3 N N N N/A N/A N/A -2000.00000000 NC USD -537000.00000000 -0.02262806437 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Cameco Corp Cameco Corp. 100.00000000 23.00000000 USD 2022-09-16 XXXX -253339.79000000 N N N Victoria Gold Corp. 549300VUIN6RQ5764L78 92625W507 1413000.00000000 NS 15398746.74000000 0.648871196448 Long EC CORP CA N 1 N N N Westgold Resources Ltd. 2549003AMX9BL7CKBQ74 N/A 25524853.00000000 NS 29053878.61000000 1.224270084666 Long EC CORP AU N 2 N N N Minera Alamos, Inc. 254900I6L38EFNS8Z440 60283L105 18008743.00000000 NS 8971778.71000000 0.378052115806 Long EC CORP CA N 1 N N N Sandstorm Gold Ltd. 549300QWJPV45VQF1B33 80013R206 4439055.00000000 NS USD 32893397.55000000 1.386059436127 Long EC CORP CA N 1 N N N De Grey Mining Ltd. 529900MOX6JOKGFAYY28 N/A 62637305.00000000 NS 52643858.55000000 2.218302830727 Long EC CORP AU N 2 N N N AngloGold Ashanti Ltd. 378900EF3BA9A5F42A59 035128206 668100.00000000 NS USD 13642602.00000000 0.574870905527 Long EC CORP ZA N 1 N N N Allkem Ltd. 2138006SR6M416DVKM86 N/A 340000.00000000 NS 2817536.01000000 0.118725113979 Long EC CORP AU N 2 N N N Lion One Metals Ltd. 5299006ERIP38PI1WO61 536216104 6235842.00000000 NS 5824940.96000000 0.245450910634 Long EC CORP CA N 1 N N N Ganfeng Lithium Co. Ltd. 3003006BE6UOHWEOOR42 Y2690M105 3648800.00000000 NS 43780220.50000000 1.844807537668 Long EC CORP CN N 2 N N N N/A N/A N/A -2000.00000000 NC USD -145000.00000000 -0.00610999875 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written SSR Mining Inc SSR Mining, Inc. 100.00000000 29.00000000 USD 2022-09-16 XXXX 79360.52000000 N N N N/A N/A N/A -2000.00000000 NC USD -65000.00000000 -0.00273896496 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Alamos Gold Inc Alamos Gold, Inc. 100.00000000 10.00000000 USD 2022-09-16 XXXX 52941.09000000 N N N Northern Star Resources Ltd. 254900XFXCRYYZAX6M78 N/A 16488895.00000000 NS 112118050.42000000 4.724421717417 Long EC CORP AU N 2 N N N Ivanhoe Mines Ltd. 5299006XZISURYIA4G32 46579R104 9655346.00000000 NS 77414131.32000000 3.262070664564 Long EC CORP CA N 1 N N N Meridian Mining UK Societas 984500EB404A37FD8886 N5626P102 2738637.00000000 NS 2046543.04000000 0.086237071975 Long EC CORP NL N 1 N N N Silver Lake Resources Ltd. 254900Z1BWS584OIKJ61 N/A 19231900.00000000 NS 24861831.21000000 1.047625916284 Long EC CORP AU N 2 N N N N/A N/A N/A -700.00000000 NC USD -22750.00000000 -0.00095863773 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Tronox Holdings PLC Tronox Holdings PLC 100.00000000 27.00000000 USD 2022-08-19 XXXX 34629.29000000 N N N N/A N/A N/A -3000.00000000 NC USD -133500.00000000 -0.00562541265 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Yamana Gold Inc Yamana Gold, Inc. 100.00000000 5.00000000 USD 2022-10-21 XXXX -8938.11000000 N N N N/A N/A N/A -3500.00000000 NC USD -980000.00000000 -0.04129516403 N/A DE N/A N 1 BOFA SECURITIES, INC. 2IGI19DL77OX0HC3ZE78 Call Written Cleveland-Cliffs Inc Cleveland-Cliffs, Inc. 100.00000000 26.00000000 USD 2022-07-15 XXXX -387230.13000000 N N N Pure Gold Mining, Inc. 529900OFY0IOQSQ5B077 74624E100 23442812.00000000 NS 3193470.67000000 0.134566219540 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC -330050.99000000 -0.01390766303 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 Put Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 32.00000000 CAD 2022-08-19 XXXX -113148.99000000 N N N Lynas Rare Earths Ltd. 529900SGT9M1FJPXXI35 N/A 1540000.00000000 NS 9682411.82000000 0.407996718708 Long EC CORP AU N 2 N N N Agnico Eagle