0000724683-15-000036.txt : 20150319 0000724683-15-000036.hdr.sgml : 20150319 20150319172424 ACCESSION NUMBER: 0000724683-15-000036 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150319 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 15713740 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Meghan G. Anderson 612-303-5696 Meghan.G.Anderson@pjc.com registration@pjc.com N N WALTER DEWAYNE LEWIS 001815104 N 1 0000724683 PIPER JAFFRAY & CO. 03-09-2015 N 867-01178 LOCATED 03-09-2015 2603 Moody Parkway, Ste 102 Moody AL 35004 SUPERVISED 03-09-2015 3400 PLAYERS CLUB MEMPHIS TN 38125 LOCATED 03-09-2015 2100 Southbridge Parkway Suite 650 Birmingham AL 35209 03-2015 PIPER JAFFRAY & CO. MOODY AL 35004 Y Y PUBLIC FINANCE INVESTMENT BANKING 08-2012 03-2015 BENCHMARK SECURITIES LLC MOODY AL 35004 Y Y PUBLIC FINANCE INVESTMENT BANKING 10-1996 08-2012 GARDNYR MICHAEL CAPITAL, INC. BIRMINGHAM AL 35209 Y Y PUBLIC FINANCE INVESTMENT BANKING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 03-19-2015 Ann C. McCague Chief Compliance Officer