0000724683-14-000068.txt : 20141209 0000724683-14-000068.hdr.sgml : 20141209 20141209115221 ACCESSION NUMBER: 0000724683-14-000068 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY & CO. CENTRAL INDEX KEY: 0000724683 IRS NUMBER: 410953246 STATE OF INCORPORATION: DE FISCAL YEAR END: 1200 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04228 FILM NUMBER: 141274308 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 612-303-6359 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: SUITE 1000 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: U.S. BANCORP PIPER JAFFRAY INC. DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: U S BANCORP PIPER JAFFRAY INC /BD DATE OF NAME CHANGE: 20020129 FORMER COMPANY: FORMER CONFORMED NAME: US BANCORP PIPER JAFFRAY INC /MN/ /BD DATE OF NAME CHANGE: 20000719 MA-I 1 primary_doc.xml MA-I 0000724683 XXXXXXXX Martha Y. Eichlersmith 6123036013 Martha.Y.Eichlersmith@pjc.com registration@pjc.com N DEBORAH LEE KOLP 001451674 N 1 0000724683 PIPER JAFFRAY & CO. 07-15-2013 N 07-09-2014 0000724683 LOCATED SUPERVISED 07-15-2013 1420 FIFTH AVE SUITE 4300 SEATTLE WA 98101 07-2013 PIPER JAFFRAY & CO. SEATTLE WA 98101 Y Y PUBLIC FINANCE INVESTMENT BANKER 02-1987 07-2013 SEATTLE-NORTHWEST SECURITIES CORPORATION SEATTLE WA 98101 Y Y PUBLIC FINANCE INVESTMENT BANKER Y 01-2011 SCIENTIA EMENDATORA 7525 EARL AVE N.W. SEATTLE WA 98117 N N SCIENTIFIC JOURNALS OWNER 5 FREE LANCE EDITING FOR SCIENTIFIC JOURNAL ARTICLES, GRANT APPLICATIONS, AND REPORTS N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 07-11-2014 Ann C. McCague Chief Compliance Officer