0000724743-15-000108.txt : 20151208 0000724743-15-000108.hdr.sgml : 20151208 20151208155229 ACCESSION NUMBER: 0000724743-15-000108 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20151208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 151275679 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4719 MAIL ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I/A 1 primary_doc.xml MA-I/A 0000724743 XXXXXXXX CLARISSA N. KERR 901-680-8474 clarissa.kerr@raymondjames.com Diane.anderson@raymondjames.com CLARISSA.KERR@RAYMONDJAMES.COM N N RICHARD JOSEPH LORENTI 001315567 N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 04-02-2012 N 867-01336 LOCATED 04-02-2012 630 FIFTH AVENUE, SUITE #2950 NEW YORK NY 10111 LOCATED 04-02-2012 630 FIFTH AVENUE, 29TH FLOOR NEW YORK NY 10111 04-2012 RAYMOND JAMES & ASSOCIATES, INC. NEW YORK NY 10111 Y Y REGISTERED REPRESENTATIVE 06-2007 04-2012 MORGAN KEEGAN & COMPANY, INC. NEW YORK NY 10111 Y Y BANKER 05-2001 05-2007 SHATTUCK HAMMOND PARTNERS LLC NEW YORK NY 10111 Y Y TREASURER Y 11-2015 GENRICH ENDEAVORS LLC 1012 THE PARKWAY MAMARONECK NY 10543 N N RENTAL REAL ESTATE OWNER 3 NONE N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2015 DIANE ANDERSON COMPLIANCE MANAGER - PCG