0000724683-21-000013.txt : 20210223 0000724683-21-000013.hdr.sgml : 20210223 20210223164824 ACCESSION NUMBER: 0000724683-21-000013 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 COOMBS,ERIKA,SUZANNE, FILED AS OF DATE: 20210223 DATE AS OF CHANGE: 20210223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21666359 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N ERIKA SUZANNE COOMBS 2916934 N 1 0000724683 PIPER SANDLER & CO. 01-06-2021 N 867-01178 LOCATED 01-06-2021 2525 EAST CAMELBACK ROAD SUITE 950 PHOENIX AZ 85016 ERIKA S MILLER ERIKA SUZANNE MILLER COOMBS 01-2021 PIPER SANDLER & CO PHOENIX AZ 85016 Y Y PFS INVESTMENT BANKER 09-2011 01-2021 STIFEL, NICOLAUS & COMPANY, INCORPORATED PHOENIX AZ 85016 Y Y REGISTERED REPRESENTATIVE 12-2009 09-2011 STONE & YOUNGBERG LLC PHOENIX AZ 85016 N Y REGISTERED REPRESENTATIVE Y 05-2015 Mountain Region Chapter of Women in Public Finance 6425 E. Parkview Drive Scottsdale AZ 85257 Y Y Professional networking association Board member 2 Board member/director 01-2019 Scottsdale USD Self-Insurance Trust Board 8500 E. Jackrabbit Road Scottsdale AZ 85250 N N Organization Chairperson on the Scottsdale USD Self-Insured Trust Board 1 Board member/director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-23-2021 Gregory S. Byer Chief Compliance Officer