0000724743-17-000001.txt : 20170110 0000724743-17-000001.hdr.sgml : 20170110 20170110110507 ACCESSION NUMBER: 0000724743-17-000001 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 17519618 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4719 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX Dushundra Barnes 901-680-8482 dushundra.barnes@raymondjames.com Diane.Anderson@raymondjames.com Dushundra.barnes@raymondjames.com Clarissa.Kerr@raymondjames.com N N RONALD LEE TILLETT 004409668 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 12-17-2012 N MA will be filed shortly LOCATED 12-17-2012 951 EAST BYRD STREET, #930 RIVERFRONT PLAZA RICHMOND VA 23219 RON NMN TILLETT 12-2012 RAYMOND JAMES & ASSOCIATES, INC RICHMOND VA 23219 Y Y REGISTERED ASSOCIATE 06-2001 12-2012 MORGAN KEEGAN & COMPANY, INC. RICHMOND VA 23219 N Y REGISTERED REPRESENTATIVE Y 06-2008 BON SECOURS HEALTHSOURCE VIRGINIA BOARD OF DIRECTORS 7229 FOREST AVENUE HIGHLAND II RICHMOND VA 23226 N N ADVISORY BOARD RELATING TO OPERATIONS OF THE HEALTH CARE NETWORK PROVISIONS DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE 0 4 MEETINGS A YEAR,DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE 06-2003 UNION BANKSHARES CORPORATION 1051 East Cary Street, Suite 1200 Richmond VA 22427 N N Board Member/ Officer/ Director DIRECTOR 8 Board Director, Chairman of the Compensation Committee, Member, Executive Committe, Vice-Chairman of the Board 09-2012 ROUT 460 FUNDING CORPORATION OF VIRGINIA 1401 EAST BROAD STREET RICHMOND RICHMOND VA 23219 N Y THE CORPORATION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE AND SOCIAL WELFARE PURPOSES, INCLUDING BUT NOT LIMITED TO RELIEVING THE BURDENS OF GOVERNMENT OF THE COMMONWEALTH OF VIRGINIA BY ASSISTING IN THE DEVELOPMENT, DESIGN, CONSTRUCTION, FINANCING, MAINTENA DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE 0 APPROVE ACTIVITES AND FUNDING OF THE ROUT 460 IMPROVEMENT PROJECTS 1 hour per month 07-2010 COMMONWEALTH DEBT CAPACITY ADVISORY COMMITTEE Unknown Richmond VA 23219 N N BOARD MEMBER/OFFICER/DIRECTOR DIRECTOR INVESTMENT 0 ADVISORY COMMITTEE REGARDING THE COMMONWEALTH'S OUTSTANDING DEBT. REVIEW RECOMMENDATIONS AND OVERALL POLICY ON THE AMOUNT OF DEBT THAT COULD BE PRUDENTLY AUTHORIZED EACH YEAR. APPOINTED BY THE GOVERNOR AND CONFIRMED BY THE VIRGINIA GENERAL ASSEMBLY. 1 hour per month 08-2015 NATIONAL INSTITUTE OF PUBLIC FINANCE 951 EAST BYRD STREET, #930 RICHMOND VA 23219 N Y INVESTMENT - PUBLIC FINANCE TRUSTEE 2 ADVISE ON THE CIRRICULUM AND PROGRAM FOR THE INSTITUTE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-10-2017 Diane Lassandro Compliance Manager, PCG