0000724683-23-000033.txt : 20231207 0000724683-23-000033.hdr.sgml : 20231207 20231207081006 ACCESSION NUMBER: 0000724683-23-000033 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: OBRADOVICH,ELAINA,MICHELLE, FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 231471114 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Steven Aune 6123981590 steven.aune@psc.com registration@psc.com N N Elaina Michelle Obradovich 7747823 N 1 0000724683 PIPER SANDLER & CO. 05-22-2023 N 867-01178 LOCATED 05-22-2023 1300 SW FIFTH AVE. SUITE 3650 Portland OR 97201 Elaina Michelle Obradovich Baucke 05-2023 PIPER SANDLER & CO Portland OR 97201 Y Y Public Finance 10-2022 05-2023 Unemployed Portland OR 97201 N N N/A Unemployed 09-2018 10-2022 PricewaterhouseCoopers NV Amsterdam P7 1073TL N N Senior Associate 2018-2022 -Manager - 2022 08-2018 09-2018 Unemployed PORTLAND OR 97201 N N 3 weeks between PwC US departure and PwC NL start date 09-2016 08-2018 PricewaterhouseCoopers LLC San Francisco CA 94105 N N Assurance Associate 06-2016 09-2016 Unemployed SAN JOSE, CA 94086 N N 3 Months of studying for the CPA between graduation and starting at PwC 09-2012 06-2016 Santa Clara University Santa Clara CA 95053 N N Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-06-2023 Gregory S. Byer Chief Compliance Officer