0000724683-20-000107.txt : 20201209 0000724683-20-000107.hdr.sgml : 20201209 20201209094339 ACCESSION NUMBER: 0000724683-20-000107 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 KEENE,SCOTT,DOUGLAS, FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 201377093 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.r.grinnell@pjc.com registration@pjc.com N N Scott Douglas Keene 1943298 N 1 0000724683 PIPER JAFFRAY & CO. 08-09-2019 N 867-01178 LOCATED 08-09-2019 233 S 13th St Suite 1100 Lincoln NE 68508 SUPERVISED 08-09-2019 800 Nicollet Mall Suite 1000 Minneapolis MN 55402 08-2019 Piper Jaffray & Co. Lincoln NE 68508 Y Y Public Finance Inv Banker 10-1999 08-2019 Ameritas Investment Corp. Lincoln NE 68510 Y Y Registered Rep Y 08-2019 The Country Club of Lincoln 3200 S 24th St #2 Lincoln NE 68502 N N Gold and social club Board member/Finance Committee 8 Board member/ Director N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 12-08-2020 Gregory S. Byer Chief Compliance Officer