Mines Ltd. YGE0EUBRF7IJOB3QRX76 008474108 504774.00000000 NS 29383100.24000000 1.238142800190 Long EC CORP CA N 1 N N N N/A N/A N/A -3550.00000000 NC USD -221875.00000000 -0.00934935155 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Call Written MP Materials Corp MP Materials Corp. 100.00000000 55.00000000 USD 2022-06-17 XXXX 719116.47000000 N N N Sierra Metals, Inc. 9676001YCHZE7AT8VA50 82639W106 6580618.00000000 NS 6608023.37000000 0.278448376523 Long EC CORP CA N 1 N N N Canada Nickel Co., Inc. 98450085D4996CQE9B17 13515Q103 920000.00000000 NS 1575526.41000000 0.066389409732 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -1165000.00000000 -0.04909067969 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Newmont Corp Newmont Corp. 100.00000000 72.50000000 USD 2022-08-19 XXXX -622061.11000000 N N N N/A N/A N/A -9000.00000000 NC USD -157500.00000000 -0.00663672279 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Call Written Sibanye Stillwater Ltd Sibanye Stillwater Ltd. 100.00000000 20.00000000 USD 2022-07-15 XXXX 1138939.07000000 N N N Novagold Resources, Inc. 529900587LVZTJ2BHS60 66987E206 470000.00000000 NS USD 2923400.00000000 0.123186002583 Long EC CORP CA N 1 N N N N/A N/A N/A -2000.00000000 NC USD -405000.00000000 -0.01706585860 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Eldorado Gold Corp Eldorado Gold Corp. 100.00000000 11.00000000 USD 2022-10-21 XXXX -199059.39000000 N N N Centaurus Metals Ltd. N/A N/A 2000000.00000000 NS 1972410.64000000 0.083113286650 Long EC CORP AU N 2 N N N GCM Mining Corp. 5493001GJ5TILX6L1F82 36168L105 1299169.00000000 NS 5309335.03000000 0.223724347924 Long EC CORP CA N 1 N N N SolGold PLC 213800HGFADQBMIEVI76 G8255T104 19800000.00000000 NS 7152110.76000000 0.301375088786 Long EC CORP GB N 2 N N N N/A N/A N/A -3000.00000000 NC USD -45000.00000000 -0.00189620651 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written IAMGOLD Corp IAMGOLD Corp. 100.00000000 4.00000000 USD 2022-09-16 XXXX 79411.89000000 N N N N/A N/A N/A -2000.00000000 NC USD -770000.00000000 -0.03244620031 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Century Aluminum Co Century Aluminum Co. 100.00000000 18.00000000 USD 2022-09-16 XXXX -496446.03000000 N N N N/A N/A N/A -2000.00000000 NC USD -1150000.00000000 -0.04845861085 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Tronox Holdings PLC Tronox Holdings PLC 100.00000000 23.00000000 USD 2022-05-20 XXXX -739052.64000000 N N N Invesco Liquid Assets Portfolio 549300DC1W0JSX3QRC47 825252729 13025959.79600000 NS USD 13023354.60000000 0.548777106588 Long STIV RF US N 1 N N N Tietto Minerals Ltd. N/A N/A 4960524.00000000 NS 1821790.26000000 0.076766456754 Long EC CORP AU N 2 N N N Osino Resources Corp. 549300S6BIXSU8JYBB24 68828L100 160000.00000000 NS 138247.77000000 0.005825473815 Long EC CORP CA N 1 N N N N/A N/A N/A -4000.00000000 NC USD -270000.00000000 -0.01137723907 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Alamos Gold Inc Alamos Gold, Inc. 100.00000000 7.50000000 USD 2022-06-17 XXXX 108764.44000000 N N N N/A N/A N/A -4000.00000000 NC USD -150000.00000000 -0.00632068837 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Gold Fields Ltd Gold Fields Ltd. 100.00000000 17.00000000 USD 2022-07-15 XXXX 324099.92000000 N N N SSR Mining, Inc. 549300JD2KR7AB9DYJ38 784730103 2055333.00000000 NS USD 45237879.33000000 1.906230252452 Long EC CORP CA N 1 N N N Zhaojin Mining Industry Co. Ltd. 3003007KU2DRDX06PN04 N/A 16700000.00000000 NS 15803735.45000000 0.665936579316 Long EC CORP CN N 2 N