0000724683-21-000008.txt : 20210210
0000724683-21-000008.hdr.sgml : 20210210
20210210121045
ACCESSION NUMBER: 0000724683-21-000008
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
MONDELL,DUSTIN,NMN,
FILED AS OF DATE: 20210210
DATE AS OF CHANGE: 20210210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21612453
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
DUSTIN
NMN
MONDELL
4459478
N
1
0000724683
PIPER SANDLER & CO.
01-01-2021
N
867-01178
LOCATED
01-01-2021
570 LEXINGTON AVE
22ND FLOOR
NEW YORK
NY
10022
01-2021
PIPER SANDLER & CO
NEW YORK
NY
10022
Y
Y
INV BANKER MD
08-2020
01-2021
BA SECURITIES, LLC
W. CONSHOHOCKEN
PA
19428
N
Y
REGISTERED REPRESENTATIVE
04-2020
06-2020
UNEMPLOYED
NEW YORK
NY
10022
N
N
UNEMPLOYED
06-2019
04-2020
MAEVA ADVISORS
WHITE PLAINS
NY
10601
N
N
MANAGING DIRECTOR
07-2000
05-2019
ROTHSCHILD INC
NEW YORK
NY
10020
Y
Y
DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-10-2021
Gregory S. Byer
Chief Compliance Officer