MA-I 0000724683 XXXXXXXX Madeline Grinnell 612-303-6523 madeline.grinnell@psc.com registration@psc.com N N MANOJ VADAKAYIL SUNNY 6657596 N 1 0000724683 PIPER SANDLER & CO. 03-25-2020 N 867-01178 LOCATED 03-25-2020 444 W. LAKE STREET SUITE 3300 CHICAGO IL 60606 SUPERVISED 03-25-2020 11635 ROSEWOOD STREET LEAWOOD KS 66211 03-2020 PIPER SANDLER CHICAGO IL 60606 Y Y PFS INV BANKER 07-2018 02-2020 BARCLAYS CAPITAL INC. NEW YORK NY 10019 Y Y ANALYST 08-2014 05-2018 UNIVERSITY OF ALABAMA TUSCALOOSA AL 35487 N N STUDENT 05-2007 08-2014 MAINE WEST HIGH SCHOOL DES PLAINES IL 60018 N N STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-21-2020 Gregory S. Byer Chief Compliance Officer