0000724683-24-000007.txt : 20240124
0000724683-24-000007.hdr.sgml : 20240124
20240124144004
ACCESSION NUMBER: 0000724683-24-000007
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: KLINGES,DAVID,HENRY,JR
FILED AS OF DATE: 20240124
DATE AS OF CHANGE: 20240124
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
ORGANIZATION NAME:
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 24555994
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@psc.com
N
0000724683-20-000032
Y
DAVID
HENRY
KLINGES
JR
1386190
N
1
0000724683
PIPER JAFFRAY & CO.
11-04-2009
N
07-09-2014
0000724683
LOCATED
04-18-2012
TWO LOGAN SQUARE 100 NORTH 18TH STREET
SUITE 1820
PHILADELPHIA
PA
19103
SUPERVISED
04-18-2012
1747 [EMMSU;VAMOA AVE NW
SUITE 210
WASHINGTON
DC
20006
11-2009
PIPER JAFFRAY & CO.
PHILADELPHIA
PA
19103
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
09-2008
11-2009
MESIROW FINANCIAL, INC.
NEW YORK
NY
10006
N
Y
MANAGING DIRECTOR
03-1998
06-2008
BEAR, STEARNS & CO. INC.
NEW YORK
NY
10179
N
Y
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-24-2024
Gregory S. Byer
Chief Compliance Officer