0000724683-24-000002.txt : 20240111 0000724683-24-000002.hdr.sgml : 20240111 20240111121847 ACCESSION NUMBER: 0000724683-24-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: KNORR,WILLIAM,BRETT, FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 ORGANIZATION NAME: IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 24528630 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@psc.com N N William Brett Knorr 7528528 N 1 0000724683 PIPER SANDLER & CO. 03-21-2022 N 867-01178 LOCATED 03-21-2022 444 W. Lake Street Suite 3300 CHICAGO IL 60606-461 SUPERVISED 03-21-2022 3400 PLAYERS CLUB SUITE 150 MEMPHIS TN 38125 Brett NMN Knorr 03-2022 Piper Sandler & Co. CHICAGO IL 60606 Y Y Investment Banking 06-2021 03-2022 OFFICE OF THE COMPTROLLER OF THE CURRENCY? DOWNERS GROVE? IL 60515 N N BANK EXAMINER? 08-2020 05-2021 INDIANA UNIVERSITY? BLOOMINGTON IN 47405 N N Full Time Student 06-2020 08-2020 EHLERS? COLORADO SPRINGS CO 80237 Y Y PUBLIC FINANCE INTERN? 08-2019 06-2020 INDIANA UNIVERSITY? BLOOMINGTON IN 47405 N N Full Time Student 05-2019 08-2019 GLEN CRAFT MARINA? GLEN ARBOR? MI 49636 N N CASHIER? 08-2017 05-2019 INDIANA UNIVERSITY? BLOOMINGTON IN 47405 N N Full Time Student 08-2014 06-2017 BLOOMINGTON HIGH SCHOOL SOUTH BLOOMINGTON IN 47401 N N FULL-TIME STUDENT 08-2013 05-2014 BISHOP MCGUINNESS? KERNERSVILLE? NC 27284 N N FULL-TIME STUDENT 04-2012 06-2013 ST. LEO SCHOOL? WINSTON-SALEM? NC 27104 N N FULL-TIME STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-10-2024 Gregory S. Byer Chief Compliance Officer