0000724683-24-000017.txt : 20240501
0000724683-24-000017.hdr.sgml : 20240501
20240501181328
ACCESSION NUMBER: 0000724683-24-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: SMITH,JAKE,STEPHEN,
FILED AS OF DATE: 20240501
DATE AS OF CHANGE: 20240501
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
ORGANIZATION NAME:
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 24904449
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@pjc.com
N
0000724683-18-000007
Y
JAKE
STEPHEN
SMITH
6758333
N
1
0000724683
PIPER JAFFRAY & CO.
02-14-2017
N
867-01178
LOCATED
02-14-2017
1200 17TH STREET
SUITE 1250
DENVER
CO
80202-5856
02-2017
PIPER JAFFRAY & CO.
DENVER
CO
80202
Y
Y
PUBLIC FINANCE INVESTMENT BANKING ANALYST
05-2016
12-2016
MAINLINE WEST MUNICIPAL SECURITIES
DENVER
CO
80202
N
Y
INTERN
11-2015
11-2016
UNIVERSITY OF DENVER
DENVER
CO
80208
N
N
STUDENT
03-2015
11-2015
ATBS - AMERICAN TRUCK BUSINESS SERVICES
LAKEWOOD
CO
80228
N
N
BUSINESS CONSULTANT
10-2014
03-2015
PRIVATE TUTOR
DENVER
CO
80202
N
N
TUTOR
06-2014
11-2014
COLORADO GOP
GOLDEN
CO
80401
N
N
TECHNICAL WRITER
09-2013
11-2014
UNIVERSITY OF DENVER
DENVER
CO
80208
N
N
STUDENT
09-2006
09-2013
PRIVATE TUTOR
DENVER
CO
80202
N
N
TUTOR
N
N
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-04-2024
Gregory S. Byer
Chief Compliance Officer
JAKE STEPHEN SMITH
6758333
1922015
6B(1)(b)
JAKE STEPHEN SMITH
6758333
1954731
6B(1)(b)