MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N JENNIFER NMN HAN 6934085 N 1 0000724683 PIPER JAFFRAY & CO. 04-02-2018 N 867-01178 LOCATED 04-02-2018 1420 FIFTH AVE SUITE 1425 SEATTLE WA 98101 04-2018 PIPER JAFFRAY & CO. SEATTLE WA 98101 Y Y PUBLIC FINANCE INVESTMENT BANKING 10-2017 02-2018 BLOCKCHAIN RESEARCH INSTITUTE - TORONTO TORONTO Z4 NA N N CONTRACT RESEARCHER 06-2016 08-2017 BRYAN CAVE LLP SAN FRANCISCO CA 94111 N N MARKETING ASSISTANT 11-2015 05-2016 CENTER FOR LAW, ENERGY & THE ENVIRONMENT BERKELEY CA 94705 N N STUDENT ASSISTANT 05-2015 05-2016 RUTHERFORD + CHEKENE SAN FRANCISCO CA 94111 N N STUDENT INTERN 08-2012 05-2016 UNIVERSITY OF CALIFORNIA BERKELEY BERKELEY CA 94720 N N STUDENT 09-2008 06-2012 PENINSULA HIGH SCHOOL GIG HARBOR WA 98332 N N STUDENT Y 07-2018 SAKE SUSHI AND GRILL 5738 26TH NORTH STREET SUITE 5A TACOMA WA 98407 N N RESTAURANT SOLE PROPRIETOR 60 MARKETING, WAITRESSING, ENSURING LICENSES ARE UP TO DATE 04-2019 Blockchain Research Institute 111 Peter Street Unit 503 Toronto Z4 M5V 2H1 N N Research organization Researcher 15 Research; not investment related N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 04-20-2020 Gregory S. Byer Chief Compliance Officer