0000724683-20-000017.txt : 20200123
0000724683-20-000017.hdr.sgml : 20200123
20200123124332
ACCESSION NUMBER: 0000724683-20-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
RAGAN,MARC,TIMOTHY,
FILED AS OF DATE: 20200123
DATE AS OF CHANGE: 20200123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER SANDLER & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 20541302
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 900
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20200106
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER SANDLER & CO.
DATE OF NAME CHANGE: 20191225
FORMER COMPANY:
FORMER CONFORMED NAME: PIPER JAFFRAY & CO.
DATE OF NAME CHANGE: 20040105
MA-I/A
1
primary_doc.xml
MA-I/A
0000724683
XXXXXXXX
Madeline Grinnell
6123036523
madeline.grinnell@psc.com
registration@psc.com
N
N
MARC
TIMOTHY
RAGAN
6434953
N
1
0000724683
PIPER JAFFRAY & CO.
12-31-2014
N
867-01178
LOCATED
SUPERVISED
12-31-2014
1420 FIFTH AVE
SUITE 4300
SEATTLE
WA
98101
12-2014
PIPER JAFFRAY & CO.
SEATTLE
WA
98101
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
06-2013
12-2014
PUBLIC FINANCIAL MANAGEMENT INC.
SEATTLE
WA
98101
Y
Y
ANALYST
07-2012
05-2013
SPOKANE COMMUNITY WAREHOUSE
SPOKANE
WA
99202
N
N
MEMBERSHIP & VOLUNTEER COORDINATOR
02-2012
05-2012
GONZAGA UNIVERSITY
FLORENCE
L6
50123
N
N
STUDENT
09-2011
02-2012
BLACK PEARL CASINO
SPOKANE VALLEY
WA
99216
N
N
POKER DEALER
10-2010
07-2011
STATE FARM
SPOKANE
WA
STATE FARM
N
N
ADMINISTRATIVE ASSISTANT
05-2010
10-2010
APPLEWAY ACURA
SPOKANE VALLEY
WA
99212
N
N
SALES PORTER
08-2009
05-2010
ST. CLOUD STATE UNIVERSITY
ST. CLOUD
MN
56301
N
N
STUDENT ATHELETE
09-2006
05-2009
BURIEN TOYOTA/SCION
BURIEN
WA
98148
N
N
LOT ATTENDANT
01-2005
09-2006
TAHOMA SENIOR HIGH
MAPLE VALLEY
WA
98042
N
N
HIGH SCHOOL STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-23-2020
Gregory S. Byer
Chief Compliance Officer