SVP, CHIEF COMPLIANCE OFFICER

MA-A 0000724743 XXXXXXXX CLARISSA NICHELLE KERR 901-680-8474 clarissa.kerr@raymondjames.com alyssa.meyer@raymondjames.com clarissa.kerr@raymondjames.com rob.pellati@raymondjames.com 09-30-2018 Y RAYMOND JAMES & ASSOCIATES, INC. 000000705 59-1237041 866-00139-00 867-01336 008-10999 000000705 801-10418 000000705 SEC REGISTERED INVESTMENT ADVISER 801-10418 0000724743 NATIONAL FUTURES ASSOCIATION 0087425 CHICAGO STOCK EXCHANGE (CHX) 705 FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) 705 INTERNATIONAL SECURITIES EXCHANGE (ISE) 705 NASDAQ OMX PHLX 705 NASDAQ STOCK EXCHANGE (NQX) 705 NYSE ARCA, INC. 705 NYSE-AMER (FORMERLY KNOW AS NYSE-MKT) 705 NEW YORK STOCK EXCHANGE (NYSE) 705 ALABAMA 705 ALASKA 705 GUAM (BROKER DEALER) 10054 GUAM (INVESTMENT ADVISOR) 0029 ARKANSAS 705 CALIFORNIA 705 COLORADO 705 CONNECTICUT 705 DELAWARE 705 DISTRICT OF COLUMBIA 705 FLORIDA 705 GEORGIA 705 HAWAII 705 IDAHO 705 ILLINOIS 705 INDIANA 705 IOWA 705 KANSAS 705 KENTUCKY 705 LOUISIANA 705 MAINE 705 MARYLAND 705 MASSACHUSETTS 705 MICHIGAN 705 MINNESOTA 705 MISSISSIPPI 705 MISSOURI 705 MONTANA 705 NEBRASKA 705 NEVADA 705 NEW HAMPSHIRE 705 NEW JERSEY 705 NEW MEXICO 705 NEW YORK 705 NORTH CAROLINA 705 NORTH DAKOTA 705 OHIO 705 OKLAHOMA 705 OREGON 705 PENNSYLVANIA 705 PUERTO RICO 705 RHODE ISLAND 705 SOUTH CAROLINA 705 SOUTH DAKOTA 705 TENNESSEE 705 TEXAS 705 UTAH 705 VERMONT 705 VIRGIN ISLANDS 705 VIRGINIA 705 WASHINGTON 705 WEST VIRGINIA 705 WISCONSIN 705 WYOMING 705 MARIANA ISLANDS (CNMI) - BROKER DEALER NONE MARIANA ISLANDS (CNMI) - INVESTMENT ADVISOR NONE 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 727-567-1000 Add 50 NORTH FRONT STREET MEMPHIS TN 38103 901-524-4100 Add 630 5TH AVENUE NEW YORK NY 10111 212-314-0400 Add ONE BURTON HILLS BLVD., #225 NASHVILLE TN 37215 615-665-6929 615-665-6931 Add 951 EAST BYRD STREET RICHMOND VA 23219 804-225-1150 Add 3050 PEACHTREE ROAD ATLANTA GA 30305 404-231-5033 404-231-5228 N 880 CARILLON PARKWAY ST. PETERSBURG FL 33716 raymondjames.com SHAWN JOSEPH BARKO SVP, CHIEF COMPLIANCE OFFICER - PCG

880 CARILLON PARKWAY ST. PETERSBURG FL 33716

727-567-1000 727-567-5609 shawn.barko@raymondjames.com CLARISSA NICHELLE KERR SUPERVISOR, REGISTRATIONS

1100 RIDGEWAY LOOP ROAD, #550 5TH FLOOR MEMPHIS TN 38120

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