0000724743-17-000001.txt : 20170110
0000724743-17-000001.hdr.sgml : 20170110
20170110110507
ACCESSION NUMBER: 0000724743-17-000001
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 17519618
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4719
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
Dushundra Barnes
901-680-8482
dushundra.barnes@raymondjames.com
Diane.Anderson@raymondjames.com
Dushundra.barnes@raymondjames.com
Clarissa.Kerr@raymondjames.com
N
N
RONALD
LEE
TILLETT
004409668
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
12-17-2012
N
MA will be filed shortly
LOCATED
12-17-2012
951 EAST BYRD STREET, #930
RIVERFRONT PLAZA
RICHMOND
VA
23219
RON
NMN
TILLETT
12-2012
RAYMOND JAMES & ASSOCIATES, INC
RICHMOND
VA
23219
Y
Y
REGISTERED ASSOCIATE
06-2001
12-2012
MORGAN KEEGAN & COMPANY, INC.
RICHMOND
VA
23219
N
Y
REGISTERED REPRESENTATIVE
Y
06-2008
BON SECOURS HEALTHSOURCE VIRGINIA BOARD OF DIRECTORS
7229 FOREST AVENUE HIGHLAND II
RICHMOND
VA
23226
N
N
ADVISORY BOARD RELATING TO OPERATIONS OF THE HEALTH CARE NETWORK PROVISIONS
DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE
0
4 MEETINGS A YEAR,DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE
06-2003
UNION BANKSHARES CORPORATION
1051 East Cary Street, Suite 1200
Richmond
VA
22427
N
N
Board Member/ Officer/ Director
DIRECTOR
8
Board Director, Chairman of the Compensation Committee, Member, Executive Committe, Vice-Chairman of the Board
09-2012
ROUT 460 FUNDING CORPORATION OF VIRGINIA
1401 EAST BROAD STREET RICHMOND
RICHMOND
VA
23219
N
Y
THE CORPORATION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE AND SOCIAL WELFARE PURPOSES, INCLUDING BUT NOT LIMITED TO RELIEVING THE BURDENS OF GOVERNMENT OF THE COMMONWEALTH OF VIRGINIA BY ASSISTING IN THE DEVELOPMENT, DESIGN, CONSTRUCTION, FINANCING, MAINTENA
DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE
0
APPROVE ACTIVITES AND FUNDING OF THE ROUT 460 IMPROVEMENT PROJECTS 1 hour per month
07-2010
COMMONWEALTH DEBT CAPACITY ADVISORY COMMITTEE
Unknown
Richmond
VA
23219
N
N
BOARD MEMBER/OFFICER/DIRECTOR
DIRECTOR INVESTMENT
0
ADVISORY COMMITTEE REGARDING THE COMMONWEALTH'S OUTSTANDING DEBT. REVIEW RECOMMENDATIONS AND OVERALL POLICY ON THE AMOUNT OF DEBT THAT COULD BE PRUDENTLY AUTHORIZED EACH YEAR. APPOINTED BY THE GOVERNOR AND CONFIRMED BY THE VIRGINIA GENERAL ASSEMBLY. 1 hour per month
08-2015
NATIONAL INSTITUTE OF PUBLIC FINANCE
951 EAST BYRD STREET, #930
RICHMOND
VA
23219
N
Y
INVESTMENT - PUBLIC FINANCE
TRUSTEE
2
ADVISE ON THE CIRRICULUM AND PROGRAM FOR THE INSTITUTE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-10-2017
Diane Lassandro
Compliance Manager, PCG