N N N/A N/A N/A -4000.00000000 NC USD -70000.00000000 -0.00294965457 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Danimer Scientific Inc Danimer Scientific, Inc. 100.00000000 10.00000000 USD 2022-11-18 XXXX 229925.64000000 N N N Pantoro Ltd. 254900ZMQXTNJJIP4K51 N/A 30858979.00000000 NS 6065600.10000000 0.255591786819 Long EC CORP AU N 2 N N N Yamana Gold, Inc. 54930002VY22NXG01418 98462Y100 700000.00000000 NS USD 3857000.00000000 0.162525967012 Long EC CORP CA N 1 N N N Orla Mining Ltd. 529900DU63EUQ1UZKL30 68634K106 4911621.00000000 NS 20837064.14000000 0.878030593481 Long EC CORP CA N 1 N N N First Quantum Minerals Ltd. 549300I7UVBGWRYMYZ18 335934105 147000.00000000 NS 4214385.24000000 0.177585438551 Long EC CORP CA N 1 N N N Firefinch Ltd. 52990065EGEF8FEI8S51 N/A 12760104.00000000 NS 9911744.15000000 0.417660306652 Long EC CORP AU N 2 N N N N/A N/A N/A -3000.00000000 NC USD -1245000.00000000 -0.05246171348 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Gatos Silver Inc Gatos Silver, Inc. 100.00000000 7.50000000 USD 2022-08-19 XXXX -978074.13000000 N N N N/A N/A N/A -1000.00000000 NC USD -167500.00000000 -0.00705810201 N/A DE N/A N 1 BARCLAYS CAPITAL INC. AC28XWWI3WIBK2824319 Put Written Pan American Silver Corp Pan American Silver Corp. 100.00000000 21.00000000 USD 2022-10-21 XXXX -61767.71000000 N N N N/A N/A N/A -3000.00000000 NC USD -592500.00000000 -0.02496671907 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Cleveland-Cliffs Inc Cleveland-Cliffs, Inc. 100.00000000 20.00000000 USD 2022-10-21 XXXX -268589.16000000 N N N Century Aluminum Co. 549300U5ODNGEYWKSW73 156431108 45000.00000000 NS USD 759150.00000000 0.031989003852 Long EC CORP US N 1 N N N Equinox Gold Corp. 5493005IN4V1SNP9PN75 29446Y502 4357278.00000000 NS USD 31067392.14000000 1.309115361709 Long EC CORP CA N 1 N N N OceanaGold Corp. 549300CBMSE8I9N3E232 675222103 14210300.00000000 NS 35397158.76000000 1.491562731907 Long EC CORP CA N 1 N N N Cameco Corp. N4BHALMXL3GMZKCUON55 13321L108 688000.00000000 NS USD 17757280.00000000 0.748254888129 Long EC CORP CA N 1 N N N N/A N/A N/A -5000.00000000 NC USD -100000.00000000 -0.00421379224 N/A DE N/A N 1 BARCLAYS CAPITAL INC. AC28XWWI3WIBK2824319 Call Written New Gold Inc New Gold, Inc. 100.00000000 2.00000000 USD 2022-11-18 XXXX 54853.45000000 N N N N/A N/A N/A -3000.00000000 NC -144786.52000000 -0.00610100315 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 549300LCO2FLSSVFFR64 Call Written Ivanhoe Mines Ltd Ivanhoe Mines Ltd. 100.00000000 13.00000000 CAD 2022-09-16 XXXX 106700.00000000 N N N Chalice Mining Ltd. 5299008IXHWMQDOE1437 N/A 12081692.00000000 NS 58004120.25000000 2.444173122724 Long EC CORP AU N 2 N N N N/A N/A N/A -2000.00000000 NC USD -456000.00000000 -0.01921489265 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 23.00000000 USD 2022-08-19 XXXX -238059.45000000 N N N N/A N/A N/A -5000.00000000 NC USD -112500.00000000 -0.00474051627 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Call Written Sandstorm Gold Ltd Sandstorm Gold Ltd. 100.00000000 10.00000000 USD 2022-09-16 XXXX 136802.95000000 N N N N/A N/A N/A -3000.00000000 NC USD -615000.00000000 -0.02591482232 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 19.00000000 USD 2022-10-21 XXXX -173817.36000000 N N N Alkane Resources Ltd. 529900R65IIVLPW4ZS42 N/A 11530000.00000000 NS 8242479.39000000 0.347320957594 Long EC CORP AU N 2 N N N Hecla Mining Co. 5493009Y6HOBZD1QD537 422704106 1180000.00000000 NS USD 6147800.00000000 0.259055519834 Long EC CORP US N 1 N N N N/A