MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N TODD RAYMOND SNYDER 2481295 N 1 0000724683 PIPER SANDLER & CO. 01-01-2021 N 867-01178 LOCATED 01-01-2021 570 LEXINGTON AVE 22ND FLOOR NEW YORK NY 10022 SUPERVISED 01-01-2021 609 MAIN STREET 38TH FLOOR HOUSTON TX 77002 01-2021 PIPER SANDLER & CO. NEW YORK NY 10022 Y Y MANAGING DIRECTOR 05-2018 01-2021 BA SECURITIES NEW YORK NY 10022 N Y REGISTERED REPRESENTATIVE 01-2018 01-2021 NORTHEAST MUNICIPAL ADVISORS PORTLAND ME 04103 Y Y MUNICIPAL ADVISOR 03-2000 12-2017 ROTHSCHILD INC NEW YORK NY 10020 Y Y MANAGING DIRECTOR Y 01-1998 TRS Advisors LLC 570 Lexington Avenue, Suite 2200 New York NY 10022 Y Y Founder / CEO / Sole Member Owner 50 Owner 01-2009 Oled Investments 333 Central Park West New York NY 10025 N Y Sole member Other 1 Other 01-2009 Hamburg Holding, LLC 333 Central Park West New York NY 10025 N Y Sole member other 1 Other 01-2010 J-Belle, LLC 333 Central Park West New York NY 10025 N Y Sole Member Other 1 Other 01-2010 Wesleyan University 45 Wyllys Ave Middletown CT 06459 N N Educational Institution Other 0 President's council 01-2016 Education Institutions none none NY none N N Various ad hoc teaching assignments- NYU, UPENN, etc. Other 1 Teacher 12-2010 Boyer-Snyder Family Foundation 211 CENTERVILLE ROAD SUITE 400 Willmington DE 19808 N N Foundation Other 1 Other 07-2012 North Point Brands / Cheeky 60 Roberts Dr # E North Adams MA 01247 N N Fishing Company Board Member / Director 5 Board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-26-2021 Gregory S. Byer Chief Compliance Officer