The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 4.375% 5/0 | 09257WAB6 | 1,564 | 1,547,000 | PRN | SOLE | 1,547,000 | 0 | 0 | ||
| DESIGN THERAPEUTICS INC | COM | 25056L103 | 37 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
| FIREEYE INC | NOTE 1.625% 6/0 | 31816QAD3 | 5,437 | 5,443,000 | PRN | SOLE | 5,443,000 | 0 | 0 | ||
| ISHARES TR | PFD AND INCM SEC | 464288687 | 140 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
| MONTE ROSA THERAPEUTICS INC | COM | 61225M102 | 51 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
| NEW YORK MTG TR INC | NOTE 6.250% 1/1 | 649604AD7 | 2,036 | 2,035,000 | PRN | SOLE | 2,035,000 | 0 | 0 | ||
| NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 20,310 | 6,230,000 | PRN | SOLE | 6,230,000 | 0 | 0 | ||
| OPPFI INC | *W EXP 07/20/202 | 68386H111 | 46 | 29,719 | SH | SOLE | 29,719 | 0 | 0 | ||
| OPPFI INC | COM CL A | 68386H103 | 467 | 59,438 | SH | SOLE | 59,438 | 0 | 0 | ||
| PDC ENERGY INC | COM | 69327R101 | 157 | 3,396 | SH | SOLE | 3,396 | 0 | 0 | ||
| RENEO PHARMACEUTICALS INC | COM | 75974E103 | 7 | 975 | SH | SOLE | 975 | 0 | 0 | ||
| RH | NOTE 6/1 | 74967XAA1 | 13,070 | 3,803,000 | PRN | SOLE | 3,803,000 | 0 | 0 | ||
| RH | NOTE 9/1 | 74967XAD5 | 779 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
| SHATTUCK LABS INC | COM | 82024L103 | 1,609 | 78,935 | SH | SOLE | 78,935 | 0 | 0 | ||
| TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 25,214 | 7,394,000 | PRN | SOLE | 7,394,000 | 0 | 0 | ||
| TWO HBRS INVT CORP | NOTE 6.250% 1/1 | 90187BAA9 | 1,937 | 1,918,000 | PRN | SOLE | 1,918,000 | 0 | 0 | ||
| US WELL SERVICES INC | CL A | 91274U101 | 372 | 509,337 | SH | SOLE | 509,337 | 0 | 0 | ||
| VICI PPTYS INC | COM | 925652109 | 276 | 9,721 | SH | SOLE | 9,721 | 0 | 0 | ||
| WEBSTER FINL CORP CONN | COM | 947890109 | 8 | 138 | SH | SOLE | 138 | 0 | 0 | ||