N/A N/A -1000.00000000 NC -72782.47000000 -0.00306690207 N/A DE N/A N 1 TD SECURITIES (USA) LLC SUVUFHICNZMP2WKHG940 Put Written First Quantum Minerals Ltd First Quantum Minerals Ltd. 100.00000000 29.00000000 CAD 2022-07-15 XXXX 11983.25000000 N N N Predictive Discovery Ltd. N/A N/A 37873029.00000000 NS 6499592.86000000 0.273879340098 Long EC CORP AU N 2 N N N Gatos Silver, Inc. N/A 368036109 1780476.00000000 NS USD 6018008.88000000 0.253586391680 Long EC CORP US N 1 N N N Calibre Mining Corp. 9845005U3E61362A1O58 13000C205 13633534.00000000 NS 15069955.46000000 0.635016614978 Long EC CORP CA N 1 N N N Piedmont Lithium, Inc. 254900QJ73581MY1JN11 72016P105 164000.00000000 NS USD 10727240.00000000 0.452023607564 Long EC CORP US N 1 N N N N/A N/A N/A -2900.00000000 NC USD -21750.00000000 -0.00091649981 N/A DE N/A N 1 BARCLAYS CAPITAL INC. 549300HN4UKV1E2R3U73 Call Written Lithium Americas Corp Lithium Americas Corp. 100.00000000 50.00000000 USD 2022-05-20 XXXX 388344.56000000 N N N N/A N/A N/A -1000.00000000 NC USD -465000.00000000 -0.01959413395 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 60.00000000 USD 2022-06-17 XXXX -222030.41000000 N N N Solaris Resources, Inc. N/A 83419D201 1591200.00000000 NS 15916335.19000000 0.670681298431 Long EC CORP CA N 1 N N N MP Materials Corp. N/A 553368101 400100.00000000 NS USD 15219804.00000000 0.641330921141 Long EC CORP US N 1 N N N N/A N/A N/A -2000.00000000 NC USD -404000.00000000 -0.01702372068 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 7.00000000 USD 2022-08-19 XXXX -131556.28000000 N N N Endeavour Mining PLC 529900NI5MXQ91GHXR07 G3042J105 1452966.00000000 NS 35559297.12000000 1.498394905552 Long EC CORP GB N 1 N N N Torex Gold Resources, Inc. 549300QL07027186GQ85 891054603 101000.00000000 NS 1130564.75000000 0.047639649796 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 697900108 1274382.00000000 NS USD 31566442.14000000 1.330144291924 Long EC CORP CA N 1 N N N N/A N/A N/A -2700.00000000 NC USD -2254500.00000000 -0.09499994623 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Royal Gold Inc Royal Gold, Inc. 100.00000000 130.00000000 USD 2022-07-15 XXXX -1623686.76000000 N N N N/A N/A N/A -2000.00000000 NC -85626.44000000 -0.00360812029 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Call Written Centerra Gold Inc Centerra Gold, Inc. 100.00000000 13.00000000 CAD 2022-07-15 XXXX 47157.63000000 N N N Filo Mining Corp. 54930049JO3VWJU1B514 31730E101 1000.00000000 NS 15630.72000000 0.000658646067 Long EC CORP CA N 1 N N N Capricorn Metals Ltd. 529900CRG304NUYMOV23 N/A 810000.00000000 NS 2356442.15000000 0.099295576649 Long EC CORP AU N 2 N N N N/A N/A N/A -3000.00000000 NC USD -90000.00000000 -0.00379241302 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Eldorado Gold Corp Eldorado Gold Corp. 100.00000000 14.00000000 USD 2022-10-21 XXXX 160911.23000000 N N N N/A N/A N/A -4000.00000000 NC USD -168000.00000000 -0.00707917097 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Barrick Gold Corp Barrick Gold Corp. 100.00000000 25.00000000 USD 2022-06-17 XXXX 204881.44000000 N N N N/A N/A N/A -2000.00000000 NC USD -120000.00000000 -0.00505655069 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written Sandstorm Gold Ltd Sandstorm Gold Ltd. 100.00000000 7.00000000 USD 2022-09-16 XXXX -32058.76000000 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 284902509 2801502.00000000 NS USD 27230599.44000000 1.147440888337 Long EC CORP CA N 1 N N N 2022-05-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President