0000724683-24-000017.txt : 20240501 0000724683-24-000017.hdr.sgml : 20240501 20240501181328 ACCESSION NUMBER: 0000724683-24-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: SMITH,JAKE,STEPHEN, FILED AS OF DATE: 20240501 DATE AS OF CHANGE: 20240501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 24904449 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@pjc.com N 0000724683-18-000007 Y JAKE STEPHEN SMITH 6758333 N 1 0000724683 PIPER JAFFRAY & CO. 02-14-2017 N 867-01178 LOCATED 02-14-2017 1200 17TH STREET SUITE 1250 DENVER CO 80202-5856 02-2017 PIPER JAFFRAY & CO. DENVER CO 80202 Y Y PUBLIC FINANCE INVESTMENT BANKING ANALYST 05-2016 12-2016 MAINLINE WEST MUNICIPAL SECURITIES DENVER CO 80202 N Y INTERN 11-2015 11-2016 UNIVERSITY OF DENVER DENVER CO 80208 N N STUDENT 03-2015 11-2015 ATBS - AMERICAN TRUCK BUSINESS SERVICES LAKEWOOD CO 80228 N N BUSINESS CONSULTANT 10-2014 03-2015 PRIVATE TUTOR DENVER CO 80202 N N TUTOR 06-2014 11-2014 COLORADO GOP GOLDEN CO 80401 N N TECHNICAL WRITER 09-2013 11-2014 UNIVERSITY OF DENVER DENVER CO 80208 N N STUDENT 09-2006 09-2013 PRIVATE TUTOR DENVER CO 80202 N N TUTOR N N N N N N Y N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-04-2024 Gregory S. Byer Chief Compliance Officer JAKE STEPHEN SMITH 6758333 1922015 6B(1)(b) JAKE STEPHEN SMITH 6758333 1954731 6B(1)(b)