0000724683-24-000002.txt : 20240111
0000724683-24-000002.hdr.sgml : 20240111
20240111121847
ACCESSION NUMBER: 0000724683-24-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: KNORR,WILLIAM,BRETT,
FILED AS OF DATE: 20240110
DATE AS OF CHANGE: 20240111
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
ORGANIZATION NAME:
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 24528630
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@psc.com
N
N
William
Brett
Knorr
7528528
N
1
0000724683
PIPER SANDLER & CO.
03-21-2022
N
867-01178
LOCATED
03-21-2022
444 W. Lake Street
Suite 3300
CHICAGO
IL
60606-461
SUPERVISED
03-21-2022
3400 PLAYERS CLUB
SUITE 150
MEMPHIS
TN
38125
Brett
NMN
Knorr
03-2022
Piper Sandler & Co.
CHICAGO
IL
60606
Y
Y
Investment Banking
06-2021
03-2022
OFFICE OF THE COMPTROLLER OF THE CURRENCY?
DOWNERS GROVE?
IL
60515
N
N
BANK EXAMINER?
08-2020
05-2021
INDIANA UNIVERSITY?
BLOOMINGTON
IN
47405
N
N
Full Time Student
06-2020
08-2020
EHLERS?
COLORADO SPRINGS
CO
80237
Y
Y
PUBLIC FINANCE INTERN?
08-2019
06-2020
INDIANA UNIVERSITY?
BLOOMINGTON
IN
47405
N
N
Full Time Student
05-2019
08-2019
GLEN CRAFT MARINA?
GLEN ARBOR?
MI
49636
N
N
CASHIER?
08-2017
05-2019
INDIANA UNIVERSITY?
BLOOMINGTON
IN
47405
N
N
Full Time Student
08-2014
06-2017
BLOOMINGTON HIGH SCHOOL SOUTH
BLOOMINGTON
IN
47401
N
N
FULL-TIME STUDENT
08-2013
05-2014
BISHOP MCGUINNESS?
KERNERSVILLE?
NC
27284
N
N
FULL-TIME STUDENT
04-2012
06-2013
ST. LEO SCHOOL?
WINSTON-SALEM?
NC
27104
N
N
FULL-TIME STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-10-2024
Gregory S. Byer
Chief Compliance Officer