MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N DUSTIN NMN MONDELL 4459478 N 1 0000724683 PIPER SANDLER & CO. 01-01-2021 N 867-01178 LOCATED 01-01-2021 570 LEXINGTON AVE 22ND FLOOR NEW YORK NY 10022 01-2021 PIPER SANDLER & CO NEW YORK NY 10022 Y Y INV BANKER MD 08-2020 01-2021 BA SECURITIES, LLC W. CONSHOHOCKEN PA 19428 N Y REGISTERED REPRESENTATIVE 04-2020 06-2020 UNEMPLOYED NEW YORK NY 10022 N N UNEMPLOYED 06-2019 04-2020 MAEVA ADVISORS WHITE PLAINS NY 10601 N N MANAGING DIRECTOR 07-2000 05-2019 ROTHSCHILD INC NEW YORK NY 10020 Y Y DIRECTOR Y 02-2014 RENTAL PROPERTY 923 GROUSE RD GLENN HEIGHTS TX 75154 N N RENTAL PROPERTY OWNER 1 I have 2 residential properties in Dallas which are managed by an independent manager (JoGip Property Management). My only role is as the property owner and to write an occasional check for property maintenance. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-10-2021 Gregory S. Byer Chief Compliance Officer