0000724683-23-000033.txt : 20231207
0000724683-23-000033.hdr.sgml : 20231207
20231207081006
ACCESSION NUMBER: 0000724683-23-000033
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: OBRADOVICH,ELAINA,MICHELLE,
FILED AS OF DATE: 20231206
DATE AS OF CHANGE: 20231207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231471114
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Steven Aune
6123981590
steven.aune@psc.com
registration@psc.com
N
N
Elaina
Michelle
Obradovich
7747823
N
1
0000724683
PIPER SANDLER & CO.
05-22-2023
N
867-01178
LOCATED
05-22-2023
1300 SW FIFTH AVE.
SUITE 3650
Portland
OR
97201
Elaina
Michelle Obradovich
Baucke
05-2023
PIPER SANDLER & CO
Portland
OR
97201
Y
Y
Public Finance
10-2022
05-2023
Unemployed
Portland
OR
97201
N
N
N/A Unemployed
09-2018
10-2022
PricewaterhouseCoopers NV
Amsterdam
P7
1073TL
N
N
Senior Associate 2018-2022 -Manager - 2022
08-2018
09-2018
Unemployed
PORTLAND
OR
97201
N
N
3 weeks between PwC US departure and PwC NL start date
09-2016
08-2018
PricewaterhouseCoopers LLC
San Francisco
CA
94105
N
N
Assurance Associate
06-2016
09-2016
Unemployed
SAN JOSE,
CA
94086
N
N
3 Months of studying for the CPA between graduation and starting at PwC
09-2012
06-2016
Santa Clara University
Santa Clara
CA
95053
N
N
Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-06-2023
Gregory S. Byer
Chief Compliance Officer