0000724683-20-000114.txt : 20201210
0000724683-20-000114.hdr.sgml : 20201210
20201210082158
ACCESSION NUMBER: 0000724683-20-000114
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
ADLER,MARK,JEROME,
FILED AS OF DATE: 20201209
DATE AS OF CHANGE: 20201210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201379536
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
612-303-6523
madeline.grinnell@psc.com
registration@psc.com
N
N
MARK
JEROME
ADLER
1224856
N
1
0000724683
PIPER JAFFRAY & CO.
06-06-2008
N
07-09-2014
0000724683
LOCATED
07-21-2014
50 CALIFORNIA ST
31ST FLOOR
SAN FRANCISCO
CA
94111
SUPERVISED
06-11-2008
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
LOCATED
06-11-2008
2321 ROSECRANS AVE
SUITE 3200
EL SEGUNDO
CA
90245
06-2008
PIPER JAFFRAY & CO.
EL SEGUNDO
CA
90245
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
01-2006
06-2008
UBS SECURITIES LLC
BEACHWOOD
OH
44122
Y
Y
MANAGING DIRECTOR
03-1990
01-2006
UBS FINANCIAL SERVICES INC.
LOS ANGELES
CA
90017
Y
Y
MANAGING DIRECTOR, INVESTMENT BANKING
Y
11-2020
ORT America, Inc
75 Maiden Lane, 10th Floor
New York
NY
10038
N
N
Charitable Organization
Board member
4
Finance committee
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-09-2020
Gregory S. Byer
Chief Compliance Officer