0000724683-21-000005.txt : 20210121
0000724683-21-000005.hdr.sgml : 20210121
20210121154515
ACCESSION NUMBER: 0000724683-21-000005
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
TANIGUCHI,BAT,NMN,
FILED AS OF DATE: 20210114
DATE AS OF CHANGE: 20210121
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 21541866
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
Bat
NMN
Taniguchi
7060470
N
1
0000724683
PIPER SANDLER & CO.
01-04-2021
N
867-01178
LOCATED
01-04-2021
609 MAIN STREET
38TH FLOOR
HOUSTON
TX
77002
SUPERVISED
01-04-2021
750 E. MULBERRY AVE
SUITE 301
SAN ANTONIO
TX
78212
01-2021
PIPER SANDLER & CO
HOUSTON
TX
77002
Y
Y
ASSOCIATE INV BANKER
01-2019
12-2020
HILLTOP SECURITIES
DALLAS
TX
75270
Y
Y
AVP INVESTMENT BANKER
02-2017
12-2018
FROST BANK
HOUSTON
TX
77042
Y
Y
ASSOCIATE RELATIONSHIP MANAGER
12-2016
02-2017
UNEMPLOYED
AUSTIN
TX
78704
N
N
UNEMPLOYED
08-2016
12-2016
COLORADO STATE UNIVERSITY
FORT COLLINS
CO
80523
N
N
STUDENT
06-2016
08-2016
FROST BANK
SAN ANTONIO
TX
78249
Y
Y
INTERN
08-2014
06-2016
COLORADO STATE UNIVERSITY
FORT COLLINS
CO
80523
N
N
STUDENT
06-2014
08-2014
TEXAS ROWING CENTER
AUSTIN
TX
78703
N
N
DOCK WORKER
08-2013
06-2014
COLORADO STATE UNIVERSITY
FORT COLLINS
CO
80523
N
N
STUDENT
06-2013
08-2013
TEXAS ROWING CENTER
AUSTIN
TX
78703
N
N
DOCK WORKER
08-2012
06-2013
COLORADO STATE UNIVERSITY
FORT COLLINS
CO
80523
N
N
STUDENT
05-2012
08-2012
TEXAS ROWING CENTER
AUSTIN
TX
78703
N
N
DOCK WORKER
08-2008
05-2012
MCCALLUM HIGH SCHOOL
AUSTIN
TX
78756
N
N
HIGH SCHOOL STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-14-2021
Gregory S. Byer
Chief Compliance Officer