0000724683-23-000025.txt : 20231010 0000724683-23-000025.hdr.sgml : 20231010 20231010133717 ACCESSION NUMBER: 0000724683-23-000025 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MA-I INDIVIDUAL: HOCH,TYLER,W, FILED AS OF DATE: 20231010 DATE AS OF CHANGE: 20231010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 231317292 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6843 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Meghan Anderson 6123035696 registration@psc.com registration@psc.com N N TYLER W HOCH 5237913 N 1 0000724683 PIPER SANDLER & CO. 09-27-2023 N 867-01178 LOCATED SUPERVISED 09-27-2023 800 NICOLLET MALL MINNEAPOLIS MN 55402-7020 09-2023 Piper Sandler & Co. Minneapolis MN 55402 Y Y Public Finance 04-2015 09-2023 STIFEL, NICOLAUS & COMPANY, INCORPORATED Minneapolis MN 55402 Y Y Public Finance 10-2014 04-2015 STERNE AGEE & LEACH, INC. Minneapolis MN 55402 Y Y Public Finance 06-2013 09-2014 HERBERT J SIMS & CO Bloomington MN 55437 Y Y Banking Associate N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-10-2023 Gregory S. Byer Chief Compliance Officer