0000724683-15-000036.txt : 20150319
0000724683-15-000036.hdr.sgml : 20150319
20150319172424
ACCESSION NUMBER: 0000724683-15-000036
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150319
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY & CO.
CENTRAL INDEX KEY: 0000724683
IRS NUMBER: 410953246
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1200
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04228
FILM NUMBER: 15713740
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 612-303-6359
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: SUITE 1000
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC.
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD
DATE OF NAME CHANGE: 20020129
FORMER COMPANY:
FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD
DATE OF NAME CHANGE: 20000719
MA-I
1
primary_doc.xml
MA-I
0000724683
XXXXXXXX
Meghan G. Anderson
612-303-5696
Meghan.G.Anderson@pjc.com
registration@pjc.com
N
N
WALTER
DEWAYNE
LEWIS
001815104
N
1
0000724683
PIPER JAFFRAY & CO.
03-09-2015
N
867-01178
LOCATED
03-09-2015
2603 Moody Parkway, Ste 102
Moody
AL
35004
SUPERVISED
03-09-2015
3400 PLAYERS CLUB
MEMPHIS
TN
38125
LOCATED
03-09-2015
2100 Southbridge Parkway
Suite 650
Birmingham
AL
35209
03-2015
PIPER JAFFRAY & CO.
MOODY
AL
35004
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
08-2012
03-2015
BENCHMARK SECURITIES LLC
MOODY
AL
35004
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
10-1996
08-2012
GARDNYR MICHAEL CAPITAL, INC.
BIRMINGHAM
AL
35209
Y
Y
PUBLIC FINANCE INVESTMENT BANKING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
03-19-2015
Ann C. McCague
Chief Compliance Officer