0000724743-14-000071.txt : 20141231
0000724743-14-000071.hdr.sgml : 20141231
20141231151414
ACCESSION NUMBER: 0000724743-14-000071
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318497
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
Dushundra Barnes
901-680-8482
Dushundra.barnes@raymondjames.com
Diane.Anderson@raymondjames.com
Minnie.Whitmire@RaymondJames.com
Clarissa.Kerr@RaymondJames.com
N
GORDON
KENNETH
MORTIN
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
01-02-2013
N
FORM MA WILL BE FILED SHORTLY
LOCATED
01-02-2013
3050 PEACHTREE ROAD NW
SUITE 703
ATLANTA
GA
30305
SUPERVISED
01-02-2013
50 NORTH FRONT STREET
MEMPHIS
TN
38103
01-2013
RAYMOND JAMES & ASSOCIATES, INC.
ATLANTA
GA
30305
Y
Y
REGISTERED ASSOCIATE
08-1997
01-2013
MORGAN KEEGAN & COMPANY, INC.
ATLANTA
GA
30305
Y
Y
REGISTERED REPRESENTATIVE
Y
08-2008
Triangle Fraternity Education Foundation
120 South Center Street
Plainfield
IN
46168
N
N
501c3 organization raising funds to support Triangle Fraternity member education
Board Member/Member or Chairman of Committees from time to time such as Development Committee, Finance Committee, Governance Committee
2
Attend two Board Meetings/Year, Participate in two Telephone Board Meetings/Year, Participate in Telephone Committee Meetings several times/Year, Make contributions and create opportunities for staff to meet with and attend fund raising meetings with alumni.
11-2009
Beach Club Residences Condominium Association
351 Sea Island Road
St. Simons Island
GA
31522
N
N
Board is a 501c(7) Condominium Association for a 56 Unit Condominium Project at Sea Island, Georgia known as Beach Club Residences
Board Member/ Officer of the Board from time to time/ Committee Member from time to time on committees such as finance
0
Attend annual meeting and participate in three quarterly Telephone Board Meetings, serve as an officer of the Board when elected to such positions. (1 HOUR DEVOTED)
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-28-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG