0001654954-23-011434.txt : 20230831 0001654954-23-011434.hdr.sgml : 20230831 20230831171613 ACCESSION NUMBER: 0001654954-23-011434 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20230828 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20230831 DATE AS OF CHANGE: 20230831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CEL SCI CORP CENTRAL INDEX KEY: 0000725363 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840916344 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11889 FILM NUMBER: 231229447 BUSINESS ADDRESS: STREET 1: 8229 BOONE BLVD . STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7035069460 MAIL ADDRESS: STREET 1: 8229 BOONE BLVD. STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: INTERLEUKIN 2 INC DATE OF NAME CHANGE: 19880317 8-K 1 cvm_8k.htm FORM 8-K cvm_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): August 28, 2023

 

CEL-SCI CORPORATION

(Exact name of Registrant as specified in its charter)

 

Colorado

 

001-11889

 

84-0916344

(State or other jurisdiction of incorporation)

 

( Commission File No.)

 

(IRS Employer Identification No.)

 

8229 Boone Blvd. #802  Vienna, VA 22182

(Address of principal executive offices, including Zip Code)

 

Registrant’s telephone number, including area code: (703) 506-9460

 

N/A

______________________________________________

(Former name or former address if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Trading Symbol(s)

 

Name of Each Exchange on Which Registered

None

 

N/A

 

N/A

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

☐

Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)

 

☐

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

 

☐

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-14c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§204.12b-2 of this chapter.

 

Emerging growth company   ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

 

 

 

 

Item 1.01. Entry into a Material Definitive Agreement.

 

See Item 5.02 of this report.

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

 

Employment Agreements

 

As discussed in CEL-SCI’s 8-K report dated August 31, 2019, CEL-SCI entered into four-year employment agreements with Patricia B. Prichep, CEL-SCI’s Senior Vice President of Operations and Eyal Talor, Ph.D., CEL-SCI’s Chief Scientific Officer.

 

On August 28, 2023, the terms of the employment agreements were extended to August 31, 2027.

 

Item 9.01 Financial Statements and Exhibits.

 

Exhibit

 

Description

 

 

 

10.10

 

Extension of Employment Agreement with Patricia Prichep

 

 

 

10.11

 

Extension of Employment Agreement with Eyal Talor

 

 

2

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 CEL-SCI CORPORATION
    
Date: August 31, 2023 By:/s/Geert Kersten

 

 

Geert R. Kersten, Chief Executive Officer 

 

 

3

 EX-10.10 2 cvm_ex1010.htm EXTENSION OF EMPLOYMENT AGREEMENT cvm_ex1010.htm

EXHIBIT 10.10

 

EXTENSION OF EMPLOYMENT AGREEMENT

 

The parties hereby agree that the term of the Employment Agreement made by and between Patricia B. Prichep and CEL-SCI Corporation as of August 31, 2019 is extended to August 31, 2027. All other terms of the Employment Agreement with Ms. Prichep dated August 31, 2019 remain the same.

 

August 28, 2023

 

  CEL-SCI CORPORATION
       
By: /s/ Geert Kersten

 

 

 Geert R. Kersten, Chief Executive Officer  

 

/s/Patricia Prichep

 

 

 Patricia B. Prichep  

 

 

 

 

 EX-10.11 3 cvm_ex1011.htm EXTENSION OF EMPLOYMENT AGREEMENT cvm_ex1011.htm

EXHIBIT 10.11

 

EXTENSION OF EMPLOYMENT AGREEMENT

 

The parties hereby agree that the term of the Employment Agreement made by and between Eyal Talor and CEL-SCI Corporation as of August 31, 2019 is extended to August 31, 2027. All other terms of the Employment Agreement with Dr. Talor dated August 31, 2019 remain the same.

 

August 28, 2023

 

  CEL-SCI CORPORATION
       
By: /s/Geert Kersten

 

 

 Geert R. Kersten, Chief Executive Officer  
     

 

 

 

 

 

 

/s/ Eyal Talor

 

 

 

Eyal Talor, Ph.D.

 

 

 

 

 

 

 

 

 

 

 

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