0000724683-24-000008.txt : 20240124
0000724683-24-000008.hdr.sgml : 20240124
20240124143951
ACCESSION NUMBER: 0000724683-24-000008
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: CARTY,TIMOTHY,PATRICK,
FILED AS OF DATE: 20240124
DATE AS OF CHANGE: 20240124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
ORGANIZATION NAME:
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 24555993
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@pjc.com
N
0000724683-14-000029
Y
TIMOTHY
PATRICK
CARTY
1245427
N
1
0000724683
PIPER JAFFRAY & CO.
06-11-2008
N
07-09-2014
0000724683
LOCATED
SUPERVISED
06-11-2008
2321 ROSECRANS AVE
SUITE 3200
EL SEGUNDO
CA
90245
06-2008
PIPER JAFFRAY & CO.
EL SEGUNDO
CA
90245
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
01-2006
06-2008
UBS SECURITIES LLC
STAMFORD
CT
06901
Y
Y
MANAGING DIRECTOR
03-1990
01-2006
PAINEWEBBER INCORPORATED AND UBS PAINEWEBBER
LOS ANGELES
CA
90017
Y
Y
MANAGING DIRECTO
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-24-2024
Gregory S. Byer
Chief Compliance Officer