0000724743-21-000003.txt : 20210208
0000724743-21-000003.hdr.sgml : 20210208
20210208153208
ACCESSION NUMBER: 0000724743-21-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
NEALY,RICHARD,WESLEY,
FILED AS OF DATE: 20210208
DATE AS OF CHANGE: 20210208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 21601137
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-8946
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
BETH BATES
9017662156
BETH.BATES@RAYMONDJAMES.COM
TRISHA.CRAM@RAYMONDJAMES.COM
LORI.MAHONEY@RAYMONDJAMES.COM
BETH.BATES@RAYMONDJAMES.COM
N
N
RICHARD
WESLEY
NEALY
6825654
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-27-2021
N
867-01336
LOCATED
SUPERVISED
01-27-2021
ONE BURTON HILLS BLVD., # 225
NASHVILLE
TN
37215
01-2021
RAYMOND JAMES & ASSOCIATES
NASHVILLE
TN
37215
Y
Y
REGISTERED ASSOCIATE
12-2020
01-2021
Healthcare Reality Trust, Inc
NASHVILLE
TN
37203
N
N
CORPORATE FINANCIAL ANALYST
06-2017
12-2020
RAYMOND JAMES
MEMPHIS
TN
38103
Y
Y
PUBLIC FINANCE ANALYST
08-2016
05-2017
UNIVERSITY OF MS
OXFORD
MS
38677
N
N
FULL TIME STUDENT
05-2016
08-2016
AVONDALE PARTNERS LLC
NASHVILLE
TN
37203
N
Y
EQUITY RESEARCH INTERN
08-2015
05-2016
UNIVERSITY OF MS
OXFORD
MS
38677
N
N
FULL TIME STUDENT
06-2015
08-2015
McCabe Golf Course
NASHVILLE
TN
37209
N
N
Golf Course Maintenance Worker
08-2014
05-2015
UNIVERSITY OF MS
OXFORD
MS
38677
N
N
FULL TIME STUDENT
05-2014
08-2014
McCabe Golf Course
NASHVILLE
TN
37209
N
N
Golf Course Maintenance Worker
08-2013
05-2014
TULANE UNIVERSITY
NEW ORLEANS
LA
70118
N
N
FULL TIME STUDENT
05-2013
08-2013
West Meade Swim and Tennis Club
NASHVILLE
TN
37205
N
N
Lifeguard and Swim Coach
08-2012
05-2013
Montgomery Bell Academy
NASHVILLE
TN
37205
N
N
FULL TIME STUDENT
05-2012
08-2012
West Meade Swim and Tennis Club
NASHVILLE
TN
37205
N
N
Life Guard and Swim Coach
08-2011
05-2012
Montgomery Bell Academy
NASHVILLE
TN
37205
N
N
FULL TIME STUDENT
05-2011
08-2011
West Meade Swim and Tennis Club
NASHVILLE
TN
37205
N
N
Life Guard and Swim Coach
08-2010
05-2011
Montgomery Bell Academy
NASHVILLE
TN
37205
N
N
FULL TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-05-2021
TRISHA CRAM
VP - COMPLIANCE