0001654954-23-007119.txt : 20230523 0001654954-23-007119.hdr.sgml : 20230523 20230523171535 ACCESSION NUMBER: 0001654954-23-007119 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20230523 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CEL SCI CORP CENTRAL INDEX KEY: 0000725363 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 840916344 STATE OF INCORPORATION: CO FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11889 FILM NUMBER: 23949808 BUSINESS ADDRESS: STREET 1: 8229 BOONE BLVD . STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 BUSINESS PHONE: 7035069460 MAIL ADDRESS: STREET 1: 8229 BOONE BLVD. STREET 2: SUITE 802 CITY: VIENNA STATE: VA ZIP: 22182 FORMER COMPANY: FORMER CONFORMED NAME: INTERLEUKIN 2 INC DATE OF NAME CHANGE: 19880317 8-K 1 cvm_8k.htm FORM 8-K cvm_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported):  May 23, 2023

 

CEL-SCI CORPORATION

(Exact name of Registrant as specified in its charter)

 

Colorado

 

001-11889

 

84-0916344

(State or other jurisdiction

of incorporation)

 

(Commission File No.)

 

(IRS Employer

Identification No.)

 

8229 Boone Blvd., #802

Vienna, VA 22182

(Address of principal executive offices, including Zip Code)

 

Registrant’s telephone number, including area code: (703) 506-9460

 

N/A

(Former name or former address if changed since last report)

 

Securities registered pursuant to Section 12(b) of the Act:

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-14c))

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange on which registered

Common Stock

 

CVM

 

NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§203.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§204.12b-2 of this chapter.

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Securities Holders.

 

The annual meeting of CEL-SCI’s shareholders was held on May 23, 2023. At the meeting the following persons were elected as directors for the upcoming year:

 

Name

 

Votes For

 

 

Votes Against

 

 

Broker Non-Votes

 

Geert Kersten

 

 

8,636,412

 

 

 

1,857,962

 

 

 

11,130,767

 

Peter Young

 

 

8,324,014

 

 

 

2,170,360

 

 

 

11,130,767

 

Bruno Baillavoine

 

 

8,957,286

 

 

 

1,537,088

 

 

 

11,130,767

 

Robert Watson

 

 

8,958,603

 

 

 

1,535,771

 

 

 

11,130,767

 

Gail Naughton

 

 

9,537,048

 

 

 

957,326

 

 

 

11,130,767

 

 

At the meeting the following were approved by CEL-SCI’s shareholders:

 

 

(2)

the adoption of CEL-SCI’s 2023 Non-Qualified Stock Option Plan;

 

 

 

 

(3)

to approve the adoption of CEL-SCI’s 2023 Stock Bonus Plan;

 

 

 

 

(4)

to approve, on a non-binding advisory basis, the compensation of CEL-SCI’s executive officers;

 

 

 

 

(5)

to approve, on a non-binding advisory basis, the frequency of the advisory vote regarding the compensation of CEL-SCI’s executive officers; and

 

 

 

 

(6)

to ratify the appointment of BDO USA, LLP as CEL-SCI’s independent registered public accounting firm for the fiscal year ending September 30, 2023.

 

The following is a tabulation of votes cast with respect to proposals 2, 3, 4 and 6:

 

Proposal

 

 

Votes For

 

 

Votes Against

 

 

Abstain

 

 

Broker Non-Votes

 

 

(2)

 

 

7,391,922

 

 

 

2,683,385

 

 

 

419,067

 

 

 

11,130,767

 

 

(3)

 

 

7,179,948

 

 

 

2,936,609

 

 

 

377,817

 

 

 

11,130,767

 

 

(4)

 

 

7,983,457

 

 

 

2,098,246

 

 

 

412,671

 

 

 

11,130,767

 

 

(6)

 

 

19,101,272

 

 

 

1,829,100

 

 

 

694,769

 

 

 

-

 

 

The following is a tabulation of votes cast with respect to proposals 5:

 

Proposal

 

 

1 Year

 

 

2 Years

 

 

3 Years

 

 

Abstain

 

 

Broker Non-Votes

 

 

(5)

 

 

3,740,819

 

 

 

232,413

 

 

 

5,165,164

 

 

 

1,355,978

 

 

 

11,130,767

 

 

 

2

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  May 23, 2023 CEL-SCI CORPORATION
    
 By:/s/ Geert Kersten 

 

 

Geert Kersten 
  Chief Executive Officer 

 

 

3

 

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