0000724683-24-000007.txt : 20240124 0000724683-24-000007.hdr.sgml : 20240124 20240124144004 ACCESSION NUMBER: 0000724683-24-000007 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: KLINGES,DAVID,HENRY,JR FILED AS OF DATE: 20240124 DATE AS OF CHANGE: 20240124 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 24555994 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@psc.com N 0000724683-20-000032 Y DAVID HENRY KLINGES JR 1386190 N 1 0000724683 PIPER JAFFRAY & CO. 11-04-2009 N 07-09-2014 0000724683 LOCATED 04-18-2012 TWO LOGAN SQUARE 100 NORTH 18TH STREET SUITE 1820 PHILADELPHIA PA 19103 SUPERVISED 04-18-2012 1747 [EMMSU;VAMOA AVE NW SUITE 210 WASHINGTON DC 20006 11-2009 PIPER JAFFRAY & CO. PHILADELPHIA PA 19103 Y Y PUBLIC FINANCE INVESTMENT BANKER 09-2008 11-2009 MESIROW FINANCIAL, INC. NEW YORK NY 10006 N Y MANAGING DIRECTOR 03-1998 06-2008 BEAR, STEARNS & CO. INC. NEW YORK NY 10179 N Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-24-2024 Gregory S. Byer Chief Compliance Officer