0000724683-21-000008.txt : 20210210 0000724683-21-000008.hdr.sgml : 20210210 20210210121045 ACCESSION NUMBER: 0000724683-21-000008 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 MONDELL,DUSTIN,NMN, FILED AS OF DATE: 20210210 DATE AS OF CHANGE: 20210210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21612453 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N DUSTIN NMN MONDELL 4459478 N 1 0000724683 PIPER SANDLER & CO. 01-01-2021 N 867-01178 LOCATED 01-01-2021 570 LEXINGTON AVE 22ND FLOOR NEW YORK NY 10022 01-2021 PIPER SANDLER & CO NEW YORK NY 10022 Y Y INV BANKER MD 08-2020 01-2021 BA SECURITIES, LLC W. CONSHOHOCKEN PA 19428 N Y REGISTERED REPRESENTATIVE 04-2020 06-2020 UNEMPLOYED NEW YORK NY 10022 N N UNEMPLOYED 06-2019 04-2020 MAEVA ADVISORS WHITE PLAINS NY 10601 N N MANAGING DIRECTOR 07-2000 05-2019 ROTHSCHILD INC NEW YORK NY 10020 Y Y DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 02-10-2021 Gregory S. Byer Chief Compliance Officer