0000724743-15-000108.txt : 20151208
0000724743-15-000108.hdr.sgml : 20151208
20151208155229
ACCESSION NUMBER: 0000724743-15-000108
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20151208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 151275679
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4719
MAIL ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I/A
1
primary_doc.xml
MA-I/A
0000724743
XXXXXXXX
CLARISSA N. KERR
901-680-8474
clarissa.kerr@raymondjames.com
Diane.anderson@raymondjames.com
CLARISSA.KERR@RAYMONDJAMES.COM
N
N
RICHARD
JOSEPH
LORENTI
001315567
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
04-02-2012
N
867-01336
LOCATED
04-02-2012
630 FIFTH AVENUE, SUITE #2950
NEW YORK
NY
10111
LOCATED
04-02-2012
630 FIFTH AVENUE, 29TH FLOOR
NEW YORK
NY
10111
04-2012
RAYMOND JAMES & ASSOCIATES, INC.
NEW YORK
NY
10111
Y
Y
REGISTERED REPRESENTATIVE
06-2007
04-2012
MORGAN KEEGAN & COMPANY, INC.
NEW YORK
NY
10111
Y
Y
BANKER
05-2001
05-2007
SHATTUCK HAMMOND PARTNERS LLC
NEW YORK
NY
10111
Y
Y
TREASURER
Y
11-2015
GENRICH ENDEAVORS LLC
1012 THE PARKWAY
MAMARONECK
NY
10543
N
N
RENTAL REAL ESTATE
OWNER
3
NONE
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2015
DIANE ANDERSON
COMPLIANCE MANAGER - PCG