0000724683-23-000025.txt : 20231010
0000724683-23-000025.hdr.sgml : 20231010
20231010133717
ACCESSION NUMBER: 0000724683-23-000025
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MA-I INDIVIDUAL: HOCH,TYLER,W,
FILED AS OF DATE: 20231010
DATE AS OF CHANGE: 20231010
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 231317292
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Meghan Anderson
6123035696
registration@psc.com
registration@psc.com
N
N
TYLER
W
HOCH
5237913
N
1
0000724683
PIPER SANDLER & CO.
09-27-2023
N
867-01178
LOCATED
SUPERVISED
09-27-2023
800 NICOLLET MALL
MINNEAPOLIS
MN
55402-7020
09-2023
Piper Sandler & Co.
Minneapolis
MN
55402
Y
Y
Public Finance
04-2015
09-2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Minneapolis
MN
55402
Y
Y
Public Finance
10-2014
04-2015
STERNE AGEE & LEACH, INC.
Minneapolis
MN
55402
Y
Y
Public Finance
06-2013
09-2014
HERBERT J SIMS & CO
Bloomington
MN
55437
Y
Y
Banking Associate
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-10-2023
Gregory S. Byer
Chief Compliance Officer