0000724743-15-000109.txt : 20151208 0000724743-15-000109.hdr.sgml : 20151208 20151208155221 ACCESSION NUMBER: 0000724743-15-000109 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 151275678 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4719 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX Clarissa Nichelle Kerr 901-680-8474 clarissa.kerr@raymondjames.com diane.anderson@raymondjames.com clarissa.kerr@raymondjames.com N N KRISTEN MARIE MILLARD 002907022 N 1 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N 867-01336 LOCATED 01-02-2013 489 EAST MAIN STREET LEXINGTON KY 40507 KRISTEN MARIE CURTIS 01-2013 RAYMOND JAMES & ASSOCIATES, INC. LEXINGTON KY 40507 Y Y REGISTERED ASSOCIATE 04-2003 01-2013 MORGAN KEEGAN AND COMPANY INC. LEXINGTON KY 40507 Y Y REGISTERED REPRESENTATIVE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2015 DIANE ANDERSON COMPLIANCE MANAGER - PCG