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Ltd. 529900SGT9M1FJPXXI35 N/A 1185000.00000000 NS 6498765.55000000 0.300200934891 Long EC CORP AU N 2 N N N Sierra Metals, Inc. 9676001YCHZE7AT8VA50 82639W106 5360618.00000000 NS 10828656.27000000 0.500213880753 Long EC CORP CA N 1 N N N Canada Nickel Co., Inc. 98450085D4996CQE9B17 13515Q103 840000.00000000 NS 1981900.45000000 0.091550982009 Long EC CORP CA N 1 N N N Novagold Resources, Inc. 529900587LVZTJ2BHS60 66987E206 310000.00000000 NS USD 2266100.00000000 0.104679163038 Long EC CORP CA N 1 N N N Novo Resources Corp. N/A 67010B102 1210000.00000000 NS 1603425.99000000 0.074067909901 Long EC CORP CA N 1 N N N SolGold PLC 213800HGFADQBMIEVI76 N/A 19800000.00000000 NS 7536871.22000000 0.348154702457 Long EC CORP GB N 2 N N N N/A N/A N/A -3000.00000000 NC -187863.61000000 -0.00867808369 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. 2IGI19DL77OX0HC3ZE78 Call Written Pretium Resources Inc Pretium Resources, Inc. 100.00000000 16.00000000 CAD 2022-01-21 XXXX 23689.55000000 N N N N/A N/A N/A -1300.00000000 NC USD -195000.00000000 -0.00900773875 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Danimer Scientific Inc Danimer Scientific, Inc. 100.00000000 12.50000000 USD 2022-02-18 XXXX -23299.31000000 N N N Freegold Ventures Ltd. 5493007YVOKHJP7J0X86 356455204 3700000.00000000 NS 1300500.97000000 0.060074733273 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC USD -45000.00000000 -0.00207870894 N/A DE N/A N 1 J.P. 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Ltd. 3003007KU2DRDX06PN04 N/A 19970000.00000000 NS 14324073.80000000 0.661679562546 Long EC CORP CN N 2 N N N N/A N/A N/A -1000.00000000 NC USD -30000.00000000 -0.00138580596 N/A DE N/A N 1 UBS Securities LLC T6FIZBDPKLYJKFCRVK44 Put Written SSR Mining Inc SSR Mining, Inc. 100.00000000 14.00000000 USD 2021-12-17 XXXX 77043.73000000 N N N Pantoro Ltd. 254900ZMQXTNJJIP4K51 N/A 24458979.00000000 NS 4039283.97000000 0.186588793634 Long EC CORP AU N 2 N N N N/A N/A N/A -1000.00000000 NC USD -33500.00000000 -0.00154748332 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Call Written Wheaton Precious Metals Corp Wheaton Precious Metals Corp. 100.00000000 50.00000000 USD 2022-01-21 XXXX 133463.43000000 N N N N/A N/A N/A -5000.00000000 NC USD -600000.00000000 -0.02771611924 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Turquoise Hill Resources Ltd Turquoise Hill Resources Ltd. 100.00000000 13.00000000 USD 2021-12-17 XXXX -83181.21000000 N N N N/A N/A N/A -2000.00000000 NC -113122.17000000 -0.00522551258 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Put Written K92 Mining Inc K92 Mining, Inc. 100.00000000 7.50000000 CAD 2021-12-17 XXXX -39270.52000000 N N N McEwen Mining, Inc. 5493000FX50GEWAF3U70 58039P107 6451300.00000000 NS USD 7096430.00000000 0.327809166833 Long EC CORP US N 1 N N N Yamana Gold, Inc. 54930002VY22NXG01418 98462Y100 600000.00000000 NS USD 2370000.00000000 0.109478671021 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC USD -47000.00000000 -0.00217109600 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Yamana Gold Inc Yamana Gold, Inc. 100.00000000 4.00000000 USD 2022-04-14 XXXX -6035.92000000 N N N Great Bear Resources Ltd. 2549000RUH5SDJMHDI59 390143709 2073515.00000000 NS 29068750.20000000 1.342788244787 Long EC CORP CA N 1 N N N Orla Mining Ltd. 529900DU63EUQ1UZKL30 68634K106 2390000.00000000 NS 8419844.86000000 0.388942373619 Long EC CORP CA N 1 N N N First Quantum Minerals Ltd. 549300I7UVBGWRYMYZ18 335934105 67000.00000000 NS 1586215.26000000 0.073272885493 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -210000.00000000 -0.00970064173 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written AngloGold Ashanti Ltd AngloGold Ashanti Ltd. 100.00000000 17.00000000 USD 2022-01-21 XXXX 196890.76000000 N N N N/A N/A N/A -4995.00000000 NC USD -312187.50000000 -0.01442104329 N/A DE N/A N 1 J.P. 