0000724683-20-000084.txt : 20201208
0000724683-20-000084.hdr.sgml : 20201208
20201208163508
ACCESSION NUMBER: 0000724683-20-000084
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
LANGNER,BRADLEY,GORDON,
FILED AS OF DATE: 20201208
DATE AS OF CHANGE: 20201208
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 201375759
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
BRADLEY
GORDON
LANGNER
4244689
N
1
0000724683
PIPER JAFFRAY & CO.
01-24-2011
N
07-09-2014
0000724683
LOCATED
SUPERVISED
01-24-2011
1200 17TH STREET
SUITE 1250
DENVER
CO
80202-5856
01-2011
PIPER JAFFRAY & CO.
DENVER
CO
80202-5856
Y
Y
PUBLIC FINANCE INVESTMENT BANKER
12-2008
01-2011
RBC CAPITAL MARKETS, LLC
DENVER
CO
80202
Y
Y
INVESTMENT BANKER
02-2002
09-2008
J.P. MORGAN SECURITIES, INC.
DENVER
CO
80202
Y
Y
VICE PRESIDENT
Y
01-2014
PMC Group
1288 Route 73
Suite 401
Mount Laurel
NJ
08054
N
N
Local Public Media Resources
Board Member / Director
1
Board Member / Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
12-08-2020
Gregory S. Byer
Chief Compliance Officer