0000724743-21-000003.txt : 20210208 0000724743-21-000003.hdr.sgml : 20210208 20210208153208 ACCESSION NUMBER: 0000724743-21-000003 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 NEALY,RICHARD,WESLEY, FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 21601137 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-8946 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX BETH BATES 9017662156 BETH.BATES@RAYMONDJAMES.COM TRISHA.CRAM@RAYMONDJAMES.COM LORI.MAHONEY@RAYMONDJAMES.COM BETH.BATES@RAYMONDJAMES.COM N N RICHARD WESLEY NEALY 6825654 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 01-27-2021 N 867-01336 LOCATED SUPERVISED 01-27-2021 ONE BURTON HILLS BLVD., # 225 NASHVILLE TN 37215 01-2021 RAYMOND JAMES & ASSOCIATES NASHVILLE TN 37215 Y Y REGISTERED ASSOCIATE 12-2020 01-2021 Healthcare Reality Trust, Inc NASHVILLE TN 37203 N N CORPORATE FINANCIAL ANALYST 06-2017 12-2020 RAYMOND JAMES MEMPHIS TN 38103 Y Y PUBLIC FINANCE ANALYST 08-2016 05-2017 UNIVERSITY OF MS OXFORD MS 38677 N N FULL TIME STUDENT 05-2016 08-2016 AVONDALE PARTNERS LLC NASHVILLE TN 37203 N Y EQUITY RESEARCH INTERN 08-2015 05-2016 UNIVERSITY OF MS OXFORD MS 38677 N N FULL TIME STUDENT 06-2015 08-2015 McCabe Golf Course NASHVILLE TN 37209 N N Golf Course Maintenance Worker 08-2014 05-2015 UNIVERSITY OF MS OXFORD MS 38677 N N FULL TIME STUDENT 05-2014 08-2014 McCabe Golf Course NASHVILLE TN 37209 N N Golf Course Maintenance Worker 08-2013 05-2014 TULANE UNIVERSITY NEW ORLEANS LA 70118 N N FULL TIME STUDENT 05-2013 08-2013 West Meade Swim and Tennis Club NASHVILLE TN 37205 N N Lifeguard and Swim Coach 08-2012 05-2013 Montgomery Bell Academy NASHVILLE TN 37205 N N FULL TIME STUDENT 05-2012 08-2012 West Meade Swim and Tennis Club NASHVILLE TN 37205 N N Life Guard and Swim Coach 08-2011 05-2012 Montgomery Bell Academy NASHVILLE TN 37205 N N FULL TIME STUDENT 05-2011 08-2011 West Meade Swim and Tennis Club NASHVILLE TN 37205 N N Life Guard and Swim Coach 08-2010 05-2011 Montgomery Bell Academy NASHVILLE TN 37205 N N FULL TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-05-2021 TRISHA CRAM VP - COMPLIANCE