0000912057-01-533411.txt : 20011009 0000912057-01-533411.hdr.sgml : 20011009 ACCESSION NUMBER: 0000912057-01-533411 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CENDANT CORP CENTRAL INDEX KEY: 0000723612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 060918165 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-59246 FILM NUMBER: 1744500 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 9734965036 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: COMP U CARD INTERNATIONAL INC DATE OF NAME CHANGE: 19870914 FORMER COMPANY: FORMER CONFORMED NAME: CUC INTERNATIONAL INC /DE/ DATE OF NAME CHANGE: 19920703 424B3 1 a2059982z424b3.txt 424B3 Filed pursuant to Rule No. 424(B)(3) File Number 333-59246 PROSPECTUS SUPPLEMENT NO. 4 (To Prospectus dated July 25, 2001) $1,479,258,000 CENDANT CORPORATION Zero Coupon Senior Convertible Contingent Debt Securities (CODES) due 2021 and CD Common Stock Issuable Upon Conversion of the CODES This prospectus supplement supplements the prospectus dated July 25, 2001 of Cendant Corporation, as supplemented August 1, 2001, August 16, 2001, and August 24, 2001, relating to the sale by certain of our securityholders (including their pledges, donees, assignees, transferees, successors and others who later hold any of the selling securityholders' interests) of up to $1,479,258,000 aggregate principal amount at maturity of CODES and the shares of CD common stock issuable upon conversion of the CODES. You should read this prospectus supplement in conjunction with the prospectus, and this prospectus supplement is qualified by reference to the prospectus, except to the extent that the information in this prospectus supplement supersedes the information contained in the prospectus. The table of selling securityholders contained in the prospectus is hereby amended to add the entities who are named below as selling securityholders:
Aggregate Number of Principal Amount Shares of CD Percentage of at Maturity of Percentage of Common Stock Shares of CD CODES That CODES That May Common Stock Name May Be Sold Outstanding Be Sold(1) Outstanding(2) ---- ----------- ----------- ---------- -------------- 1976 Distribution Trust FBO A.R. Lauder/Zinterhofer .... $13,000 * 434 * 1976 Distribution Trust FBO Jane A. Lauder ............. $25,000 * 835 * 2000 Revocable Trust FBO A.R. Lauder/Zinterhofer........ $13,000 * 434 * American Motorist Insurance Company..................... $974,000 * 32,532 * AmerUs Life Insurance Co................................ $290,000 * 9,686 * Arapahoe County Colorado................................ $95,000 * 3,173 * British Virgin Island Social Security Board............. $73,000 * 2,438 * City of New Orleans..................................... $390,000 * 13,026 * CooperNeff Convertible Strategies Fund, L.P............. $7,143,000 * 238,576 * First Union Securities Inc.............................. $15,577,000 1.05% 520,272 * Grady Hospital Foundation .............................. $205,000 * 6,847 * HSBC Tree Zola Managed Trust............................ $1,100,000 * 36,740 * IL Annuity and Insurance Co............................. $13,390,000 * 447,226 * Independence Blue Cross................................. $315,000 * 10,521 * Local Initiatives Support Corporation .................. $93,000 * 3,106 * Lyxor Master Fund c/o Zola Capital Management........... $900,000 * 30,060 * Merrill Lynch Insurance Group........................... $382,000 * 12,759 * MLQA Convertible Securities Arbitrage Ltd............... $100,000,000 6.76% 3,340,000 * Municipal Employees..................................... $206,000 * 6,880 * Nabisco Holdings........................................ $53,000 * 1,770 * New Orleans Firefighters Pension/Relief Fund............ $213,000 * 7,114 * Occidental Petroleum Corporation........................ $397,000 * 13,260 * Ohio Bureau of Workers Compensation .................... $202,000 * 6,747 * Policemen and Firemen Retirement System of the City of Detroit..................................... $1,026,000 * 34,268 * ProMutual............................................... $1,155,000 * 38,577 * Raytheon Master Pension Trust........................... $619,000 * 20,675 * RJR Reynolds............................................ $159,000 * 5,311 * Shell Pension Trust .................................... $776,000 * 25,918 * The City University of New York......................... $234,000 * 7,816 * The Grable Foundation................................... $183,000 * 6,112 *
Additionally, the following represents updated information regarding the selling securityholders listed in the selling securityholder table in the prospectus:
Aggregate Number of Principal Amount Shares of CD Percentage of at Maturity of Percentage of Common Stock Shares of CD CODES That CODES That May Common Stock Name May Be Sold Outstanding Be Sold(1) Outstanding(2) ---- ----------- ----------- ---------- -------------- Aristeia International, Limited.......................... $28,945,000 1.96% 966,763 * Aristeia Partners L.P.................................... $9,055,000 * 302,437 * Vopak USA, Inc. Retirement Plan (3) ..................... $1,220,000 * 40,748 *
----------- * Less than one percent (1%). (1) Assumes conversion of all of the holder's CODES at a conversion rate of 33.40 shares of CD common stock per $1,000 principal amount at maturity of the CODES. This conversion rate is subject to adjustment, however, as described under "Description of the CODES"Conversion Rights". As a result, the number of shares of CD common stock issuable upon conversion of the CODES may increase or decrease in the future. Does not include shares of CD common stock that may be issued by us upon purchase of CODES by us at the option of the holder. (2) Calculated based on Rule 13d-3(d)(i) of the Exchange Act, using 857,074,916 shares of CD common stock outstanding as of June 30, 2001. In calculating this amount for each holder, we treated as outstanding the number of shares of CD common stock issuable upon conversion of all of that holder's CODES, but we did not assume conversion of any other holder's CODES. Does not include shares of CD common stock that may be issued by us upon purchase of CODES by us at the option of the holder. (3) Effective July 6, 2001, Van Waters & Rogers, Inc. Retirement Plan changed its name to Vopak USA, Inc. Retirement Plan. Investing in the CODES or shares of CD common stock involves risks that are described in the "Risk Factors" section beginning on page 5 of the prospectus. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THESE SECURITIES OR DETERMINED IF THIS PROSPECTUS SUPPLEMENT IS TRUTHFUL OR COMPLETE. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. The date of this prospectus supplement is September 25, 2001.