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N/A N/A 18973029.00000000 NS 2096287.21000000 0.090356625752 Long EC CORP AU N 2 N N N Gatos Silver, Inc. N/A 368036109 420476.00000000 NS USD 5735292.64000000 0.247209298507 Long EC CORP US N 1 N N N Calibre Mining Corp. 9845005U3E61362A1O58 13000C205 6602717.00000000 NS 7991425.67000000 0.344455785948 Long EC CORP CA N 1 N N N Piedmont Lithium, Inc. 254900QJ73581MY1JN11 72016P105 20000.00000000 NS USD 1101200.00000000 0.047465211734 Long EC CORP US N 1 N N N Galway Metals, Inc. N/A 364585208 6593625.00000000 NS 3858084.52000000 0.166295676199 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -198000.00000000 -0.00853442782 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Kinross Gold Corp Kinross Gold Corp. 100.00000000 7.00000000 USD 2021-09-17 XXXX 68891.48000000 N N N N/A N/A N/A -6000.00000000 NC USD -189000.00000000 -0.00814649928 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Hecla Mining Co Hecla Mining Co. 100.00000000 9.00000000 USD 2021-12-17 XXXX 301810.13000000 N N N Solaris Resources, Inc. N/A 83419D201 811200.00000000 NS 9590573.90000000 0.413384145312 Long EC CORP CA N 1 N N N MP Materials Corp. N/A 553368101 544000.00000000 NS USD 20465280.00000000 0.882118460228 Long EC CORP US N 1 N N N Endeavour Mining PLC 529900NI5MXQ91GHXR07 G3042J105 1775122.00000000 NS 42272262.44000000 1.822068549951 Long EC CORP GB N 1 N N N N/A N/A N/A -2000.00000000 NC USD -30000.00000000 -0.00129309512 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Agnico Eagle Mines Ltd Agnico Eagle Mines Ltd. 100.00000000 80.00000000 USD 2021-09-17 XXXX 223986.07000000 N N N Torex Gold Resources, Inc. 549300QL07027186GQ85 891054603 2100000.00000000 NS 23615742.23000000 1.017913371968 Long EC CORP CA N 1 N N N Pan American Silver Corp. 549300MKTF5851TYIB83 697900108 986000.00000000 NS USD 27677020.00000000 1.192967321537 Long EC CORP CA N 1 N N N N/A N/A N/A -3000.00000000 NC USD -163500.00000000 -0.00704736843 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Put Written Freeport-McMoRan Inc Freeport-McMoRan, Inc. 100.00000000 27.00000000 USD 2021-11-19 XXXX 181397.98000000 N N N N/A N/A N/A -2000.00000000 NC -120230.84000000 -0.00518233043 N/A DE N/A N 1 MORGAN STANLEY AND CO. INTERNATIONAL PLC 4PQUHN3JPFGFNF3BB653 BMO CAPITAL MARKETS CORP. RUC0QBLBRPRCU4W1NE59 Put Written Centerra Gold Inc Centerra Gold, Inc. 100.00000000 8.00000000 CAD 2022-03-18 XXXX 32799.55000000 N N N N/A N/A N/A -3000.00000000 NC USD -285000.00000000 -0.01228440369 N/A DE N/A N 1 Citadel Securities Institutional LLC 549300MLQ1S3715IUK04 Put Written Coeur Mining Inc Coeur Mining, Inc. 100.00000000 8.00000000 USD 2021-09-17 XXXX -28108.46000000 N N N N/A N/A N/A -4500.00000000 NC USD -267750.00000000 -0.01154087399 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 Call Written Newmont Corp Newmont Goldcorp Corp. 100.00000000 80.00000000 USD 2021-12-17 XXXX 664220.40000000 N N N Integra Resources Corp. 529900MC191X8CY3P306 45826T301 494579.00000000 NS 1411270.63000000 0.060830239073 Long EC CORP CA N 1 N N N New Found Gold Corp. N/A 64440N103 870000.00000000 NS 7029176.02000000 0.302979774888 Long EC CORP CA N 1 N N N N/A N/A N/A -1000.00000000 NC USD -55000.00000000 -0.00237067439 N/A DE N/A N 1 BOFA SECURITIES, INC. 549300HN4UKV1E2R3U73 UBS AG BFM8T61CT2L1QCEMIK50 Put Written Franco-Nevada Corp Franco-Nevada Corp. 100.00000000 120.00000000 USD 2021-10-15 XXXX 76963.61000000 N N N Eldorado Gold Corp. 5493004PWQ01YDD1IH62 284902509 2801502.00000000 NS USD 26138013.66000000 1.126631268333 Long EC CORP CA N 1 N N N 2021-08-30 AIM Sector Funds (Invesco Sector Funds) Sheri Morris Sheri Morris President XXXX