0000724683-22-000015.txt : 20220201
0000724683-22-000015.hdr.sgml : 20220201
20220201085351
ACCESSION NUMBER: 0000724683-22-000015
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
LUND,MICHAEL,PETER,
FILED AS OF DATE: 20220131
DATE AS OF CHANGE: 20220201
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 22577073
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6843
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Miranda Kemper
612-303-6523
miranda.kemper@psc.com
registration@psc.com
N
N
Michael
Peter
Lund
4528080
N
1
0000724683
PIPER SANDLER & CO.
01-18-2022
N
867-01178
LOCATED
01-18-2022
1200 17th Street
Suite 1250
DENVER
CO
80202-5856
01-2022
PIPER SANDLER & CO
DENVER
CO
80202-5856
Y
Y
Inv Banker-SVP-PFS
03-2015
01-2022
STIFEL NICOLAUS & CO INC
DENVER
CO
80202
Y
Y
PUBLIC FINANCE
04-2002
03-2015
U.S. BANCORP PIPER JAFFRAY
DENVER
CO
80202-5856
Y
Y
JR ASSOCIATE INVESTMENT BANKER
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-25-2022
Gregory S. Byer
Chief Compliance Officer