0000724743-14-000020.txt : 20141231
0000724743-14-000020.hdr.sgml : 20141231
20141231152105
ACCESSION NUMBER: 0000724743-14-000020
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAYMOND JAMES & ASSOCIATES, INC.
CENTRAL INDEX KEY: 0000724743
IRS NUMBER: 591237041
STATE OF INCORPORATION: FL
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04449
FILM NUMBER: 141318557
BUSINESS ADDRESS:
STREET 1: 880 CARILLON PARKWAY
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33716
BUSINESS PHONE: 727-567-4712
MAIL ADDRESS:
STREET 1: P.O. BOX 12749
CITY: ST. PETERSBURG
STATE: FL
ZIP: 33733-2749
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 20020124
FORMER COMPANY:
FORMER CONFORMED NAME: RAYMOND JAMES & ASSOCIATES INC /BD
DATE OF NAME CHANGE: 19990923
MA-I
1
primary_doc.xml
MA-I
0000724743
XXXXXXXX
CLARISSA N. KERR
901-680-8474
clarissa.kerr@raymondjames.com
diane.anderson@raymondjames.com
minnie.whitmire@raymondjames.com
N
ERIN
THYRA
SAYLE
004271186
N
1
0000724743
RAYMOND JAMES & ASSOCIATES, INC.
10-23-2012
N
FORM MA WILL BE FILED SHORTLY
LOCATED
SUPERVISED
10-23-2012
50 NORTH FRONT STREET
MEMPHIS
TN
38103
ERIN
CARTER
SAYLE
ERIN
THYRA
CARTER
10-2012
RAYMOND JAMES & ASSOCIATES, INC.
MEMPHIS
TN
38103
Y
Y
REGISTERED ASSOCIATE
09-2000
10-2012
MORGAN KEEGAN & COMPANY, INC.
MEMPHIS
TN
38103
Y
Y
ANALYST
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
07-25-2014
DIANE ANDERSON
COMPLIANCE MANAGER - PCG