0000724743-15-000109.txt : 20151208
0000724743-15-000109.hdr.sgml : 20151208
20151208155221
ACCESSION NUMBER: 0000724743-15-000109
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 151275678
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4719
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
Clarissa Nichelle Kerr
901-680-8474
clarissa.kerr@raymondjames.com
diane.anderson@raymondjames.com
clarissa.kerr@raymondjames.com
N
N
KRISTEN
MARIE
MILLARD
002907022
N
1
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
867-01336
LOCATED
01-02-2013
489 EAST MAIN STREET
LEXINGTON
KY
40507
KRISTEN
MARIE
CURTIS
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
LEXINGTON
KY
40507
Y
Y
REGISTERED ASSOCIATE
04-2003
01-2013
MORGAN KEEGAN AND COMPANY INC.
LEXINGTON
KY
40507
Y
Y
REGISTERED REPRESENTATIVE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2015
DIANE ANDERSON
COMPLIANCE MANAGER - PCG