0000724683-21-000005.txt : 20210121 0000724683-21-000005.hdr.sgml : 20210121 20210121154515 ACCESSION NUMBER: 0000724683-21-000005 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 TANIGUCHI,BAT,NMN, FILED AS OF DATE: 20210114 DATE AS OF CHANGE: 20210121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 21541866 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N Bat NMN Taniguchi 7060470 N 1 0000724683 PIPER SANDLER & CO. 01-04-2021 N 867-01178 LOCATED 01-04-2021 609 MAIN STREET 38TH FLOOR HOUSTON TX 77002 SUPERVISED 01-04-2021 750 E. MULBERRY AVE SUITE 301 SAN ANTONIO TX 78212 01-2021 PIPER SANDLER & CO HOUSTON TX 77002 Y Y ASSOCIATE INV BANKER 01-2019 12-2020 HILLTOP SECURITIES DALLAS TX 75270 Y Y AVP INVESTMENT BANKER 02-2017 12-2018 FROST BANK HOUSTON TX 77042 Y Y ASSOCIATE RELATIONSHIP MANAGER 12-2016 02-2017 UNEMPLOYED AUSTIN TX 78704 N N UNEMPLOYED 08-2016 12-2016 COLORADO STATE UNIVERSITY FORT COLLINS CO 80523 N N STUDENT 06-2016 08-2016 FROST BANK SAN ANTONIO TX 78249 Y Y INTERN 08-2014 06-2016 COLORADO STATE UNIVERSITY FORT COLLINS CO 80523 N N STUDENT 06-2014 08-2014 TEXAS ROWING CENTER AUSTIN TX 78703 N N DOCK WORKER 08-2013 06-2014 COLORADO STATE UNIVERSITY FORT COLLINS CO 80523 N N STUDENT 06-2013 08-2013 TEXAS ROWING CENTER AUSTIN TX 78703 N N DOCK WORKER 08-2012 06-2013 COLORADO STATE UNIVERSITY FORT COLLINS CO 80523 N N STUDENT 05-2012 08-2012 TEXAS ROWING CENTER AUSTIN TX 78703 N N DOCK WORKER 08-2008 05-2012 MCCALLUM HIGH SCHOOL AUSTIN TX 78756 N N HIGH SCHOOL STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-14-2021 Gregory S. Byer Chief Compliance Officer