EX-FILING FEES 5 ex_490025.htm EXHIBIT 107

Exhibit 107

Calculation of Filing Fee Tables

Form S-3
(Form Type)

 

VAXART, INC.
(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security

Type

Security

Class

Title

Fee

Calculation

or Carry

Forward

Rule

Amount

Registered

Proposed

Maximum

Offering

Price Per

Unit

 

Maximum

Aggregate

Offering Price

   

Fee Rate

   

Amount of

Registration

Fee(1)

 

Carry

Forward

Form

Type

Carry

Forward

File

Number

Carry

Forward

Initial

effective

date

Filing Fee

Previously

Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

Newly Registered Securities

Fees to Be Paid

Equity

Common Stock

457(o)

(2)

(3)

 

(3)

                         
 

Equity

Preferred Stock

457(o)

(2)

(3)

 

(3)

                         
 

Debt

Debt Securities

457(o)

(2)

(3)

 

(3)

                         
 

Equity

Warrants

457(o)

(2)

(3)

 

(3)

                         
 

Other

Purchase Contracts

457(o)

(2)

(3)

 

(3)

                         
 

Equity

Units

457(o)

(2)

(3)

 

(3)

                         
 

Unallocated (Universal) Shelf

-

457(o)

      $ 200,000,000.00       0.00011020     $ 22,040.00 (3)        

Fees Previously Paid

                                         
                                           
 

Total Offering Amounts

  $ 200,000,000.00             $ 22,040.00 (3)        
 

Total Fees Previously Paid

                  $ 0.00          
 

Total Fee Offsets

                  $ 3,646.70          
 

Net Fee Due

                  $ 18,393.30          

 

 

 

Table 2: Fee Offset Claims and Sources

 

 

Registrant

or Filer

Name

Form or

Filing

Type

 

File

Number

 

Initial

Filing

Date

 

Filing

Date

   

Fee Offset

Claimed

 

Security

Type

Associated

with Fee

Offset

Claimed

Security

Title

Associated

with Fee

Offset

Claimed

Unsold

Securities

Associated

with Fee

Offset

Claimed

 

Unsold

Aggregate

Offering

Amount

Associated

with Fee

Offset

Claimed

 

Fee Paid

with Fee

Offset

Source

Rule 457(p)

Fee Offset Claims

Vaxart, Inc.

S-3ASR

  333-239751  

July 8, 2020

  N/A     $ 3,646.70 (4)

Common Stock

(4)

(4)

  $ 33,425,655 (4)  
                                           

 

 

 

(1)

Calculated pursuant to Rule 457(o) under the Securities Act of 1933, as amended (the “Securities Act”), based on the proposed maximum aggregate offering price.

 

(2)

There are being registered hereunder such indeterminate number of shares of common stock and preferred stock, such indeterminate principal amount of debt securities, such indeterminate number of warrants, such indeterminate number of purchase contracts, and such indeterminate number of units, as shall have an aggregate initial offering price not to exceed $200,000,000. If any debt securities are issued at an original issue discount, then the offering price of such debt securities shall be in such greater principal amount as shall result in an aggregate initial offering price not to exceed $200,000,000, less the aggregate dollar amount of all securities previously issued hereunder. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The proposed maximum initial offering price per unit will be determined, from time to time, by the registrant in connection with the issuance by the registrant of the securities registered hereunder. The securities registered also include such indeterminate number of shares of common stock and preferred stock and amount of debt securities as may be issued upon conversion of or exchange for preferred stock or debt securities that provide for conversion or exchange, upon exercise of securities registered hereunder. In addition, pursuant to Rule 416 under the Securities Act of, the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

(3)

Estimated solely for the purpose of calculating the registration fee. Subject to Rule 462(b) under the Securities Act, the aggregate initial offering price of all securities issued by the registrant pursuant to this registration statement will not exceed $200,000,000. The proposed maximum aggregate offering price per class of security will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder and is not specified as to each class of security pursuant to pursuant to Item 16(b) of Form S-3 under the Securities Act.

 

(4)

Pursuant to Rule 457(p) under the Securities Act, the registrant has offset $3,646.70 of the filing fee associated with the $250,000,000 maximum aggregate offering price of partial unsold securities under the registrant’s Registration Statement on Form S-3ASR (Registration No. 333-239751) filed on July 8, 2020 (later supplemented by the registrant’s Prospectus Supplement filed on October 13, 2020) (with a filing fee of $27,275.00), with $3,646.70 to be applied to future filings, and $33,425,655 of which remains unsold as of the date of this registration statement, against the amount of the registration fee for this registration statement. Upon effectiveness of this registration statement, that prior Registration Statement, No. 333-239751, is hereby replaced.