0000724743-14-000071.txt : 20141231 0000724743-14-000071.hdr.sgml : 20141231 20141231151414 ACCESSION NUMBER: 0000724743-14-000071 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC. CENTRAL INDEX KEY: 0000724743 IRS NUMBER: 591237041 STATE OF INCORPORATION: FL FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04449 FILM NUMBER: 141318497 BUSINESS ADDRESS: STREET 1: 880 CARILLON PARKWAY CITY: ST. PETERSBURG STATE: FL ZIP: 33716 BUSINESS PHONE: 727-567-4712 MAIL ADDRESS: STREET 1: P.O. BOX 12749 CITY: ST. PETERSBURG STATE: FL ZIP: 33733-2749 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 20020124 FORMER COMPANY: FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD DATE OF NAME CHANGE: 19990923 MA-I 1 primary_doc.xml MA-I 0000724743 XXXXXXXX Dushundra Barnes 901-680-8482 Dushundra.barnes@raymondjames.com Diane.Anderson@raymondjames.com Minnie.Whitmire@RaymondJames.com Clarissa.Kerr@RaymondJames.com N GORDON KENNETH MORTIN N 1 0000724743 RAYMOND JAMES & ASSOCIATES, INC. 01-02-2013 N FORM MA WILL BE FILED SHORTLY LOCATED 01-02-2013 3050 PEACHTREE ROAD NW SUITE 703 ATLANTA GA 30305 SUPERVISED 01-02-2013 50 NORTH FRONT STREET MEMPHIS TN 38103 01-2013 RAYMOND JAMES & ASSOCIATES, INC. ATLANTA GA 30305 Y Y REGISTERED ASSOCIATE 08-1997 01-2013 MORGAN KEEGAN & COMPANY, INC. ATLANTA GA 30305 Y Y REGISTERED REPRESENTATIVE Y 08-2008 Triangle Fraternity Education Foundation 120 South Center Street Plainfield IN 46168 N N 501c3 organization raising funds to support Triangle Fraternity member education Board Member/Member or Chairman of Committees from time to time such as Development Committee, Finance Committee, Governance Committee 2 Attend two Board Meetings/Year, Participate in two Telephone Board Meetings/Year, Participate in Telephone Committee Meetings several times/Year, Make contributions and create opportunities for staff to meet with and attend fund raising meetings with alumni. 11-2009 Beach Club Residences Condominium Association 351 Sea Island Road St. Simons Island GA 31522 N N Board is a 501c(7) Condominium Association for a 56 Unit Condominium Project at Sea Island, Georgia known as Beach Club Residences Board Member/ Officer of the Board from time to time/ Committee Member from time to time on committees such as finance 0 Attend annual meeting and participate in three quarterly Telephone Board Meetings, serve as an officer of the Board when elected to such positions. (1 HOUR DEVOTED) N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-28-2014 DIANE ANDERSON COMPLIANCE MANAGER - PCG