0000724683-24-000018.txt : 20240508 0000724683-24-000018.hdr.sgml : 20240508 20240508134656 ACCESSION NUMBER: 0000724683-24-000018 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: BLOMMEL,DIANA,LYNN, FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 24925205 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@psc.com N 0000724683-23-000018 Y Diana Lynn Blommel 4026207 N 1 0000724683 PIPER SANDLER & CO. 08-16-2021 N 867-01178 LOCATED 08-16-2021 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 Diana Lynn Leisio 08-2021 Piper Sandler & Co. MINNEAPOLIS MN 55402 Y Y Compliance Rep 01-2017 08-2021 Ameriprise Financial Services Inc MINNEAPOLIS MN 55402 N Y Registered Representative 09-2015 01-2017 Voya Financial MINNEAPOLIS MN 55420 N N Group Life Insurance Underwriter 01-2015 09-2015 Ameritas Financial - NorthCentral DI LAKEVILLE MN 55044 N N Underwriting Case Manager 07-2014 01-2015 Thrivent Financial LAKEVILLE MN 55044 N Y Office Assistant 03-2008 07-2014 Unemployed LAKEVILLE MN 55044 N N Unemployed - Stay at home mom Y 08-2002 Rental Property 18872 Iden Ave Lakeville MN 55044 N N Rental Propery Owner 1 Rental income from 2 residential properties N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 05-08-2024 Gregory S. Byer Chief Compliance Officer