0000724683-24-000012.txt : 20240212 0000724683-24-000012.hdr.sgml : 20240212 20240212132037 ACCESSION NUMBER: 0000724683-24-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240212 DATE AS OF CHANGE: 20240212 EFFECTIVENESS DATE: 20240212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15951 FILM NUMBER: 24618876 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0000724683 XXXXXXXX 12-31-2023 12-31-2023 PIPER SANDLER & CO.

800 NICOLLET MALL SUITE 900 MINNEAPOLIS MN 55402-7020

13F HOLDINGS REPORT 028-15951 000000665 008-15204 N Bridget Larsen 612-303-6843 Bridget Larsen Minneapolis MN 02-12-2024 0 20 132480900 false INFORMATION TABLE 2 psc_13f_4q2023.xml CARTESIAN GROWTH CORP II *W EXP 07/12/202 G19305120 52325 402500 SH SOLE 402500 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 2301250 2500000 PRN SOLE 2500000 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 1480526 1500000 PRN SOLE 1500000 0 0 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 2836350 2865000 PRN SOLE 2865000 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 4458980 4520000 PRN SOLE 4520000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.500% 8/1 472145AD3 6894100 7100000 PRN SOLE 7100000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 2223240 2292000 PRN SOLE 2292000 0 0 MFA FINL INC NOTE 6.250% 6/1 55272XAA0 5031715 5057000 PRN SOLE 5057000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 28656633 13495000 PRN SOLE 13495000 0 0 OPPFI INC COM CL A 68386H103 304323 59438 SH SOLE 59438 0 0 OPPFI INC *W EXP 07/20/202 68386H111 11590 29719 SH SOLE 29719 0 0 PENNYMAC CORP NOTE 5.500%11/0 70932AAD5 5167865 5314000 PRN SOLE 5314000 0 0 PHARVARIS N V COM N69605108 5077 181 SH SOLE 181 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 4405825 1805000 PRN SOLE 1805000 0 0 PROFRAC HLDG CORP CLASS A COM 74319N100 69231 8164 SH SOLE 8164 0 0 REDWOOD TRUST INC NOTE 5.625% 7/1 758075AD7 4900 5000 PRN SOLE 5000 0 0 SHATTUCK LABS INC COM 82024L103 281400 39467 SH SOLE 39467 0 0 SOLARIS OILFIELD INFRASTRUCT COM CL A 83418M103 382390 48039 SH SOLE 48039 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 47639600 4000000 PRN SOLE 4000000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 20273580 20355000 PRN SOLE 20355000 0 0