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N/A N/A 26773029.00000000 NS 3799494.50000000 0.175512071060 Long EC CORP AU N 2 N N N Gatos Silver, Inc. N/A 368036109 750476.00000000 NS USD 9080759.60000000 0.419472359861 Long EC CORP US N 1 N N N N/A N/A N/A -1000.00000000 NC USD -205000.00000000 -0.00946967407 N/A DE N/A N 1 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Royal Gold Inc Royal Gold, Inc. 100.00000000 90.00000000 USD 2022-01-21 XXXX -75996.98000000 N N N Calibre Mining Corp. 9845005U3E61362A1O58 13000C205 8052717.00000000 NS 9629945.99000000 0.444841218984 Long EC CORP CA N 1 N N N Piedmont Lithium, Inc. 254900QJ73581MY1JN11 72016P105 25000.00000000 NS USD 1558500.00000000 0.071992619741 Long EC CORP US N 1 N N N Galway Metals, Inc. N/A 364585208 6593625.00000000 NS 3036818.24000000 0.140281360779 Long EC CORP CA N 1 N N N N/A N/A N/A -6000.00000000 NC USD -33000.00000000 -0.00152438655 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Hecla Mining Co Hecla Mining Co. 100.00000000 9.00000000 USD 2021-12-17 XXXX 457810.13000000 N N N Solaris Resources, Inc. N/A 83419D201 961200.00000000 NS 11067469.30000000 0.511245498115 Long EC CORP CA N 1 N N N MP Materials Corp. N/A 553368101 585000.00000000 NS USD 19802250.00000000 0.914735870561 Long EC CORP US N 1 N N N Endeavour Mining PLC 529900NI5MXQ91GHXR07 G3042J105 1372966.00000000 NS 34878838.91000000 1.611176763980 Long EC CORP GB N 1 N N N N/A N/A N/A -5800.00000000 NC USD -638000.00000000 -0.02947147346 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written MP Materials Corp MP Materials Corp. 100.00000000 40.00000000 USD 2021-12-17 XXXX 428250.33000000 N N N Torex Gold Resources, Inc. 549300QL07027186GQ85 891054603 1000.00000000 NS 11627.34000000 0.000537107903 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 697900108 1140382.00000000 NS USD 29205183.02000000 1.349090558634 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC -79993.54000000 -0.00369518415 N/A DE N/A N 1 RBC Capital Markets, LLC 549300LCO2FLSSVFFR64 Call Written Kirkland Lake Gold Ltd Kirkland Lake Gold Ltd. 100.00000000 60.00000000 CAD 2022-01-21 XXXX 133552.03000000 N N N N/A N/A N/A -2000.00000000 NC -96961.86000000 -0.00447901079 N/A DE N/A N 1 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Centerra Gold Inc Centerra Gold, Inc. 100.00000000 8.00000000 CAD 2022-03-18 XXXX 56068.53000000 N N N N/A N/A N/A -4500.00000000 NC USD -13500.00000000 -0.00062361268 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 80.00000000 USD 2021-12-17 XXXX 918470.40000000 N N N Integra Resources Corp. 529900MC191X8CY3P306 45826T301 544579.00000000 NS 1298083.43000000 0.059963058561 Long EC CORP CA N 1 N N N New Found Gold Corp. N/A 64440N103 870000.00000000 NS 6769634.78000000 0.312713341356 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC USD -155000.00000000 -0.00715999747 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 60.00000000 USD 2022-02-18 XXXX 19963.39000000 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 284902509 2801502.00000000 NS USD 25101457.92000000 1.159525001594 Long EC CORP CA N 1 N N N 2021-11-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President