0000724683-21-000013.txt : 20210223
0000724683-21-000013.hdr.sgml : 20210223
20210223164824
ACCESSION NUMBER: 0000724683-21-000013
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
COOMBS,ERIKA,SUZANNE,
FILED AS OF DATE: 20210223
DATE AS OF CHANGE: 20210223
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21666359
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
ERIKA
SUZANNE
COOMBS
2916934
N
1
0000724683
PIPER SANDLER & CO.
01-06-2021
N
867-01178
LOCATED
01-06-2021
2525 EAST CAMELBACK ROAD
SUITE 950
PHOENIX
AZ
85016
ERIKA
S
MILLER
ERIKA
SUZANNE MILLER
COOMBS
01-2021
PIPER SANDLER & CO
PHOENIX
AZ
85016
Y
Y
PFS INVESTMENT BANKER
09-2011
01-2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED
PHOENIX
AZ
85016
Y
Y
REGISTERED REPRESENTATIVE
12-2009
09-2011
STONE & YOUNGBERG LLC
PHOENIX
AZ
85016
N
Y
REGISTERED REPRESENTATIVE
Y
05-2015
Mountain Region Chapter of Women in Public Finance
6425 E. Parkview Drive
Scottsdale
AZ
85257
Y
Y
Professional networking association
Board member
2
Board member/director
01-2019
Scottsdale USD Self-Insurance Trust Board
8500 E. Jackrabbit Road
Scottsdale
AZ
85250
N
N
Organization
Chairperson on the Scottsdale USD Self-Insured Trust Board
1
Board member/director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-23-2021
Gregory S. Byer
Chief Compliance Officer