0000724683-20-000017.txt : 20200123 0000724683-20-000017.hdr.sgml : 20200123 20200123124332 ACCESSION NUMBER: 0000724683-20-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 RAGAN,MARC,TIMOTHY, FILED AS OF DATE: 20200123 DATE AS OF CHANGE: 20200123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER SANDLER & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 20541302 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 900 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20200106 FORMER COMPANY: FORMER CONFORMED NAME: PIPER SANDLER & CO. DATE OF NAME CHANGE: 20191225 FORMER COMPANY: FORMER CONFORMED NAME: PIPER JAFFRAY & CO. DATE OF NAME CHANGE: 20040105 MA-I/A 1 primary_doc.xml MA-I/A 0000724683 XXXXXXXX Madeline Grinnell 6123036523 madeline.grinnell@psc.com registration@psc.com N N MARC TIMOTHY RAGAN 6434953 N 1 0000724683 PIPER JAFFRAY & CO. 12-31-2014 N 867-01178 LOCATED SUPERVISED 12-31-2014 1420 FIFTH AVE SUITE 4300 SEATTLE WA 98101 12-2014 PIPER JAFFRAY & CO. SEATTLE WA 98101 Y Y PUBLIC FINANCE INVESTMENT BANKING 06-2013 12-2014 PUBLIC FINANCIAL MANAGEMENT INC. SEATTLE WA 98101 Y Y ANALYST 07-2012 05-2013 SPOKANE COMMUNITY WAREHOUSE SPOKANE WA 99202 N N MEMBERSHIP & VOLUNTEER COORDINATOR 02-2012 05-2012 GONZAGA UNIVERSITY FLORENCE L6 50123 N N STUDENT 09-2011 02-2012 BLACK PEARL CASINO SPOKANE VALLEY WA 99216 N N POKER DEALER 10-2010 07-2011 STATE FARM SPOKANE WA STATE FARM N N ADMINISTRATIVE ASSISTANT 05-2010 10-2010 APPLEWAY ACURA SPOKANE VALLEY WA 99212 N N SALES PORTER 08-2009 05-2010 ST. CLOUD STATE UNIVERSITY ST. CLOUD MN 56301 N N STUDENT ATHELETE 09-2006 05-2009 BURIEN TOYOTA/SCION BURIEN WA 98148 N N LOT ATTENDANT 01-2005 09-2006 TAHOMA SENIOR HIGH MAPLE VALLEY WA 98042 N N HIGH SCHOOL STUDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-23-2020 Gregory S. Byer Chief Compliance Officer